Regulatory Agency Updates | Week of December 30 to January 06

Agency Report January 06

Agency Report January 06

 
 
CFPB
 
 
 
 

Blog: Read our 2019 College Credit Card Report... | 12/31/2019

Report: 2019 College credit card agreements... | 12/30/2019

 
 
 
CFTC
 
 
 
 

Proposed Rule: Post-Trade Name Give-Up on Swap Execution Facilities... | 12/31/2019

 
 
 
DOJ
 
 
 
 

Notice: Notice of Extension of Public Comment Period for Proposed Consent Decr... | 01/06/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 12/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 12/30/2019

 
 
 
EOP
 
 
 
 

Presidential Document: National Slavery and Human Trafficking Prevention Month, 2020... | 01/06/2020

Presidential Document: Adjustments of Certain Rates of Pay... | 12/30/2019

Presidential Document: [No title available]... | 12/30/2019

Presidential Document: [No title available]... | 12/30/2019

Presidential Document: [No title available]... | 12/30/2019

Presidential Document: To Take Certain Actions Under the African Growth and Opportunity Act a... | 12/30/2019

Presidential Document: [No title available]... | 12/30/2019

Presidential Document: [No title available]... | 12/30/2019

Presidential Document: [No title available]... | 12/30/2019

Presidential Document: [No title available]... | 12/30/2019

 
 
 
FDIC
 
 
 
 

News: Rescission of FDIC Statements of Policy... | 12/31/2019

News: Reopening Comment Period for Proposed Rule to Amend Swap Margin Requir... | 12/31/2019

News: Extension of Comment Period for Request for Information on the Use of ... | 12/31/2019

Proposed Rule: Margin and Capital Requirements for Covered Swap Entities... | 12/30/2019

Final Rule: Community Reinvestment Act Regulations... | 12/30/2019

 
 
 
FINCEN
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Renewal; Comment Re... | 12/30/2019

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/03/2020

Complaints: Complaints... | 01/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Stephen Carver AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): John Joseph Cahill AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/02/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 12/31/2019

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 12/31/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 12/30/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 12/30/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 01/06/2020

News: Minutes of the Federal Open Market Committee, December 10-11, 2019... | 01/03/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 01/03/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe... | 01/02/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 01/02/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 01/02/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 01/02/2020

Notice: Formations of, Acquisitions by, and Mergers of Savings and Loan Holdin... | 01/02/2020

News: Attachment (PDF) - Agencies release annual CRA asset-size threshold ad... | 12/31/2019

News: Agencies release annual CRA asset-size threshold adjustments for small... | 12/31/2019

 
 
 
FTC
 
 
 
 

News: Cmr. Slaughter panelist at the Chief Privacy Officer Roundtable... | 01/03/2020

News: FTC Announces Agenda for Jan. 9 Workshop, Non-Competes in the Workplac... | 01/03/2020

News: FTC Challenges Consummated Merger of Companies that Market Body-Worn C... | 01/03/2020

News: Statement of Gail Levine, Deputy Director of FTC Bureau of Competition... | 01/02/2020

News: FTC Issues Biennial Report to Congress on the National Do Not Call Reg... | 12/31/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 12/31/2019

News: Operators of Multi-Million Dollar Work-from-Home Scheme Settle FTC All... | 12/30/2019

News: FTC Releases Reports on Cigarette and Smokeless Tobacco Sales and Mark... | 12/30/2019

Enforcement: Effen Ads, LLC (iCloudWorx)... | 12/30/2019

News: Court Rules in Favor of FTC in Case Against Mortgage Relief Scammers... | 12/30/2019

 
 
 
INT-EC
 
 
 
 

Agency Update: Data protection in the EU -- Directive (EU) 2016/680 on the protection... | 01/01/2020

Agency Update: Rules on international data transfers -- Specific provisions concernin... | 01/01/2020

Agency Update: Adequacy decisions -- EU Japan Adequacy Decision - Factsheet... | 01/01/2020

Agency Update: Rules on international data transfers -- Factsheet - EU provisions on ... | 01/01/2020

