179 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements increased 21% over the past 30 days

-

FTC issued enforcements: $8,726,254.27 over the past 30 days

-

165 Final Rules go into effect in the next 30 days

-

55 Mortgage Lending docs published in the last 7 days

-

5330 docs with 12540 extracted obligations from the last 7 days

-

108 new Proposed and Final Rules were published in the past 7 days

-

11225 new docs in pro.compliance.ai within the last 7 days

-

Download the Q3 Enforcement eBook now!

-

Join us Feb 4th at Comply 2021

-
Agency Report Dec 14 - 21

 
 
CA-CANLII
 
 
 
 

Agency Update: Notice of Relocation Regulations, SOR/2020-249 [Modified on Dec 16, 20… | 12/17/2020

Agency Update: Atlantic Fishery Regulations, 1985, SOR/86-21 [Modified on Nov 30, 202… | 12/17/2020

Agency Update: Fishery (General) Regulations, SOR/93-53 [Modified on Nov 30, 2020]… | 12/17/2020

Agency Update: Provincial Child Support Service Regulations, SOR/2020-250 [Modified o… | 12/17/2020

Agency Update: Wildlife Area Regulations, CRC, c 1609 [Modified on Nov 30, 2020]… | 12/17/2020

Agency Update: Administrative Monetary Penalties Regulations (Canadian Nuclear Safety… | 12/17/2020

Agency Update: Nova Scotia Sex Offender Information Registration Regulations, SOR/200… | 12/17/2020

Agency Update: Vessel Operation Restriction Regulations, SOR/2008-120 [Modified on No… | 12/17/2020

Agency Update: Atlantic Fishery Regulations, 1985, SOR/86-21 [Modified on Nov 23, 202… | 12/17/2020

Agency Update: Firearms Marking Regulations, SOR/2004-275 [Modified on Nov 30, 2020]… | 12/17/2020

 
 
 
CA-OPC
 
 
 
 
 
 

News: News release: Combination of weaknesses led to massive data breach at … | 12/14/2020

Agency Update: PIPEDA Report of Findings #2020-005: Investigation into Desjardins=E2=80=99 co… | 12/14/2020

News release: Combination of weaknesses led to massive data breach at Desjardins… | 12/14/2020

Statement: Statement by the Privacy Commissioner of Canada following an investiga… | 12/14/2020

 
 
 
CA-OSFI
 
 
 
 

Agency Update: Extraordinary exceptions for non-recurring special dividends… | 12/14/2020

Agency Update: Exceptions extraordinaires au versement non r=C3=A9current de dividendes su… | 12/14/2020

Agency Update: Exceptions extraordinaires au versement non r=C3=A9current de dividendes su… | 12/14/2020

Agency Update: Extraordinary exceptions for non-recurring special dividends — Federa… | 12/14/2020

 
 
 
CFPB
 
 
 
 

Press release: Consumer Financial Protection Bureau Issues Final Rule on Consumer Dis… | 12/18/2020

Final rule: Debt Collection Practices (Regulation F)… | 12/18/2020

Press release: Consumer Financial Protection Bureau Settles with Mortgage Servicer fo… | 12/18/2020

Blog: Credit card debt fell even for consumers who were having financial dif… | 12/17/2020

Blog: Avoid reverse mortgage shopping scams… | 12/16/2020

Press release: Consumer Financial Protection Bureau Releases Report on Implementing t… | 12/15/2020

Blog: New financial education resources to help teachers bring youth financi… | 12/15/2020

 
 
 
CFTC
 
 
 
 
 
 

Notice: Privacy Act of 1974; System of Records… | 12/18/2020

Final Rule: Swap Execution Facility Requirements… | 12/18/2020

Agency Update: 20-45… | 12/17/2020

News: CFTC Participates in Operation Income Illusion to Raise Retail Fraud A… | 12/14/2020

