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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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CFPB
CFPB published 13 updates: 1 Advisory Opinion , 7 Rule , 1 Agency Update , 4 Comment
Truth in Lending (Regulation Z) Annual Threshold Adjustments (Credit Cards, HOEPA, and Qualified Mortgages)
Rule 12/02/2024
Truth in Lending (Regulation Z): Annual Threshold Adjustments (Credit Cards, HOEPA, and Qualified Mortgages)
Rule 11/29/2024
Updates to Supervision and Enforcement Procedures
Rule 11/29/2024
Fair Credit Reporting Act Disclosures
Rule 11/29/2024
Debt Collection Practices (Regulation F); Deceptive and Unfair Collection of Medical Debt
Advisory Opinion 11/29/2024
Updates to Supervision and Enforcement Procedures
Rule 11/27/2024
Debt Collection Practices (Regulation F): Deceptive and Unfair Collection of Medical Debt
Rule 11/27/2024
Fair Credit Reporting Act Disclosures
Rule 11/27/2024
Public Submission - CFPB-2024-0002-48033 - Kentucky Bankers Association Overdraft Ex Parte Memo
Comment 11/26/2024
Public Submission - CFPB-2024-0002-48033 - Ex Parte Submission - Kentucky Bankers Association
Comment 11/26/2024
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CFTC
COMEX Submission No. 24-460 -- Amendments to Rule 867102.E. ("Termination of Trading") of the HMS 80/20 Ferrous Scrap, CFR Turkey (Platts TSI) Futures Contra...
Rule Certification 11/29/2024
ERCOT 18-22 -- Adding eight Physically Settled Power Futures Products with delivery points in the Electric Reliability Council of Texas ("ERCOT") region. The...
Industry Filing 11/29/2024
Request for Confidentiality -- Amendments to the Contracting Party Agreement and Risk Management Framework with respect to how we manage collateral related s...
Letter 11/29/2024
CPA and RMF Amendments -- Amendments to the Contracting Party Agreement and Risk Management Framework with respect to how we manage collateral related settle...
Lawmaking 11/29/2024
CBOT Submission No. 24-423 -- Basis Trade at Index Close ("BTIC") Eligibility for the Bloomberg U.S. Corporate Investment Grade Duration-Hedged Index Futures...
Rule Certification 11/29/2024
ICEU Delivery Procedure amendments to Part W for French Gov Bond Futures - Redline -- ICE Clear Europe is amending Part W of its Delivery Procedures to updat...
Lawmaking 11/27/2024
ICEU - CFTC Filing - Part W Delivery Procedures -- ICE Clear Europe is amending Part W of its Delivery Procedures to update certain provisions relating to de...
Rule Certification 11/27/2024
Amendment changing many Kalshi Position Limits to Position Accountability Levels. -- Amendment changing many Kalshi Position Limits to Position Accountabilit...
Lawmaking 11/27/2024
Position Accountability and other rules -- Rulebook amendments to add Position Accountability rules, as well as rules regarding contract expiration and other...
Industry Filing 11/27/2024
REQUEST FOR CONFIDENTIAL TREATMENT - DETAILED WRITTEN JUSTIFICATION -- Rulebook amendments to add Position Accountability rules, as well as rules regarding c...
Letter 11/27/2024
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DOJ
DOJ published 49 updates: 5 Press Release , 1 Rule , 1 Agency Update , 42 Notice
Agency Information Collection Activities; Proposed eCollection eComments Requested; Revision of a Currently Approved Collection: Survey of State Criminal His...
Notice 12/02/2024
Agency Information Collection Activities; Proposed eCollection eComments Requested; Extension of a Previously Approved Collection; Semiannual Progress Report...
Notice 12/02/2024
Agency Information Collection Activities; Proposed eCollection eComments Requested; Extension of a Previously Approved Collection
Notice 12/02/2024
Agency Information Collection Activities; Proposed eCollection eComments Requested; Extension of a Previously Approved Collection; Semi Annual Progress Repor...
