Regulatory Agency Updates | Week of December 09 to December 16

Regulatory-Agency-Updates-Week-of-Dec-09-Dec-16

Regulatory-Agency-Updates-Week-of-Dec-09-Dec-16

 
 
CA-BOC
 
 
 
 

Agency Update: Loan Insurance, Market Liquidity, and Lending Standards... | 12/09/2019

 
 
 
CA-OPC
 
 
 
 

News: News release: Commissioner=E2=80=99s annual report sets out blueprint for how ... | 12/10/2019

Agency Update: PIPEDA Report of Findings #2019-007: Credit reporting agency is author... | 12/09/2019

Agency Update: Statistics Canada: Invasive data initiatives should be redesigned with... | 12/09/2019

News: Media Advisory: Tabling of the Privacy Commissioner=E2=80=99s annual report... | 12/09/2019

 
 
 
CA-OSFI
 
 
 
 

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25... | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9... | 12/10/2019

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25... | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9... | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9... | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9... | 12/10/2019

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25... | 12/10/2019

Agency Update: Building resilience: OSFI sets Domestic Stability Buffer level at 2.25... | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9... | 12/10/2019

Agency Update: Pour une r=C3=A9silience accrue : Le BSIF =C3=A9tablit la r=C3=A9serve pour stabilit=C3=A9... | 12/10/2019

 
 
 
CFPB
 
 
 
 
 
 
 
 

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce... | 12/11/2019

Notice: Supervisory Highlights Consumer Reporting Special Edition, Issue 20 (F... | 12/11/2019

News: A new retrospective on the removal of public records... | 12/10/2019

News: Director Kraninger's Remarks Before the National Association of Attorn... | 12/10/2019

Blog: Seis consejos a tener en cuenta cuando le ofrezcan la tarjeta de cr=C3=A9di... | 12/10/2019

Speech: Director Kraninger's Remarks Before the National Association of Attorn... | 12/10/2019

Report: Quarterly Consumer Credit Trends: Public records, credit scores, and c... | 12/10/2019

Blog: A new retrospective on the removal of public records... | 12/10/2019

Press release: Kraninger Marks First Year as Director of the Consumer Financial Prote... | 12/10/2019

News: Kraninger Marks First Year as Director of the Consumer Financial Prote... | 12/10/2019

 
 
 
CFTC
 
 
 
 
 
 

Notice: Sunshine Act Meetings... | 12/13/2019

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co... | 12/11/2019

Final Rule: Registration and Compliance Requirements for Commodity Pool Operators ... | 12/10/2019

Final Rule: Registration and Compliance Requirements for Commodity Pool Operators ... | 12/10/2019

Enforcement: Complaint: Douglas Lien... | 12/10/2019

News: CFTC Charges New Mexico Resident with Fraud in Long-Running Ponzi Sche... | 12/10/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 12/13/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 12/13/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 12/13/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 12/12/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 12/12/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 12/11/2019

Notice: Notice of Lodging Proposed Consent Decree... | 12/10/2019

Agency Update: Tribal Safety Grant Money Now Available... | 12/10/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 12/11/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Human Rights Day, Bill of Rights Day, and Human Rights Week, 2019... | 12/13/2019

Notice: Submission for Review: Survey on the Treatment of Opioid Use Disorders... | 12/12/2019

Notice: Submission for Review: Survey on Practices and Policies Related to the... | 12/12/2019

Presidential Document: National Pearl Harbor Remembrance Day, 2019... | 12/11/2019

 
 
 
FDIC
 
 
 
 

Final Rule: Regulatory Capital Treatment for High Volatility Commercial Real Estat... | 12/13/2019

News: Interagency Statement on the Use of Alternative Data in Credit Underwr... | 12/13/2019

News: Notice of Proposed Rulemaking on Revisions to the Community Reinvestme... | 12/13/2019

News: Request for Comments on Unsafe and Unsound Banking Practices: Brokered... | 12/13/2019

