Regulatory Agency Updates | Week of December 02 to December 09

Regulatory-Agency-Updates-Week-of-Dec-02-Dec-09

 
 
CA-CANLII
 
 
 
 

Agency Update: Secure Air Travel Regulations, SOR/2015-181 [Modified on Sep 4, 2019]... | 12/04/2019

Agency Update: Critical Habitat of the Atlantic Salmon (Salmo salar) Inner Bay of Fun... | 12/04/2019

Agency Update: Canada Labour Standards Regulations, CRC, c 986 [Modified on Aug 31, 2... | 12/04/2019

Agency Update: Designated Classes of Projects Order, SOR/2019-323 [Modified on Nov 27... | 12/04/2019

Agency Update: Designated Provisions Regulations, SOR/2000-112 [Modified on Sep 4, 20... | 12/04/2019

Agency Update: Canada Education Savings Regulations, SOR/2005-151 [Modified on Jul 24... | 12/04/2019

Agency Update: Critical Habitat of the Snuffbox (Epioblasma triquetra) Order, SOR/201... | 12/02/2019

Agency Update: CIFTA Rules of Origin for Casual Goods Regulations, SOR/97-65 [Modifie... | 12/02/2019

Agency Update: Canadian Security Intelligence Service Act Deputy Heads of the Public ... | 12/02/2019

Agency Update: Critical Habitat of the Northern Riffleshell (Epioblasma torulosa rang... | 12/02/2019

 
 
 
CA-OSFI
 
 
 
 

Agency Update: OSFI releases final guideline to deposit-taking institutions on liquid... | 12/05/2019

Agency Update: OSFI releases final guideline to deposit-taking institutions on liquid... | 12/05/2019

Agency Update: Le BSIF publie la version finale de sa ligne directrice sur la gestion... | 12/05/2019

Agency Update: Le BSIF publie la version finale de sa ligne directrice sur la gestion... | 12/05/2019

Agency Update: Le BSIF publie la version finale de sa ligne directrice sur la gestion... | 12/05/2019

Agency Update: OSFI releases final guideline to deposit-taking institutions on liquid... | 12/05/2019

Agency Update: Le BSIF publie la version finale de sa ligne directrice sur la gestion... | 12/05/2019

Agency Update: OSFI releases final guideline to deposit-taking institutions on liquid... | 12/05/2019

 
 
 
CFPB
 
 
 
 
 
 

Blog: Shopping for a prepaid card with new disclosures... | 12/06/2019

Blog: CFPB Ombudsman's Office 2019 Annual Report... | 12/05/2019

Enforcement Document: Security National Automotive Acceptance Company, LLC. Stipulated Final... | 12/04/2019

Enforcement Document: Security National Automotive Acceptance Company, LLC. Complaint... | 12/04/2019

Enforcement Document: State Farm Bank, FSB Stipulation... | 12/04/2019

Press release: Consumer Financial Protection Bureau Issues Notice of Proposed Rulemak... | 12/03/2019

Press release: CFPB Announces Panels for CFPB-FTC Workshop on Accuracy in Consumer Re... | 12/03/2019

Press release: Federal Regulators Issue Joint Statement on the Use of Alternative Dat... | 12/03/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 12/02/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 12/02/2019

 
 
 
CFTC
 
 
 
 

News: CFTC Adds 21 More Unregistered Foreign Entities to List for Apparent I... | 12/05/2019

 
 
 
DOJ
 
 
 
 

Agency Update: Funds Available to Protect Women... | 12/05/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 12/02/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Establishing the Task Force on Missing and Murdered American Indians a... | 12/02/2019

 
 
 
FDIC
 
 
 
 

Notice: Notice of Termination of Receiverships... | 12/09/2019

News: Statement of FDIC Chairman Jelena McWilliams on the Oversight of Finan... | 12/05/2019

News: Statement of FDIC Chairman Jelena McWilliams on Oversight of Prudentia... | 12/04/2019

News: Bank Secrecy Act: Interagency Statement on Providing Banking Services ... | 12/03/2019

Notice: FDIC Advisory Committee of State Regulators; Notice of Establishment... | 12/02/2019

News: FDIC Releases its Formal and Informal Enforcement Actions Manual... | 12/02/2019

News: Regulatory Capital Rule: New Standardized Approach for Calculating the... | 12/02/2019

News: Webinar on Revisions to the Consolidated Reports of Condition and Inco... | 12/02/2019