Notice 12/02/2024
OVW Commemorates Native American Heritage Month
Agency Update 11/29/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Semiannual Progress Report for Enhanced Training and Services to End Abuse i...
Notice 11/29/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Semi-Annual Progress Report for Education, Training and Enhanced Services to...
Notice 11/29/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Notice 11/29/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Survey of State Criminal History Information Systems
Notice 11/29/2024
Agency Information Collection Activities; Proposed eCollection; eComments Requested; Extension of a Previously Approved Collection; Notice of Appeal to the B...
Notice 11/29/2024
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DOL
DOL published 8 updates: 1 Rule , 7 Notice
Proposed Revision of a Currently Approved Collection: Uniform Billing Form (OWCP-04)
Notice 11/29/2024
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Davis-Bacon Certified Payroll
Notice 11/27/2024
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Unemployment Insurance (UI) Title XII Advances and Voluntary Repayment Process
Notice 11/27/2024
Exercise of Time-Limited Authority to Increase the Numerical Limitation for FY 2025 for the H-2B Temporary Nonagricultural Worker Program and Portability Fle...
Rule 11/27/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Davis-Bacon Certified Payroll
Notice 11/26/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Unemployment Insurance Title XII Advances and Voluntary Repayment Process
Notice 11/26/2024
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Characteristics of the Insured Unemployed
Notice 11/26/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Characteristics of the Insured Unemployed
Notice 11/25/2024
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EBSA
EBSA published 3 updates: 2 Notice , 1 News
Exemption Application No. L-11954; Exemption From Certain Prohibited Transaction Restrictions Involving the Fedeli Group, Inc. Employee Benefits Plan Located...
Notice 11/26/2024
US Department of Labor, IRS, Pension Benefit Guaranty Corp. release information for annual benefits plan report/return filings
News 11/25/2024
Exemption: Certain Prohibited Transaction Restrictions Involving the Fedeli Group, Inc., Employee Benefits Plan Located in Cleveland, OH
Notice 11/25/2024
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EOP
EOP published 12 updates: 12 Agency Update
National Family Week, 2024
Agency Update 12/02/2024
Special Observances: National Family Week (Proc. 10864)
Agency Update 11/29/2024
National Rural Health Day, 2024
Agency Update 11/29/2024
National Child's Day, 2024
Agency Update 11/27/2024
Special Observances: National Rural Health Day (Proc. 10863)
Agency Update 11/27/2024
Special Observances: National Child's Day (Proc. 10862)
Agency Update 11/26/2024
Continuation of the National Emergency With Respect to the Situation in Nicaragua
Agency Update 11/26/2024
Establishing a Second Emergency Board To Investigate a Dispute Between New Jersey Transit Rail Operations and Its Locomotive Engineers Represented by the Bro...
Agency Update 11/26/2024
International Conservation Day, 2024
Agency Update 11/26/2024
Nicaragua; Continuation of National Emergency (Notice of November 22, 2024)
Agency Update 11/25/2024
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FDIC
FDIC published 4 updates: 2 Press Release , 2 Notice
FDIC Makes Public October Enforcement Actions
Press Release 11/29/2024
FDIC Issues CRA Examination Schedules for First Quarter 2025 and Second Quarter 2025
Press Release 11/29/2024
FDIC Advisory Committee on Economic Inclusion; Notice of Charter Renewal
Notice 11/26/2024
Charter Amendments, Establishments, Renewals and Terminations: Advisory Committee on Economic Inclusion
Notice 11/25/2024
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FHA
FHA published 2 updates: 2 Announcement
2024-82 2025 Federal Mortgage Association Nationwide Forward Mortgage and Home Equity Conversion Mortgage Limits
Announcement 11/26/2024
2024-81 FHA Seeks Industry Feedback on its Proposed New Loss Mitigation Waterfall
Announcement 11/25/2024
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FINCEN
FINCEN published 1 updates: 1 News
FinCEN Joins Public-Private Partnership to Combat Fraud and Scams Impacting Innocent Americans
News 11/25/2024
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FINRA
FINRA published 17 updates: 2 Investor Alert , 1 FAQ , 9 Enforcement , 5 Notice
Three Resources for Senior Investors
Investor Alert 11/29/2024
Christopher P. Gallo AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/27/2024
Independent Financial Group, LLC AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/27/2024
Ceondre Colvin AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/27/2024
tastytrade, Inc. AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/27/2024
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjus...