News: Keynote Remarks by FDIC Chairman Jelena McWilliams on "Brokered Deposi... | 12/11/2019

News: Listening Session on Supervisory Appeals and Dispute Resolution Proces... | 12/11/2019

Notice: Sunshine Act Meeting... | 12/10/2019

Notice: Notice of Termination of Receiverships... | 12/09/2019

News: Request for Information on a Framework for Analyzing the Effects of FD... | 12/09/2019

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Director Kenneth A. Blanco, delivered at th... | 12/10/2019

News: FinCEN Officials Speak at the ABA/ABA Financial Crimes Enforcement Con... | 12/10/2019

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 12/12/2019

NAC Decisions: Robert R. Tweed NAC Decisions... | 12/11/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Gerald T. Coyne AWCs (Letters of Acceptance, Waiver, and Consent)... | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Vincent Michael Bruno AWCs (Letters of Acceptance, Waiver, and Consent... | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): William Darby AWCs (Letters of Acceptance, Waiver, and Consent)... | 12/10/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Brett David Levinson AWCs (Letters of Acceptance, Waiver, and Consent)... | 12/10/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Harvey Frank AWCs (Letters of Acceptance, Waiver, and Consent)... | 12/09/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Louis Ward AWCs (Letters of Acceptance, Waiver, and Consent)... | 12/09/2019

AWCs (Letters of Acceptance, Waiver, and Consent): Rachel Lorenzo Tibbie AWCs (Letters of Acceptance, Waiver, and Consent... | 12/09/2019

 
 
 
FRS
 
 
 
 
 
 

Final Rule: Regulatory Capital Treatment for High Volatility Commercial Real Estat... | 12/13/2019

News: Attachment (PDF) - Federal Reserve Board announces it will extend unti... | 12/13/2019

News: Federal Reserve Board announces it will extend until January 22, 2020,... | 12/13/2019

News: Federal Reserve Board announces annual adjustment to the asset-size th... | 12/12/2019

SR Letter: Board of Governors of the Federal Reserve System... | 12/12/2019

Consumer Affairs Letters: CA 19-11 Interagency Statement on the Use of Alternative Data in Credi... | 12/12/2019

News: Attachment (PDF) - Federal Reserve Board announces annual adjustment t... | 12/12/2019

News: Federal Reserve Board announces termination of enforcement actions wit... | 12/12/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 12/12/2019

News: Federal Reserve Board and Federal Open Market Committee release econom... | 12/11/2019

 
 
 
FTC
 
 
 
 
 
 

Agency Update: International Monthly: December 2019... | 12/14/2019

Agency Update: FTC Comment to Texas Medical Board on Its Proposed Rule 193.13 to Add ... | 12/13/2019

News: FTC Approves Final Order Imposing Conditions on NEXUS Gas Transmission... | 12/13/2019

Speech: Remarks of Commissioner Christine S. Wilson on "FTC vs. Facebook"... | 12/11/2019

News: Operators of Phantom Debt Scheme Permanently Banned From Debt Collecti... | 12/11/2019

News: Cmr. Chopra speech at 7th Annual Transatlantic Digital Economy Confere... | 12/10/2019

News: Cmr. Chopra speech at 7th Annual Transatlantic Digital Economy Confere... | 12/10/2019

Enforcement: The University of Phoenix, Inc.... | 12/10/2019

News: Cmr. Phillips opening remarks at FTC Workshop: Accuracy in Consumer Re... | 12/10/2019

News: Operators of Tech Support Scam Settle FTC Allegations they Tricked Con... | 12/10/2019

 
 
 
Fannie
 
 
 
 

News: Servicing Guide Updates... | 12/11/2019

News: Malloy Evans: Key Updates in Latest Servicing Announcement Dec. 11, 20... | 12/11/2019

 
 
 
INT-BIS
 
 
 
 

News: Launch of the consolidated Basel Framework... | 12/16/2019

Agency Update: The design of digital financial infrastructure: lessons from India... | 12/15/2019