Enforcement: Consent Order: TFS-ICAP, LLC, et al…. | 12/14/2020

Enforcement: Operation Income Illusion… | 12/14/2020

News: Federal Court Orders Interdealer Broker to Pay $7 Million for Deceptiv… | 12/14/2020

 
 
 
DOJ
 
 
 
 

Final Rule: Procedures for Completing Uniform Periodic Reports in Non-Small Busine… | 12/21/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act… | 12/21/2020

Notice: Notice of Extension of Public Comment Period for Proposed Consent Decr… | 12/18/2020

Final Rule: Equal Participation of Faith-Based Organizations in the Federal Agenci… | 12/17/2020

Final Rule: Prohibition on Settlement Payments to Non-Governmental Third Parties… | 12/16/2020

Notice: Agency Information Collection Activities; Proposed eCollection of eCom… | 12/16/2020

Notice: Notice of Proposed Settlement Agreement Under the Oil Pollution Act of… | 12/16/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 12/16/2020

Notice: Notice of Lodging of Proposed Second Amendment to Consent Decree Under… | 12/16/2020

Notice: Privacy Act of 1974; Systems of Records… | 12/16/2020

 
 
 
DOL
 
 
 
 

Notice: Information Collection; DOL-Improving Customer Experience (OMB Circula… | 12/18/2020

Final Rule: Equal Participation of Faith-Based Organizations in the Federal Agenci… | 12/17/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 12/15/2020

Notice: Agency Information Collection Activities; Comment Request; Equal Acces… | 12/15/2020

Notice: Child Labor, Forced Labor, and Forced or Indentured Child Labor in the… | 12/14/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department Of Labor Files Complaint to Protect Participants And B… | 12/18/2020

Final Rule: Prohibited Transaction Exemption 2020-02, Improving Investment Advice … | 12/18/2020

Final Rule: Fiduciary Duties Regarding Proxy Voting and Shareholder Rights… | 12/16/2020

News: Court Appoints Independent Fiduciary to Distribute $1,500,000 In Retir… | 12/16/2020

Final Rule: Grandfathered Group Health Plans and Grandfathered Group Health Insura… | 12/15/2020

News: U.S. Department of Labor Announces Exemption to Improve Investment Adv… | 12/15/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Wright Brothers Day, 2020… | 12/21/2020

Presidential Document: National Strategy for Space Nuclear Power and Propulsion… | 12/21/2020

Presidential Document: Continuation of the National Emergency With Respect to Serious Human R… | 12/18/2020

Presidential Document: Increasing Economic and Geographic Mobility… | 12/17/2020

Presidential Document: Providing an Order of Succession Within the Office of Personnel Manage… | 12/16/2020

Presidential Document: Providing for the Closing of Executive Departments and Agencies of the… | 12/16/2020

Presidential Document: The National Space Policy… | 12/16/2020

Presidential Document: Recognizing the Sovereignty of the Kingdom of Morocco Over the Western… | 12/15/2020

Presidential Document: Providing an Order of Succession Within the Department of Defense… | 12/15/2020

Presidential Document: Rebranding United States Foreign Assistance To Advance American Influe… | 12/15/2020

 
 
 
FDIC
 
 
 
 
 
 

Notice: Sunshine Act Notice of Meeting To Be Held With Less Than Seven Days Ad… | 12/21/2020

Press Release: Joint Release/Agencies Propose Requirement for Computer Security Incid… | 12/18/2020

Notice: Proposed Agency Information Collection Activities; Comment Request… | 12/18/2020

Press Release: Joint Release/Agencies Propose Requirement for Computer Security Incid… | 12/18/2020

Speech: Remarks by Martin J. Gruenberg, Member, FDIC Board of Directors, The F… | 12/18/2020

Event: Federal Register Notice… | 12/17/2020

Press Release: Joint Release/Agencies Release Annual CRA Asset-Size Threshold Adjustm… | 12/17/2020

Press Release: Joint Release/Agencies Release Annual CRA Asset-Size Threshold Adjustm… | 12/17/2020

