179 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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55 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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11225 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Enforcement Action | Published 01/03/2019
The Consumer Financial Protection Bureau (Bureau) announced a settlement with USAA Federal Savings Bank, a federally chartered savings association headquartered in San Antonio, Texas… Read More
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OCC

News | Published 01/03/2019
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of December 1, 2018 through December 31, 2018. The list contains o… Read More
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SEC

Enforcement | Published 12/31/2018
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Before the SECURITIES ACT OF 1933 Release No. 10601 / December 31, 2018 SECURITIES EXCHANGE ACT OF 1934 Release No. 84979 / December 31, 2018 ACCOUNTING AND A… Read More
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VA

Notice | Published 12/31/2018
The Department of Veterans Affairs (VA) is updating the monetary allowance payable for qualifying interments that occur during calendar year 2019, which applies toward the private purchase of an outer burial receptacle (or “graveliner”) for use in… Read More
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EOP

Presidential Document | Published 01/07/2019
Effective with respect to eligible agricultural products of Israel which are entered for consumption, or withdrawn from warehouse for consumption, on or after January 1, 2019, and through the close of December 31, 2019, subchapter VIII of chapter 99 of the Harmonized Tariff Schedule of the United States is hereby modified as follows:… Read More
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Enforcement | Published 01/04/2019
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057586601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Gary L. Pevey, Respondent CRD No. 2129469 Pursuant to FINRA Rule 92… Read More
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