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting... | 12/02/2019

Notice: Appraisal Subcommittee; Notice of Termination of Residential Temporary... | 12/02/2019

 
 
 
FINCEN
 
 
 
 

News: Treasury News Release: Treasury Sanctions Evil Corp, the Russia-Based ... | 12/05/2019

News: FinCEN Analysis: Bank Secrecy Act Reports Filed by Financial Instituti... | 12/04/2019

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 12/09/2019

News: Supervision and Regulation Report - Vice Chair for Supervision Randal ... | 12/04/2019

SR Letter: Statement on Providing Financial Services to Customers Engaged in Hemp... | 12/03/2019

News: Agencies clarify requirements for providing financial services to hemp... | 12/03/2019

News: Joint Guidance on Providing Financial Services to Customers Engaged in... | 12/03/2019

News: Attachment (PDF) - Federal Regulators issue joint statement on the use... | 12/03/2019

News: Federal Regulators issue joint statement on the use of alternative dat... | 12/03/2019

News: Federal Reserve Board announces termination of enforcement action with... | 12/03/2019

 
 
 
FTC
 
 
 
 

News: FTC Issues Opinion and Order Against Cambridge Analytica For Deceiving... | 12/06/2019

News: Cmr. Wilson guest speaker at George Mason University "FTC vs. Facebook... | 12/05/2019

News: Non-Competes in the Workplace: Examining Antitrust and Consumer Protec... | 12/05/2019

News: FTC to Hold Workshop on Non-Compete Clauses Used in Employment Contrac... | 12/05/2019

Enforcement: A.S. Research, LLC (Synovia)... | 12/05/2019

News: Court Halts Operations of VoIP Service Provider after the FTC and Ohio... | 12/05/2019

News: FTC Stops Marketers from Making False Arthritis Treatment Claims... | 12/05/2019

News: Cmr. Phillips speech at the Program on Economics and Privacy Public Po... | 12/03/2019

News: Cmr. Phillips speech at the Program on Economics and Privacy Public Po... | 12/03/2019

News: FTC Announces Panels for FTC-CFPB Workshop on Accuracy in Consumer Rep... | 12/03/2019

 
 
 
Fannie
 
 
 
 

News: Are co-issue sales a component of your best execution toolkit?... | 12/04/2019

News: Key Selling Announcement SEL-2019-09 Updates... | 12/04/2019

News: Selling Guide Updates... | 12/04/2019

 
 
 
INT-BIS
 
 
 
 

News: Easing trade tensions lift sentiment: BIS Quarterly Review... | 12/08/2019

Agency Update: Basel III monitoring data for external research: usage policy... | 12/05/2019

Agency Update: Spread the Word: International Spillovers from Central Bank Communicat... | 12/02/2019

 
 
 
INT-EC
 
 
 
 

News: The European Commission publishes results of an analysis of individual... | 12/03/2019

 
 
 
INT-FATF
 
 
 
 

Publications: Follow-Up Assessment Spain 2019 (pdf, )... | 12/04/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: Third-party dependencies in cloud services: Considerations on financia... | 12/09/2019

News: FSB reports consider financial stability implications of BigTech in fi... | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil... | 12/09/2019

Agency Update: BigTech in finance: Market developments and potential financial stabil... | 12/09/2019

Agency Update: Third-party dependencies in cloud services: Considerations on financia... | 12/09/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act: Notice of Agency Meeting... | 12/09/2019

Final Rule: Exceptions to Employment Restrictions Under Section 205(d) of the Fede... | 12/02/2019

 
 
 
OCC
 
 
 
 

News Release: News Release 2019-144... | 12/05/2019

News Release: News Release 2019-143... | 12/04/2019

Bulletin: OCC Bulletin 2019-61... | 12/03/2019

News Release: News Release 2019-141... | 12/03/2019

News Release: News Release 2019-142... | 12/03/2019

Bulletin: OCC Bulletin 2019-63... | 12/03/2019

Bulletin: OCC Bulletin 2019-62... | 12/03/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: Global Magnitsky Designations... | 12/06/2019

Financial Sanction: Cyber-related Designations; Counter Terrorism Designation Removal... | 12/05/2019

Financial Sanction: Venezuela-related Identifications... | 12/03/2019

Notice: Notice of OFAC Sanctions Actions... | 12/02/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Lazard Asset Management LLC and Lazard ESC Funds LLC... | 12/09/2019

Notice: Sunshine Act Meetings... | 12/09/2019

Notice: Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filin... | 12/09/2019