Agency Update: The currency composition of foreign exchange reserves... | 12/13/2019

News: CPMI report sets out considerations for developers of wholesale digita... | 12/12/2019

News: Basel Committee invites comments on the design of a prudential treatme... | 12/12/2019

Agency Update: Bank loan supply during crisis: the importance of geographic diversifi... | 12/11/2019

Agency Update: The cost of clearing fragmentation... | 12/11/2019

Agency Update: Examining macroprudential policy and its macroeconomic effects - some ... | 12/11/2019

News: CPMI and IOSCO share authorities=C2=B4 experiences in cooperation to increa... | 12/10/2019

 
 
 
INT-EC
 
 
 
 

News: Annual Privacy Forum (APF) 2020 - Call for papers -- The full list of ... | 12/12/2019

News: Annual Privacy Forum (APF) 2020 - Call for papers... | 12/12/2019

News: November-December issue of newsletter is out!... | 12/11/2019

 
 
 
INT-FSB
 
 
 
 

News: Sub-Saharan Africa group discusses financial vulnerabilities, FSB work... | 12/13/2019

News: FSB reports consider financial stability implications of BigTech in fi... | 12/09/2019

Agency Update: Third-party dependencies in cloud services: Considerations on financia... | 12/09/2019

News: FSB reports consider financial stability implications of BigTech in fi... | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil... | 12/09/2019

Agency Update: Third-party dependencies in cloud services: Considerations on financia... | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil... | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil... | 12/09/2019

Agency Update: Third-party dependencies in cloud services: Considerations on financia... | 12/09/2019

 
 
 
INT-IOSCO
 
 
 
 

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

Comment Letter: FR18/2019 Recommendations for a Framework Assessing Leverage in Invest... | 12/13/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 12/12/2019

Notice: Sunshine Act: Notice of Agency Meeting... | 12/09/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Natio... | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 12/11/2019

 
 
 
OCC
 
 
 
 

Final Rule: Regulatory Capital Treatment for High Volatility Commercial Real Estat... | 12/13/2019

Notice: Agency Information Collection Activities: Information Collection Renew... | 12/12/2019

Notice: Agency Information Collection Activities: Information Collection Renew... | 12/12/2019

News Release: News Release 2019-146... | 12/12/2019

News Release: News Release 2019-147... | 12/12/2019

Notice: Agency Information Collection Activities: Information Collection Renew... | 12/12/2019

Notice: Agency Information Collection Activities: Information Collection Revis... | 12/10/2019

News Release: News Release 2019-145... | 12/09/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: Counter Terrorism Designations; Issuance of Counter Terrorism-related ... | 12/13/2019

Notice: Notice of OFAC Sanctions Actions... | 12/12/2019

Financial Sanction: Aero Sky Aircraft Maintenance, Inc. Receives a Finding of Violation Re... | 12/12/2019

Notice: Notice of OFAC Sanctions Actions... | 12/12/2019

Financial Sanction: Nicaragua-related Designations... | 12/12/2019

Financial Sanction: Iran-related Designations and Designations Updates; Counter Terrorism ... | 12/11/2019

Notice: Notice of OFAC Sanctions Actions... | 12/11/2019

Financial Sanction: Global Magnitsky Designations... | 12/10/2019

Financial Sanction: Settlements between the U.S. Department of the Treasury's Office of Fo... | 12/09/2019

Financial Sanction: Global Magnitsky Designations and Designation Update; Venezuela Design... | 12/09/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Proposed Collection; Comment Request... | 12/13/2019

Notice: Proposed Collection; Comment Request... | 12/13/2019

Notice: Self-Regulatory Organizations; The Depository Trust Company; Order App... | 12/13/2019

Notice: Proposed Collection; Comment Request... | 12/13/2019

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of With... | 12/13/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of With... | 12/13/2019

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of With... | 12/13/2019

Notice: Self-Regulatory Organizations; National Securities Clearing Corporatio... | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 12/13/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Natio... | 12/13/2019

