131 Enforcement Actions in the U.S. over past 30 days


OFAC enforcements increased 50% over the past 30 days


SEC issued enforcements: $88,633,075.00 over the past 30 days


123 Final Rules go into effect in the next 30 days


40 Mortgage Lending docs published in the last 7 days


149 docs with 7429 extracted obligations from the last 7 days


58 new Proposed and Final Rules were published in the past 7 days


6800 new docs in pro.compliance.ai within the last 7 days


Download the Q3 Enforcement eBook now!


Join us Feb 4th at Comply 2021



Enforcement | Published 12/22/2017
Home » Enforcement » Cases and Proceedings » Becton, Dickinson and Company / C.R. Bard, Inc., In the Matter of…. Read More


Agency Update | Published 12/22/2017
A local transportation operator pleaded guilty yesterday to stealing federal funds intended for a foreign exchange program maintained by the U.S. Department of State, announced Acting Assistant Attorney General John P. Cronan of the Department of Jus…. Read More


Notice | Published 12/18/2017
Notice is hereby given that a meeting of the Labor Advisory Committee for Trade Negotiation and Trade Policy has been postponed until further notice. This meeting, which was closed to the public, was scheduled for December 15, 2017, from 2 p.m. to 4 …. Read More


Enforcement | Published 12/21/2017
The Securities and Exchange Commission today charged a Raleigh, North Carolina based investment adviser with running a Ponzi scheme that primarily targeted his clients, many of whom were retired and elderly…..Read More


Notice | Published 12/18/2017 | Effective 12/18/2017
The Department of Veterans Affairs (VA) announces that the aggregate amounts of assistance available under the Specially Adapted Housing (SAH) grant program will increase by 4.88 percent for Fiscal Year (FY) 2018…..Read More


Final Rule | Published 12/20/2017 | Effective 12/20/2017
The Board of Governors of the Federal Reserve System (“Board”) is amending Regulation D (Reserve Requirements of Depository Institutions) to revise the rate of interest paid on balances maintained to satisfy reserve balance requirements (“IORR”) …. Read More


Final Rule | Published 12/21/2017 | Effective 12/21/2017
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is adding regulations to implement certain provisions of the Sergei Magnitsky Rule of Law Accountability Act of 2012….. Read More


Enforcement | Published 12/20/2017
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is announcing the Magnitsky Act Sanctions Regulations, 31 CFR Part 584 pursuant to the Sergei Magnitsky Rule of Law Accountability Act of 2012, Public Law 112-208. These regulat…. Read More


Presidential Document | Published 12/21/2017
[Federal Register Volume 82, Number 244 (Thursday, December 21, 2017)][Presidential Documents][Pages 60671-60672]From the Federal Register Online via the Government Publishing Office [www.gpo.gov][FR Doc No: 2017-2771…. Read More


News | Published 12/19/2017
The Consumer Financial Protection Bureau offers an honors attorney fellowship program that gives exceptional law students and recent graduates an opportunity to hone their legal skills while serving the American people. Today, we’re announcing that t…. Read More


 News | Published 12/21/2017
The OCC, the Board, and the FDIC (collectively, the Agencies) are amending their Community Reinvestment Act (CRA) regulations to adjust the asset-size thresholds used to define “small bank” or “small savings association” and “intermediate small bank”…. Read More


News | Published 12/21/2017
Joint Release WASHINGTON—The federal bank regulatory agencies today announced the annual adjustment to the asset-size thresholds used to define small bank, small savings association, intermediate small bank, and intermediate small savings association…. Read More


Notice | Published 12/21/2017
The Rural Housing Service (RHS or Agency), an agency within Rural Development, announces that it is soliciting competitive lender submissions (responses) regarding proposed projects for the Section 538 Guaranteed Rural Rental Housing Program (GRRHP)….. Read More


Notice | Published 12/21/2017
The Appraisal Subcommittee (ASC) of the Federal Financial Institutions Examination Council is amending section 3.06(e) of the ASC Rules of Operation, which addresses the scheduling of regular Meetings of the ASC. As amended, the ASC will meet at leas…. Read More