Notice 11/27/2024
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt...
Notice 11/27/2024
Jared R. Bon AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/26/2024
Rachel Chapman AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/26/2024
Regulatory Notice 24-15 FINRA Adopts Amendments to the Codes of Arbitration Procedure to Provide Customers With a Copy of the Official Record of an Expungeme...
Notice 11/26/2024
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FRS
FRS published 7 updates: 7 Notice
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company
Notice 12/02/2024
Change in Bank Control: Acquisitions of Shares of a Bank or Bank Holding Company
Notice 11/29/2024
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company
Notice 11/27/2024
Federal Reserve Bank Services
Notice 11/27/2024
Change in Bank Control: Acquisitions of Shares of a Bank or Bank Holding Company
Notice 11/26/2024
Federal Reserve Bank Services
Notice 11/26/2024
Formations of, Acquisitions by, and Mergers of Bank Holding Companies
Notice 11/25/2024
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FTC
FTC published 15 updates: 1 Complaint , 4 Statement , 4 Press Release , 4 Enforcement , 2 Notice
Concurring Statement of Commissioner Melissa Holyoak Regarding Final Rule Amending the Telemarketing Sales Rule
Statement 11/27/2024
Dissenting Statement of Commissioner Andrew N. Ferguson Regarding the Telemarketing Sales Rule
Statement 11/27/2024
FTC Takes Aim at Top Fraud Driving Losses Among Older Americans
Press Release 11/27/2024
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension; Correction
Notice 11/27/2024
FTC Takes Action Against Evolv Technologies for Deceiving Users About its AI-Powered Security Screening Systems
Press Release 11/26/2024
Smart Products Surveyed Fail to Provide Consumers with Information on How Long Companies will Provide Software Updates
Press Release 11/26/2024
Statement Regarding Union Health's COPA Application Withdrawal
Press Release 11/26/2024
Order Granting Stipulated Preliminary Injunction as to Steven Mayer, Ecom Genie Consulting LLC, Alpine Management Group Inc., Vicenza Capital Corp. -- Ecom Genie
Enforcement 11/26/2024
Order Granting Stipulated Preliminary Injunction as to Wessam Baiz; Baiz Sales, LLC; and Salespreneurs, LLC -- Ecom Genie
Enforcement 11/26/2024
Order Granting Stipulated Preliminary Injunction as to Trevor Duffy Young -- Ecom Genie
Enforcement 11/26/2024
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Fannie
Fannie published 2 updates: 1 Industry Guidance , 1 Press Release
Fannie Mae Releases October 2024 Monthly Summary
Press Release 11/26/2024
Lender Letter LL-2024-03 Confirmation Conforming Loan Limit Values 2025
Industry Guidance 11/26/2024
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Freddie
Freddie published 3 updates: 3 Guidance
9206.5 Eligibility requirements for a Freddie Mac Flex Modification ®
Guidance 12/01/2024
Exhibit 34 Investor Feature Identifiers
Guidance 11/29/2024
6302.43 Special delivery requirements for CHOICERenovation ® Mortgages
Guidance 11/25/2024
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GinnieMae
GinnieMae published 3 updates: 2 Bulletin , 1 Press Release
2024-051: Re-Performing Loans in Multi-Issuer 'Jumbo' Pools (M JM)
Bulletin 11/26/2024
2024-050: Additional REMIC Factor Tranche Data for October 2024
Bulletin 11/25/2024
Ginnie Mae Finalizes HMBS 2.0 Term Sheet
Press Release 11/25/2024
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HUD
HUD published 12 updates: 2 Mortgagee Letter , 4 Press Release , 6 Notice
Privacy Act of 1974; System of Records
Notice 11/29/2024
60-Day Notice of Proposed Information Collection: Manufactured Housing Survey; OMB Control No.: 2528-0229
Notice 11/27/2024
Privacy Act; System of Records
Notice 11/27/2024
2024-21 2025 Nationwide Forward Mortgage Loan Limits
Mortgagee Letter 11/26/2024
2024-22 2025 Home Equity Conversion Mortgage (HECM) Limits
Mortgagee Letter 11/26/2024
HUD and Census Bureau Report New Residential Sales in October 2024