Press Release: Joint Release/Agencies Release Annual CRA Asset-Size Threshold Adjustm… | 12/17/2020

Notice: Sunshine Act Meetings… | 12/17/2020

 
 
 
FFIEC
 
 
 
 

Notice: Agency Information Collection Activities; Renewal of an Approved Infor… | 12/18/2020

News: Press Release… | 12/14/2020

 
 
 
FINCEN
 
 
 
 

News: Treasury News Release: The Financial Crimes Enforcement Network Propos… | 12/18/2020

 
 
 
FINRA
 
 
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Brian Radoo AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Najib H. Khan AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/18/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 12/17/2020

NAC Decisions: Kapil Maheshwari NAC Decisions… | 12/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Neal Scott AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/17/2020

Orders Accepting Offers of Settlement: Kane H. Waller Orders Accepting Offers of Settlement… | 12/17/2020

NAC Decisions: Kipling Jones & Company., Ltd. Robbi J. Jones NAC Decisions… | 12/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Michael Anthony Tavel AWCs (Letters of Acceptance, Waiver, and Consent… | 12/17/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 12/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jiong Gu AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/16/2020

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 12/21/2020

Notice: Privacy Act of 1974; System of Records… | 12/21/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 12/21/2020

SR Letter: SR 20-30: Firms Subject to the LISCC Supervisory Program… | 12/18/2020

Notice: Proposed Agency Information Collection Activities; Comment Request… | 12/18/2020

Press Release: Federal Register notice: Computer-Security Incident Notification Requi… | 12/18/2020

Press Release: Federal Reserve Board votes to affirm the Countercyclical Capital Buff… | 12/18/2020

Speech: Strengthening the Financial System to Meet the Challenge of Climate Ch… | 12/18/2020

Press Release: Federal Reserve Board releases second round of bank stress test result… | 12/18/2020

Press Release: Christopher J. Waller sworn in as a member of the Board of Governors o… | 12/18/2020

 
 
 
FTC
 
 
 
 
 
 
 
 

Consumer Alert: Refunds in FTC v. J. William Enterprises… | 12/18/2020

Proposed Rule: Trade Regulation Rule Relating to Power Output Claims for Amplifiers U… | 12/18/2020

Enforcement: Manufacturing
Chief Administrative Law Judge’s Order Designating Admin… | 12/18/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 12/18/2020

News: FTC Seeks Comment on Amplifier Rule As Part of Regular Rule Review… | 12/17/2020

Consent Order: Agreement Containing Consent Order (391.68 KB) Epichouse LLC, (First C… | 12/17/2020

Consent Order: Agreement Containing Consent Order (339.49 KB) Bionatrol Health, LLC, … | 12/17/2020

Consent Order: Agreement Containing Consent Order (347.28 KB) Reef Industries, In the… | 12/17/2020

Consent Order: Agreement Containing Consent Order (246.76 KB) Steves Distributing, LL… | 12/17/2020

Complaint: Complaint Exhibits A-I (2.81 MB) Steves Distributing, LLC, In the Matt… | 12/17/2020

 
 
 
Freddie
 
 
 
 

News: Guide Bulletin 2020-48: Revised Liquidity and POA Requirements… | 12/16/2020

Bulletin: Bulletin 2020-48 Selling/Servicing Updates… | 12/16/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: Financial market development, monetary policy and financial stability … | 12/15/2020

 
 
 
INT-EBA
 
 
 
 

News: EBA launches consultation to amend standards on benchmarking of intern… | 12/17/2020

News: EBA launches consultation on its new Guidelines on internal governance… | 12/17/2020

News: EBA launches consultation on its new Guidelines on remuneration polici… | 12/17/2020

News: EBA explains how it will use its new power to carry out risk assessmen… | 12/17/2020

News: EBA updates its Report on liquidity measures and confirms banks=E2=80=99 solid… | 12/17/2020

News: EBA publishes final draft technical standards on capital requirements … | 12/17/2020

