191 Enforcement Actions in the U.S. over past 30 days

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CFPB enforcements decreased 11% over the past 30 days

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SEC issued enforcements: $59,971,440.07 over the past 30 days

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69 Final Rules go into effect in the next 30 days

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35 Mortgage Lending docs published in the last 7 days

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167 docs with 1954 extracted obligations from the last 7 days

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64 new Proposed and Final Rules were published in the past 7 days

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2096 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Regulatory-Agency-Updates-Week-of-Dec-09-Dec-16

 
 
CA-BOC
 
 
 
 

Agency Update: Loan Insurance, Market Liquidity, and Lending Standards… | 12/09/2019

 
 
 
CA-OPC
 
 
 
 

News: News release: Commissioner=E2=80=99s annual report sets out blueprint for how … | 12/10/2019

Agency Update: PIPEDA Report of Findings #2019-007: Credit reporting agency is author… | 12/09/2019

Agency Update: Statistics Canada: Invasive data initiatives should be redesigned with… | 12/09/2019

News: Media Advisory: Tabling of the Privacy Commissioner=E2=80=99s annual report… | 12/09/2019

 
 
 
CA-OSFI
 
 
 
 

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25… | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9… | 12/10/2019

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25… | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9… | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9… | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9… | 12/10/2019

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25… | 12/10/2019

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25… | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9… | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9… | 12/10/2019

 
 
 
CFPB
 
 
 
 
 
 
 
 

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce… | 12/11/2019

Notice: Supervisory Highlights Consumer Reporting Special Edition, Issue 20 (F… | 12/11/2019

News: A new retrospective on the removal of public records… | 12/10/2019

News: Director Kraninger’s Remarks Before the National Association of Attorn… | 12/10/2019

Blog: Seis consejos a tener en cuenta cuando le ofrezcan la tarjeta de cr=C3=A9di… | 12/10/2019

Speech: Director Kraninger’s Remarks Before the National Association of Attorn… | 12/10/2019

Report: Quarterly Consumer Credit Trends: Public records, credit scores, and c… | 12/10/2019

Blog: A new retrospective on the removal of public records… | 12/10/2019

Press release: Kraninger Marks First Year as Director of the Consumer Financial Prote… | 12/10/2019

News: Kraninger Marks First Year as Director of the Consumer Financial Prote… | 12/10/2019

 
 
 
CFTC
 
 
 
 
 
 

Notice: Sunshine Act Meetings… | 12/13/2019

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co… | 12/11/2019

Final Rule: Registration and Compliance Requirements for Commodity Pool Operators … | 12/10/2019

Final Rule: Registration and Compliance Requirements for Commodity Pool Operators … | 12/10/2019

Enforcement: Complaint: Douglas Lien… | 12/10/2019

News: CFTC Charges New Mexico Resident with Fraud in Long-Running Ponzi Sche… | 12/10/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 12/13/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 12/13/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 12/13/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 12/12/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 12/12/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 12/11/2019

Notice: Notice of Lodging Proposed Consent Decree… | 12/10/2019

Agency Update: Tribal Safety Grant Money Now Available… | 12/10/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 12/11/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Human Rights Day, Bill of Rights Day, and Human Rights Week, 2019… | 12/13/2019

Notice: Submission for Review: Survey on the Treatment of Opioid Use Disorders… | 12/12/2019

Notice: Submission for Review: Survey on Practices and Policies Related to the… | 12/12/2019

Presidential Document: National Pearl Harbor Remembrance Day, 2019… | 12/11/2019

 
 
 
FDIC
 
 
 
 

Final Rule: Regulatory Capital Treatment for High Volatility Commercial Real Estat… | 12/13/2019

News: Interagency Statement on the Use of Alternative Data in Credit Underwr… | 12/13/2019

News: Notice of Proposed Rulemaking on Revisions to the Community Reinvestme… | 12/13/2019

News: Request for Comments on Unsafe and Unsound Banking Practices: Brokered… | 12/13/2019

News: Keynote Remarks by FDIC Chairman Jelena McWilliams on “Brokered Deposi… | 12/11/2019

News: Listening Session on Supervisory Appeals and Dispute Resolution Proces… | 12/11/2019

Notice: Sunshine Act Meeting… | 12/10/2019

Notice: Notice of Termination of Receiverships… | 12/09/2019

News: Request for Information on a Framework for Analyzing the Effects of FD… | 12/09/2019

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Director Kenneth A. Blanco, delivered at th… | 12/10/2019

News: FinCEN Officials Speak at the ABA/ABA Financial Crimes Enforcement Con… | 12/10/2019

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/12/2019

NAC Decisions: Robert R. Tweed NAC Decisions… | 12/11/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Gerald T. Coyne AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Vincent Michael Bruno AWCs (Letters of Acceptance, Waiver, and Consent… | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): William Darby AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/10/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Brett David Levinson AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Harvey Frank AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/09/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Louis Ward AWCs (Letters of Acceptance, Waiver, and Consent)… | 12/09/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Rachel Lorenzo Tibbie AWCs (Letters of Acceptance, Waiver, and Consent… | 12/09/2019