Notice: Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Ru... | 12/09/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 12/09/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 12/09/2019

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an... | 12/09/2019

Notice: Sunshine Act Meetings... | 12/09/2019

News: SEC Charges Multinational Telecommunications Company With FCPA Violati... | 12/06/2019

Enforcement: SEC Complaint as to Iconix, - Iconix Brand Group, Inc., Neil R. Cole a... | 12/05/2019

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 12/06/2019

News: U.S. Department of the Treasury... | 12/06/2019

News: U.S. Department of the Treasury... | 12/05/2019

News: U.S. Department of the Treasury... | 12/05/2019

News: U.S. Department of the Treasury... | 12/04/2019

News: U.S. Department of the Treasury... | 12/04/2019

News: U.S. Department of the Treasury... | 12/04/2019

News: U.S. Department of the Treasury... | 12/04/2019

News: U.S. Department of the Treasury... | 12/03/2019

News: U.S. Department of the Treasury... | 12/03/2019

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Bank of England Weekly Report 04 December 2019... | 12/05/2019

News: Building operational resilience: impact tolerances for important busin... | 12/05/2019

Agency Update: Bank of England Consultation papers: Operational Resilience of FMIs... | 12/05/2019

Agency Update: Monthly Decision Maker Panel data - November 2019... | 12/05/2019

News Release: Building operational resilience: impact tolerances for important busin... | 12/05/2019

Weekly report: Bank of England Weekly Report 04 December 2019 -- Further details abou... | 12/05/2019

Weekly report: Bank of England Weekly Report 04 December 2019 -- Changes to the Bank'... | 12/05/2019

Agency Update: Bank of England Consultation papers: Operational Resilience of FMIs... | 12/05/2019

Agency Update: Monthly Decision Maker Panel data - November 2019... | 12/05/2019

Weekly report: Bank of England Weekly Report 04 December 2019 -- Weekly Report... | 12/05/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Claim Yours Limited... | 12/09/2019

News: DJS (UK) Limited enters administration... | 12/09/2019

News: Affinity Group Investing (a trading style of MSgroup Limited)... | 12/06/2019

Consultation papers: CP19/33: Quarterly Consultation Paper No 26 -- CP19/33: Quarterly Cons... | 12/06/2019

News: Paragon Bank (Clone of FCA authorised firm)... | 12/06/2019

News: MSIM Fund Management (clone of FCA authorised firm)... | 12/06/2019

Consultation papers: CP19/33: Quarterly Consultation Paper No 26... | 12/06/2019

News: CFreserve (a trading style of Imperial App Limited)... | 12/06/2019

News: Clarmond-WL (Clone of FCA authorised firm)... | 12/06/2019

Consultation papers: CP19/33: Quarterly Consultation No 26... | 12/06/2019

 
 
 
UK-HMT
 
 
 
 

National Statistics: UK official holdings of international reserves: November 2019... | 12/04/2019

 
 
 
UK-ICO
 
 
 
 

Audit: Isle of Wight NHS Trust... | 12/04/2019

Audit: Frimley Health NHS Foundation Trust... | 12/04/2019

Audit: Isle of Wight NHS Trust -- Executive summary of the Isle of Wight NHS ... | 12/04/2019

Audit: Frimley Health NHS Foundation Trust -- Executive summary of the Frimle... | 12/04/2019

News: The Data Protection Fee: does your company need to pay?... | 12/03/2019

News: ICO and The Alan Turing Institute open consultation on first piece of ... | 12/02/2019

Agency Update: Michelle Shipsey... | 12/02/2019

 
 
 
UK-PRA
 
 
 
 

Consultation paper: Outsourcing and third party risk management... | 12/05/2019

Consultation paper: Operational Resilience: Impact tolerances for important business servi... | 12/05/2019

Consultation paper: Operational Resilience: Impact tolerances for important business servi... | 12/05/2019

Consultation paper: Outsourcing and third party risk management - Consultation paper 30/19... | 12/05/2019

Consultation paper: Operational Resilience: Impact tolerances for important business servi... | 12/05/2019

PRA Regulatory Digest: PRA Regulatory Digest - November 2019... | 12/02/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity Under OMB Review: Environmental... | 12/09/2019

Notice: Annual Pay Ranges for Physicians, Dentists, and Podiatrists of the Vet... | 12/09/2019

Notice: Agency Information Collection Activity Under OMB Review: Submission of... | 12/09/2019

News: This announcement provides information on the emergency system mainten... | 12/05/2019

 

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