Press Release 11/26/2024
HUD No. 24-312 HUD Announces 2025 Loan Limits
Press Release 11/26/2024
HUD No. 24-310 HUD Agency Head Stressed the Importance of Long-Term Aid for Disaster Impacted Communities at Senate Hearing
Press Release 11/26/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Manufactured Housing Survey
Notice 11/26/2024
30-Day Notice of Proposed Information Collection: Requirements for Single Family Mortgage Instruments
Notice 11/26/2024
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NCUA
NCUA published 3 updates: 1 Prohibition Order , 2 Notice
Renewal of Agency Information Collections for Comments Request: Proposed Collections
Notice 11/29/2024
Administrative Order: In the Matter of Daniel Garza
Prohibition Order 11/27/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals
Notice 11/27/2024
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NYSE
NYSE published 19 updates: 7 Agency Update , 12 Notice
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend...
Notice 12/02/2024
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt...
Notice 12/02/2024
Proposal to modify the NYSE American Options Fee Schedule regarding the charges applicable to Manual transactions by NYSE American Options Market Makers. The...
Agency Update 11/29/2024
Proposal to modify the NYSE Arca Options Fee Schedule regarding the charges applicable to Manual executions by NYSE Arca Market Makers. The Exchange proposes...
Agency Update 11/29/2024
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC
Notice 11/29/2024
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC
Notice 11/29/2024
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37
Notice 11/27/2024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Agency Update 11/26/2024
Proposal to list and trade shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E.
Agency Update 11/26/2024
Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC
Notice 11/26/2024
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OCC
OCC published 6 updates: 1 Bulletin , 1 Agency Update , 2 Notice , 2 News
OCC 2024-32 Office of the Comptroller of the Currency Fees and Assessments: Calendar Year 2025 Fees and Assessments Structure
Bulletin 11/27/2024
NR 2023-127 OCC Increases 2025 Assessments for National Banks and Federal Savings Associations
News 11/27/2024
Agency Information Collection Activities: Information Collection Renewal; Comment Request; Computer-Security Incident Notification
Notice 11/27/2024
www.occ.gov/static/cra/exam-schedule/craq125.pdf -- OCC Issues First and Second Quarter 2025 CRA Evaluation Schedule
Agency Update 11/26/2024
NR 2024-126 OCC Issues First and Second Quarter 2025 CRA Evaluation Schedule
News 11/26/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Computer-Security Incident Notification
Notice 11/26/2024
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OFAC
OFAC published 17 updates: 2 Financial Sanction , 15 Notice
Notice of OFAC Sanctions Actions
Notice 12/02/2024
Notice of OFAC Sanctions Action
Notice 12/02/2024
Notice of OFAC Sanctions Actions
Notice 12/02/2024
Sanctions Action
Notice 11/29/2024
Sanctions Action
Notice 11/29/2024
Sanctions Action
Notice 11/29/2024
Venezuela-related Designations
Financial Sanction 11/27/2024
Notice of OFAC Sanctions Action
Notice 11/27/2024
Notice of OFAC Sanctions Action
Notice 11/27/2024
Counter Narcotics Designations
Financial Sanction 11/26/2024
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RHS
RHS published 3 updates: 2 Rule , 1 Notice
Notice of Adoption of Department of Energy Categorical Exclusions Under the National Environmental Policy Act
Notice 12/02/2024
Section 504 Direct Single Family Housing Home Repair Loans and Grants; Materials Pilot Program
Rule 12/02/2024
Section 504 Direct Single Family Housing Home Repair Loans and Grants: Materials Pilot Program
Rule 11/29/2024
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SEC
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 13, Position...