Press Release: EBA publishes final draft technical standards on capital requirements … | 12/17/2020

Press Release: EBA updates its Report on liquidity measures and confirms banks solid … | 12/17/2020

Press Release: EBA explains how it will use its new power to carry out risk assessmen… | 12/17/2020

News: EBA launches consultation to amend standards on benchmarking of intern… | 12/17/2020

 
 
 
INT-EC
 
 
 
 

News: Joint statement on Japan’s temporary equivalence regarding reinsurance… | 12/21/2020

News: Commission publishes guidance on key provisions of EU Global Human Rig… | 12/18/2020

News: The Hong Kong Special Administrative Region of the People’s Republic o… | 12/17/2020

News: Coronavirus response: Tackling non-performing loans (NPLs) to enable b… | 12/16/2020

News: Questions and Answers: Tackling non-performing loans to enable banks t… | 12/16/2020

News: The Commission published an interim study on the development of tools … | 12/14/2020

 
 
 
INT-FATF
 
 
 
 

Publication: FATF removes The Bahamas from the list of Jurisdictions under Increase… | 12/18/2020

Publication: Update: COVID-19-Related Money Laundering and Terrorist Financing Risk… | 12/16/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB reports on global trends and risks in non-bank financial intermedi… | 12/16/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2020 — … | 12/16/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2020 — … | 12/16/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2020… | 12/16/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2020 — … | 12/16/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2020 — … | 12/16/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2020 — … | 12/16/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2020 — … | 12/16/2020

 
 
 
INT-IOSCO
 
 
 
 

Media Release: IOSCO Secretary General Paul Andrews to depart IOSCO in February 2021… | 12/21/2020

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act: Notice of Agency Meeting… | 12/15/2020

Notice: Sunshine Act: Notice of Agency Meeting… | 12/15/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 12/21/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 12/18/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 12/18/2020

 
 
 
OCC
 
 
 
 

News Release: NR 2020-175 Agencies Propose Requirement for Computer Security Inciden… | 12/18/2020

News Release: NR 2020-176 Office of the Comptroller of the Currency Issues Interpret… | 12/18/2020

Notice: Proposed Agency Information Collection Activities; Comment Request… | 12/18/2020

News Release: NR 2020-174 OCC Proposes Rule Regarding Exemptions to Suspicious Activ… | 12/17/2020

News Release: NR 2020-173 OCC Enforcement Actions and Terminations… | 12/17/2020

Notice: Agency Information Collection Activities: Information Collection Renew… | 12/17/2020

News Release: NR 2020-171 OCC Reports Third Quarter 2020 Bank Trading Revenue… | 12/16/2020

News Release: NR 2020-172 OCC Reports Decline in Mortgage Performance… | 12/16/2020

Notice: Agency Information Collection Activities: Information Collection Renew… | 12/15/2020

News Release: NR 2020-170 New Brokered Deposits Rule Promotes Bank-Fintech Partnersh… | 12/15/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 12/21/2020

Financial Sanction: Venezuela-related Designations… | 12/18/2020

Financial Sanction: Iran-related Designations… | 12/16/2020

Financial Sanction: Counter Terrorism Designation… | 12/15/2020

Notice: Notice of OFAC Sanctions Actions… | 12/15/2020

Financial Sanction: Introduction of the Non-SDN Menu-Based Sanctions (NS-MBS) List; CAATSA… | 12/14/2020

Notice: Notice of OFAC Sanctions Actions… | 12/14/2020

Notice: Notice of OFAC Sanctions Actions… | 12/14/2020

Financial Sanction: Iran-related Designations… | 12/14/2020

Notice: Notice of OFAC Sanctions Actions… | 12/14/2020

 
 
 
RHS
 
 
 
 

Notice: Notice of Request for Revision of a Currently Approved Information Col… | 12/17/2020

 
 
 
SEC
 
 
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 12/21/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Am… | 12/21/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Inst… | 12/21/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation … | 12/21/2020