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 12/13/2019

News: U.S. Department of the Treasury... | 12/12/2019

News: U.S. Department of the Treasury... | 12/12/2019

News: U.S. Department of the Treasury... | 12/12/2019

News: U.S. Department of the Treasury... | 12/11/2019

News: U.S. Department of the Treasury... | 12/11/2019

News: U.S. Department of the Treasury... | 12/10/2019

News: U.S. Department of the Treasury... | 12/09/2019

News: U.S. Department of the Treasury... | 12/09/2019

News: U.S. Department of the Treasury... | 12/09/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News: Minutes of the Meeting of the Court of Directors held on 25 October 20... | 12/13/2019

News: Evaluation of the Bank of England's research... | 12/13/2019

Agency Update: Bank of England/TNS Inflation Attitudes Survey - November 2019... | 12/13/2019

Agency Update: Evaluation of the Bank of England's research... | 12/13/2019

Inflation: Bank of England/TNS Inflation Attitudes Survey - November 2019 -- Meth... | 12/13/2019

Minutes: Minutes of the Meeting of the Court of Directors held on 25 October 20... | 12/13/2019

Inflation: Bank of England/TNS Inflation Attitudes Survey - November 2019 -- Sign... | 12/13/2019

Minutes: Minutes of the Meeting of the Court of Directors held on 25 October 20... | 12/13/2019

Agency Update: Evaluation of the Bank of England's research -- Evaluation of the Bank... | 12/13/2019

Agency Update: Evaluation of the Bank of England's research -- The Bank England's res... | 12/13/2019

 
 
 
UK-CMA
 
 
 
 

News Story: Amazon's Deliveroo investment raises competition concerns... | 12/11/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Integrate Global Solutions (clone of FCA authorised firm)... | 12/16/2019

News: Sophiafxtrades... | 12/13/2019

News: Investing Capital (a trading style of Dream Equity Ltd)... | 12/13/2019

News: 1-to-1 Trading... | 12/13/2019

News: Debt Management Planning UK t/a Evolve loans... | 12/13/2019

Handbook: Handbook Notice 72... | 12/13/2019

News: Infinity FX and LukeTradesFx... | 12/13/2019

News: T.U Markets Limited t/a Trading Underground... | 12/13/2019

Policy statements: PS19/29: Making transfers simpler - feedback to CP19/12 and final rule... | 12/13/2019

News: Indigo Patrimoine (clone of FCA Authorised Firm)... | 12/13/2019

 
 
 
UK-ICO
 
 
 
 

News: Information rights blog: Access to Information in Turbulent Times... | 12/12/2019

Audit: Focus Trust -- Executive summary of the Focus Trust audit report... | 12/12/2019

Audit: Focus Trust... | 12/12/2019

Audit: Essex Police -- Executive summary of the Essex Police audit report... | 12/11/2019

Audit: Essex Police... | 12/11/2019

 
 
 
VA
 
 
 
 
 
 

Proposed Rule: Disclosure of Certain Protected Records Without Written Consent... | 12/13/2019

Final Rule: Reimbursement of Qualifying Adoption Expenses for Certain Veterans... | 12/13/2019

Notice: Pilot Program for Dental Health Care Access... | 12/13/2019

Final Rule: Contracts and State Home Care Agreements for State Home Nursing Home C... | 12/12/2019

News: This announcement provides information on the system maintenance occur... | 12/10/2019

Notice: Agency Information Collection Activity: HUD/VA Addendum to Uniform Res... | 12/10/2019

News: This newsflash provides information on Circular 26-19-29, Appraisal Fe... | 12/10/2019

Notice: Agency Information Collection Activity Under OMB Review: Environmental... | 12/09/2019

Notice: Annual Pay Ranges for Physicians, Dentists, and Podiatrists of the Vet... | 12/09/2019

Notice: Agency Information Collection Activity Under OMB Review: Submission of... | 12/09/2019

 

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