Agency Update: Data protection in the EU -- Factsheet - How will the data protection ... | 01/01/2020

 
 
 
NCUA
 
 
 
 

Notice: Submission for OMB Review; Comment Request... | 12/31/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 01/02/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 12/30/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 12/30/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 12/30/2019

 
 
 
OCC
 
 
 
 

News Release: News Release 2019-153... | 12/31/2019

Proposed Rule: Margin and Capital Requirements for Covered Swap Entities... | 12/30/2019

Final Rule: Other Real Estate Owned and Technical Amendments; Correction... | 12/30/2019

Final Rule: Notification of Inflation Adjustments for Civil Money Penalties... | 12/30/2019

Final Rule: Community Reinvestment Act Regulations... | 12/30/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: Counter Terrorism Designation; Global Magnitsky Designations Updates... | 01/03/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; Miami International Securities Exchange... | 01/06/2020

Notice: Fundrise Real Estate Interval Fund, LLC, et al.... | 01/06/2020

Notice: Investor Advisory Committee Meeting... | 01/06/2020

Notice: Sunshine Act Meetings... | 01/03/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 01/03/2020

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili... | 01/03/2020

Enforcement: Robert A. Karmann, CPA... | 01/03/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Pr... | 01/03/2020

Notice: Sunshine Act Meetings... | 01/03/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Pr... | 01/03/2020

 
 
 
TREAS
 
 
 
 

Final Rule: Qualified Financial Contracts Recordkeeping Related to Orderly Liquida... | 01/02/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 12/31/2019

Notice: Comment Request; Multiple Internal Revenue Service Information Collect... | 12/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 12/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 12/30/2019

 
 
 
UK-BOE
 
 
 
 

Agency Update: Changing supply elasticities and regional housing booms... | 01/03/2020

Agency Update: Compositional nature of firm growth and aggregate fluctuations... | 01/03/2020

Agency Update: Eight centuries of global real interest rates, R-G, and the =E2=80=98suprasecu... | 01/03/2020

Agency Update: Credit growth, the yield curve and financial crisis prediction: eviden... | 01/03/2020

Agency Update: The 3 E=E2=80=99s of central bank communication with the public... | 01/03/2020

Working Paper: Credit growth, the yield curve and financial crisis prediction: eviden... | 01/03/2020

Working Paper: Changing supply elasticities and regional housing booms -- Changing su... | 01/03/2020

Working Paper: Changing supply elasticities and regional housing booms... | 01/03/2020

Working Paper: Eight centuries of global real interest rates, R-G, and the 'suprasecu... | 01/03/2020

Working Paper: Eight centuries of global real interest rates, R-G, and the 'suprasecu... | 01/03/2020

 
 
 
UK-CMA
 
 
 
 

News Story: Illumina/PacBio abandon merger... | 01/03/2020

 
 
 
UK-FCA
 
 
 
 

News: Fun Managers... | 01/03/2020

News: Novum Bank (Clone of EEA authorised firm)... | 01/03/2020

News: Heartland Investment Management Limited (Clone of EEA authorised firm)... | 01/03/2020

News: Pro-Options... | 01/03/2020

News: Pro Capital Markets... | 01/02/2020

News: Time4Actions... | 01/02/2020

News: CF Sum trading name of Bestfolio Consulting OU... | 01/02/2020

News: Ellis and Burlington... | 01/02/2020

News: Investment Bridge / Investment Chronicle... | 01/02/2020

News: SecuredInvestment.co.uk / Secured Investment... | 12/31/2019

 
 
 
UK-HMT
 
 
 
 

National Statistics: UK official holdings of international reserves: December 2019... | 01/06/2020

News Story: Government announces pay rise for 2.8 million people... | 12/31/2019

News Story: Farmers' =C2=A33 billion support confirmed in time for 2020... | 12/30/2019

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest - December 2019... | 01/02/2020

 
 
 
VA
 
 
 
 

Notice: Joint Biomedical Laboratory Research and Development and Clinical Scie... | 01/02/2020

Notice: Funding Availability: Homeless Providers Grant and Per Diem Program... | 12/30/2019

 

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