Notice: Sunshine Act Meeting; Cancellation… | 12/21/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Pr… | 12/21/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I… | 12/21/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 12/21/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I… | 12/21/2020

Notice: Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Desig… | 12/21/2020

 
 
 
TREAS
 
 
 
 
 
 

Notice: IMARA Calculation for Calendar Year 2021 Under the Terrorism Risk Insu… | 12/21/2020

Press Release: The Financial Crimes Enforcement Network Proposes Rule Aimed at Closin… | 12/18/2020

Press Release: Treasury Continues Pressure on Maduro Regime for Role in Fraudulent El… | 12/18/2020

Settlement Agreement: Settlement Agreement between the U.S. Department of the Treasury’s Off… | 12/16/2020

Press Release: Treasury Sanctions Companies for Supporting the Sale of Iranian Petroc… | 12/16/2020

Statements: Statement from Secretary Steven T. Mnuchin on Sudan… | 12/14/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 12/14/2020

Press Release: Treasury Sanctions Senior Iranian Intelligence Officers Involved in th… | 12/14/2020

 
 
 
UK-BOE
 
 
 
 
 
 
 
 

News: Minutes of the RTGS renewal programme external advisory body – Septemb… | 12/18/2020

News: Minutes of the Standards Advisory Panel – November 2020… | 12/18/2020

News: Minutes of the Standards Advisory Panel – September 2020… | 12/18/2020

News: Over =C2=A3240,000.00 donated to Pancreatic Cancer UK and YoungMinds… | 12/18/2020

Agency Update: The central bank balance sheet as a policy tool: past, present and fut… | 12/18/2020

Agency Update: The Bank of England=E2=80=99s review of its approach to setting a minimum requ… | 12/18/2020

Agency Update: Uncertainty and voting on the Bank of England=E2=80=99s Monetary Policy Commit… | 12/18/2020

News: The Bank of England’s Review of MREL… | 12/18/2020

News: Bank of England statement on MREL and resolvability deadlines… | 12/18/2020

Agency Update: The impact of Covid on machine learning and data science in UK banking… | 12/18/2020

 
 
 
UK-CMA
 
 
 
 
 
 

CMA Case: Financial services sector: suspected anti-competitive arrangements… | 12/21/2020

CMA Case: Liberty Global plc / Telef=C3=B3nica S.A. merger inquiry… | 12/21/2020

CMA Case: Sonoco Products Company / Can Packaging SAS merger inquiry… | 12/21/2020

CMA Case: Funerals… | 12/18/2020

News Story: CMA secures affordable supply of key bipolar drug… | 12/18/2020

Transparency: CMA: prompt payment data, July to September 2020… | 12/18/2020

CMA Case: Investigation into supply of lithium-based medication for the treatmen… | 12/18/2020

CMA Case: FNZ / GBST merger inquiry… | 12/18/2020

Press Release: CMA publishes final report in funerals market investigation… | 12/18/2020

CMA Case: Review of the legal services market study in England and Wales… | 12/17/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 
 
 

Impact assessments: Impact Assessment: PS19/30: Independent governance committees: extensi… | 12/21/2020

Policy statements: PS20/17: Proposals to enhance climate-related disclosures by listed is… | 12/21/2020

News: FCA fines Charles Schwab UK =C2=A38.96 million over safeguarding and compli… | 12/21/2020

News: Bluerock Financial Services… | 12/21/2020

Impact assessments: Impact Assessment: FG20/1: Assessing adequate financial resources… | 12/21/2020

Final notices: Final Notice 2020: Charles Schwab UK Limited… | 12/21/2020

News: Secure Finance (clone of FCA authorised firm)… | 12/21/2020

Policy statements: PS20/17: Proposals to enhance climate-related disclosures by listed is… | 12/21/2020

News: FCA fines Charles Schwab UK =C2=A38.96 million over safeguarding and compli… | 12/21/2020

News: Secure Finance (clone of FCA authorised firm)… | 12/21/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 
 
 