 
 
 
FRS
 
 
 
 
 
 

Final Rule: Regulatory Capital Treatment for High Volatility Commercial Real Estat… | 12/13/2019

News: Attachment (PDF) – Federal Reserve Board announces it will extend unti… | 12/13/2019

News: Federal Reserve Board announces it will extend until January 22, 2020,… | 12/13/2019

News: Federal Reserve Board announces annual adjustment to the asset-size th… | 12/12/2019

SR Letter: Board of Governors of the Federal Reserve System… | 12/12/2019

Consumer Affairs Letters: CA 19-11 Interagency Statement on the Use of Alternative Data in Credi… | 12/12/2019

News: Attachment (PDF) – Federal Reserve Board announces annual adjustment t… | 12/12/2019

News: Federal Reserve Board announces termination of enforcement actions wit… | 12/12/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 12/12/2019

News: Federal Reserve Board and Federal Open Market Committee release econom… | 12/11/2019

 
 
 
FTC
 
 
 
 
 
 

Agency Update: International Monthly: December 2019… | 12/14/2019

Agency Update: FTC Comment to Texas Medical Board on Its Proposed Rule 193.13 to Add … | 12/13/2019

News: FTC Approves Final Order Imposing Conditions on NEXUS Gas Transmission… | 12/13/2019

Speech: Remarks of Commissioner Christine S. Wilson on “FTC vs. Facebook”… | 12/11/2019

News: Operators of Phantom Debt Scheme Permanently Banned From Debt Collecti… | 12/11/2019

News: Cmr. Chopra speech at 7th Annual Transatlantic Digital Economy Confere… | 12/10/2019

News: Cmr. Chopra speech at 7th Annual Transatlantic Digital Economy Confere… | 12/10/2019

Enforcement: The University of Phoenix, Inc…. | 12/10/2019

News: Cmr. Phillips opening remarks at FTC Workshop: Accuracy in Consumer Re… | 12/10/2019

News: Operators of Tech Support Scam Settle FTC Allegations they Tricked Con… | 12/10/2019

 
 
 
Fannie
 
 
 
 

News: Servicing Guide Updates… | 12/11/2019

News: Malloy Evans: Key Updates in Latest Servicing Announcement Dec. 11, 20… | 12/11/2019

 
 
 
INT-BIS
 
 
 
 

News: Launch of the consolidated Basel Framework… | 12/16/2019

Agency Update: The design of digital financial infrastructure: lessons from India… | 12/15/2019

Agency Update: The currency composition of foreign exchange reserves… | 12/13/2019

News: CPMI report sets out considerations for developers of wholesale digita… | 12/12/2019

News: Basel Committee invites comments on the design of a prudential treatme… | 12/12/2019

Agency Update: Bank loan supply during crisis: the importance of geographic diversifi… | 12/11/2019

Agency Update: The cost of clearing fragmentation… | 12/11/2019

Agency Update: Examining macroprudential policy and its macroeconomic effects – some … | 12/11/2019

News: CPMI and IOSCO share authorities=C2=B4 experiences in cooperation to increa… | 12/10/2019

 
 
 
INT-EC
 
 
 
 

News: Annual Privacy Forum (APF) 2020 – Call for papers — The full list of … | 12/12/2019

News: Annual Privacy Forum (APF) 2020 – Call for papers… | 12/12/2019

News: November-December issue of newsletter is out!… | 12/11/2019

 
 
 
INT-FSB
 
 
 
 

News: Sub-Saharan Africa group discusses financial vulnerabilities, FSB work… | 12/13/2019

News: FSB reports consider financial stability implications of BigTech in fi… | 12/09/2019

Agency Update: Third-party dependencies in cloud services: Considerations on financia… | 12/09/2019

News: FSB reports consider financial stability implications of BigTech in fi… | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil… | 12/09/2019

Agency Update: Third-party dependencies in cloud services: Considerations on financia… | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil… | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil… | 12/09/2019

Agency Update: Third-party dependencies in cloud services: Considerations on financia… | 12/09/2019

 
 
 
INT-IOSCO
 
 
 
 

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest… | 12/13/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 12/12/2019

Notice: Sunshine Act: Notice of Agency Meeting… | 12/09/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Natio… | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 12/11/2019

 
 
 
OCC
 
 
 
 

Final Rule: Regulatory Capital Treatment for High Volatility Commercial Real Estat… | 12/13/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 12/12/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 12/12/2019

News Release: News Release 2019-146… | 12/12/2019

News Release: News Release 2019-147… | 12/12/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 12/12/2019

Notice: Agency Information Collection Activities: Information Collection Revis… | 12/10/2019

News Release: News Release 2019-145… | 12/09/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: Counter Terrorism Designations; Issuance of Counter Terrorism-related … | 12/13/2019

Notice: Notice of OFAC Sanctions Actions… | 12/12/2019

Financial Sanction: Aero Sky Aircraft Maintenance, Inc. Receives a Finding of Violation Re… | 12/12/2019