Notice 12/02/2024
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3120 (Position Limits)...
Notice 12/02/2024
Submission for OMB Review; Comment Request; Extension: Form 1-E, Regulation E
Notice 12/02/2024
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402, Criteri...
Notice 12/02/2024
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol
Notice 12/02/2024
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Various Bitcoin Options
Notice 12/02/2024
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section ...
Notice 12/02/2024
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402, Criteri...
Notice 12/02/2024
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend...
Notice 12/02/2024
Submission for OMB Review; Comment Request; Extension: Rule 17f-1(b)
Notice 12/02/2024
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TREAS
TREAS published 19 updates: 3 Press Release , 1 Rule , 1 Agency Update , 14 Notice
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Multiple Tax and Trade Bureau Information Collection Requests
Notice 12/02/2024
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Schedule of Excess Risks
Notice 12/02/2024
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Purchases of Bank Checks and Drafts, Cashier's Checks, Money Orders, an...
Notice 12/02/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Schedule of Excess Risks
Notice 11/29/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Multiple Tax and Trade Bureau Information Collection Requests
Notice 11/29/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Purchases of Bank Checks and Drafts, Cashier's Checks, Money Orders, and Tra...
Notice 11/29/2024
Agency Information Collection Activities; Submission for OMB Review; Comment Request on Burden Related to the Plan-Specific Substitute Mortality Tables for D...
Notice 11/29/2024
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Multiple Internal Revenue Service (IRS) Information Collection Requests
Notice 11/29/2024
Agency Information Collection Activities; Proposed Collection; Comment Request; Bureau of Engraving and Printing Background Information Request Form
Notice 11/29/2024
Treasury Targets Maduro-aligned Officials Leading Post-Election Crackdown in Venezuela
Press Release 11/27/2024
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VA
VA published 19 updates: 19 Notice
Agency Information Collection Activity Under OMB Review: Application for Individualized Tutorial Assistance
Notice 12/02/2024
Agency Information Collection Activity Under OMB Review: Statement of Assurance of Compliance With 85 Percent Enrollment Ratios; Statement of Assurance of Co...
Notice 12/02/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Application for Individualized Tutorial Assistance
Notice 11/29/2024
Agency Information Collection Activities; Proposals, Submissions, and Approvals: Statement of Assurance of Compliance with 85 Percent Enrollment Ratios; Stat...
Notice 11/29/2024
Solicitation of Nomination for Appointment to the Veterans' Rural Health Advisory Committee
Notice 11/29/2024
Privacy Act of 1974; Matching Program
Notice 11/29/2024
Notice of Plans for Department of Veterans Affairs to Assess Exposures and Conditions of Interest for Veterans Who Served At Karshi-Khanabad Air Base and To ...
Notice 11/27/2024
Agency Information Collection Activity Under OMB Review: Equipment Operation and Maintenance Manuals
Notice 11/27/2024
Veterans and Community Oversight and Engagement Board, Notice of Meeting
Notice 11/27/2024
Agency Information Collection Activity: Nonprofit Research and Education Corporations (NPCs)-Annual Report, Remediation Plans & Assessment Questionnaires
Notice 11/27/2024
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