News Story: Chair of the ring-fencing and proprietary trading independent review p… | 12/21/2020

News Story: John Taylor, Antony Jenkins and Tanya Castell appointed to the Prudent… | 12/21/2020

Press Release: Two hundred independent cinemas supported through the Culture Recovery… | 12/20/2020

Guidance: Film & TV Production Restart Scheme… | 12/20/2020

Html Publication: Summary of Financial Inclusion Policy Forum meeting November 2020… | 12/18/2020

Policy Paper: User and Preparer Advisory Group Minutes: September 2020… | 12/18/2020

Html Publication: How public spending was calculated in your tax summary… | 12/18/2020

Html Publication: Film & TV Production Restart Scheme – Scheme Rules… | 12/18/2020

Html Publication: Bridging Document… | 12/18/2020

Html Publication: Film & TV Production Restart Scheme – Explanatory Notes… | 12/18/2020

 
 
 
UK-ICO
 
 
 
 
 
 

News: Six things to consider when using algorithms for employment decisions… | 12/18/2020

News: ICO yn cyhoeddi Cod Ymarfer newydd ynghylch Rhannu Data… | 12/17/2020

News: ICO publishes new Data Sharing Code of Practice… | 12/17/2020

News: ICO to recover =C2=A3250,000 fine from Manchester claims management firm… | 12/16/2020

Agency Update: Pownall Marketing Limited… | 12/16/2020

Monetary penalties: Pownall Marketing Limited — Pownall Marketing Limited… | 12/16/2020

News: Supporting NHS COVID-19 vaccine research in the pandemic… | 12/15/2020

Decision Notice: Ministry of Justice… | 12/14/2020

Decision Notice: National Police Chiefs’ Council… | 12/14/2020

Decision Notice: Home Office… | 12/14/2020

 
 
 
UK-LSB
 
 
 
 

News: 2020: The Year in Insight — www.lendingstandardsboard.org.uk… | 12/14/2020

News: 2020: The Year in Insight… | 12/14/2020

 
 
 
UK-PRA
 
 
 
 
 
 

Policy statement: Bank Recovery and Resolution Directive II – Policy Statement 28/20 Ope… | 12/21/2020

Policy statement: Bank Recovery and Resolution Directive II – Appendix 2: PRA RULEBOOK: … | 12/21/2020

Policy statement: Bank Recovery and Resolution Directive II – Appendix 1: PRA RULEBOOK: … | 12/21/2020

Policy statement: Bank Recovery and Resolution Directive II… | 12/21/2020

Report: Evaluation of the Senior Managers and Certification Regime (SM&CR)… | 12/16/2020

Report: Evaluation of the Senior Managers and Certification Regime (SM&CR) – E… | 12/16/2020

Letter: Letter from Sarah Breeden and Melanie Beaman ‘UK Deposit Takers Superv… | 12/15/2020

Letter: Letter from David Bailey and Rebecca Jackson ‘International Banks Supe… | 12/15/2020

Prudential Regulation: PRA Rulebook: CRR Firms and Non-Authorised Persons: Contractual Recogn… | 12/15/2020

Prudential Regulation: PRA Rulebook: CRR Firms and Non-Authorised Persons: Stay in Resolution… | 12/15/2020

 
 
 
VA
 
 
 
 

Notice: VA High Risk List Action Plan, Managing Risks, and Improving VA Health… | 12/18/2020

Proposed Rule: Referral for VA Administrative Decision for Character of Discharge Det… | 12/18/2020

Notice: Reasonable Charges for the National Average Administrative Prescriptio… | 12/17/2020

Final Rule: Equal Participation of Faith-Based Organizations in the Federal Agenci… | 12/17/2020

Notice: Agency Information Collection Activity Under OMB Review: Application f… | 12/15/2020

Notice: Agency Information Collection Activity: Decision Review Request: Highe… | 12/15/2020

Notice: Agency Information Collection Activity: Decision Review Request: Suppl… | 12/14/2020

 

X