Notice: Notice of OFAC Sanctions Actions… | 12/12/2019

Financial Sanction: Nicaragua-related Designations… | 12/12/2019

Financial Sanction: Iran-related Designations and Designations Updates; Counter Terrorism … | 12/11/2019

Notice: Notice of OFAC Sanctions Actions… | 12/11/2019

Financial Sanction: Global Magnitsky Designations… | 12/10/2019

Financial Sanction: Settlements between the U.S. Department of the Treasury’s Office of Fo… | 12/09/2019

Financial Sanction: Global Magnitsky Designations and Designation Update; Venezuela Design… | 12/09/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Proposed Collection; Comment Request… | 12/13/2019

Notice: Proposed Collection; Comment Request… | 12/13/2019

Notice: Self-Regulatory Organizations; The Depository Trust Company; Order App… | 12/13/2019

Notice: Proposed Collection; Comment Request… | 12/13/2019

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of With… | 12/13/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of With… | 12/13/2019

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of With… | 12/13/2019

Notice: Self-Regulatory Organizations; National Securities Clearing Corporatio… | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Natio… | 12/13/2019

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury… | 12/13/2019

News: U.S. Department of the Treasury… | 12/12/2019

News: U.S. Department of the Treasury… | 12/12/2019

News: U.S. Department of the Treasury… | 12/12/2019

News: U.S. Department of the Treasury… | 12/11/2019

News: U.S. Department of the Treasury… | 12/11/2019

News: U.S. Department of the Treasury… | 12/10/2019

News: U.S. Department of the Treasury… | 12/09/2019

News: U.S. Department of the Treasury… | 12/09/2019

News: U.S. Department of the Treasury… | 12/09/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News: Minutes of the Meeting of the Court of Directors held on 25 October 20… | 12/13/2019

News: Evaluation of the Bank of England’s research… | 12/13/2019

Agency Update: Bank of England/TNS Inflation Attitudes Survey – November 2019… | 12/13/2019

Agency Update: Evaluation of the Bank of England’s research… | 12/13/2019

Inflation: Bank of England/TNS Inflation Attitudes Survey – November 2019 — Meth… | 12/13/2019

Minutes: Minutes of the Meeting of the Court of Directors held on 25 October 20… | 12/13/2019

Inflation: Bank of England/TNS Inflation Attitudes Survey – November 2019 — Sign… | 12/13/2019

Minutes: Minutes of the Meeting of the Court of Directors held on 25 October 20… | 12/13/2019

Agency Update: Evaluation of the Bank of England’s research — Evaluation of the Bank… | 12/13/2019

Agency Update: Evaluation of the Bank of England’s research — The Bank England’s res… | 12/13/2019

 
 
 
UK-CMA
 
 
 
 

News Story: Amazon’s Deliveroo investment raises competition concerns… | 12/11/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Integrate Global Solutions (clone of FCA authorised firm)… | 12/16/2019

News: Sophiafxtrades… | 12/13/2019

News: Investing Capital (a trading style of Dream Equity Ltd)… | 12/13/2019

News: 1-to-1 Trading… | 12/13/2019

News: Debt Management Planning UK t/a Evolve loans… | 12/13/2019

Handbook: Handbook Notice 72… | 12/13/2019

News: Infinity FX and LukeTradesFx… | 12/13/2019

News: T.U Markets Limited t/a Trading Underground… | 12/13/2019

Policy statements: PS19/29: Making transfers simpler – feedback to CP19/12 and final rule… | 12/13/2019

News: Indigo Patrimoine (clone of FCA Authorised Firm)… | 12/13/2019

 
 
 
UK-ICO
 
 
 
 

News: Information rights blog: Access to Information in Turbulent Times… | 12/12/2019

Audit: Focus Trust — Executive summary of the Focus Trust audit report… | 12/12/2019

Audit: Focus Trust… | 12/12/2019

Audit: Essex Police — Executive summary of the Essex Police audit report… | 12/11/2019

Audit: Essex Police… | 12/11/2019

 
 
 
VA
 
 
 
 
 
 

Proposed Rule: Disclosure of Certain Protected Records Without Written Consent… | 12/13/2019

Final Rule: Reimbursement of Qualifying Adoption Expenses for Certain Veterans… | 12/13/2019

Notice: Pilot Program for Dental Health Care Access… | 12/13/2019

Final Rule: Contracts and State Home Care Agreements for State Home Nursing Home C… | 12/12/2019

News: This announcement provides information on the system maintenance occur… | 12/10/2019

Notice: Agency Information Collection Activity: HUD/VA Addendum to Uniform Res… | 12/10/2019

News: This newsflash provides information on Circular 26-19-29, Appraisal Fe… | 12/10/2019

Notice: Agency Information Collection Activity Under OMB Review: Environmental… | 12/09/2019

Notice: Annual Pay Ranges for Physicians, Dentists, and Podiatrists of the Vet… | 12/09/2019

Notice: Agency Information Collection Activity Under OMB Review: Submission of… | 12/09/2019

 

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