Regulatory Agency Updates | Week of Aug 31 to Sep 07

Agency Report Sep 1 - 7 feat img

Agency Report Sep 1 - 7

 
 
CA-OPC
 
 
 
 

Agency Update: Design jam: =E2=80=9CIn the age of connected devices, what is meaningful conse... | 08/31/2020

Agency Update: Involving seniors in developing privacy best practices: Towards the de... | 08/31/2020

Agency Update: Citizen hacks design jam: A youth-run jam... | 08/31/2020

Agency Update: Young Canadians speak out: A qualitative research project on privacy a... | 08/31/2020

Agency Update: Design jam on a modernized consent model to unlock health innovation... | 08/31/2020

Agency Update: Parenting in the digital age: An awareness campaign for Canadian paren... | 08/31/2020

Agency Update: Protecting privacy in the postgenomic era: Ensuring responsible data g... | 08/31/2020

Agency Update: The price of trust? An analysis of emerging digital stewardship models... | 08/31/2020

Agency Update: Protecting user privacy in the connected world... | 08/31/2020

Agency Update: Understanding =E2=80=9Cthe biggest lie on the internet=E2=80=9D: Visualizing and trans... | 08/31/2020

 
 
 
CA-OSFI
 
 
 
 

Letter: OSFI updates to COVID-19 related regulatory flexibility for DTIs... | 08/31/2020

Letter: Le BSIF r=C3=A9vise les mesures d'assouplissement de ses attentes r=C3=A9glement... | 08/31/2020

 
 
 
CFPB
 
 
 
 
 
 

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/04/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/04/2020

Comment: CARD Act Rules Review Pursuant to the Regulatory Flexibility Act; Requ... | 09/04/2020

Notice: CARD Act Rules Review Pursuant to the Regulatory Flexibility Act; Requ... | 09/04/2020

Report: Supervisory Highlights, Issue No. 22 (Summer 2020)... | 09/04/2020

Report: Plain Writing Act compliance report 2020... | 09/04/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/03/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/02/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/02/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/02/2020

 
 
 
CFTC
 
 
 
 
 
 

Notice: Sunshine Act Meetings... | 09/04/2020

Enforcement: Complaint & Notice: Goldman Global Investment Funds Ltd.... | 09/01/2020

Enforcement: Complaint & Notice: Merryl Morgan... | 09/01/2020

Enforcement: Complaint & Notice: Swiss FX Trade... | 09/01/2020

Enforcement: Complaint & Notice: Vertex Holdings Limited... | 09/01/2020

Enforcement: Complaint & Notice: ESOM, et al.... | 09/01/2020

Enforcement: Complaint & Notice: Fidelityfxtrade.com... | 09/01/2020

Enforcement: Complaint & Notice: United Financial Limited... | 09/01/2020

Enforcement: Complaint & Notice: iMarketsserviceFX.com... | 09/01/2020

Enforcement: Complaint & Notice: Zenithoptionstrade.net... | 09/01/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Filing of Proposed Settlement Agreement Regarding Environmen... | 09/04/2020

Agency Update: Sexual Harassment Policies Now Required for All OVW Grantees... | 09/02/2020

Notice: Notice of Lodging of Proposed Consent Decree under the National Marine... | 09/01/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 09/01/2020

Notice: National Survey of Youth in Custody, 2017-2018; Correction... | 09/01/2020

Agency Update: OVW Grant Funding Flows to Recipients who Articulate Plans to Meet Spe... | 09/01/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act... | 09/01/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 09/01/2020

Agency Update: Democrat-Gazette Op-Ed: Back the Blue - Law enforcement protects liber... | 08/31/2020

Notice: Notice of Lodging of Proposed First Modification of The Consent Decree... | 08/31/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/02/2020

 
 
 
EBSA
 
 
 
 

Proposed Rule: Fiduciary Duties Regarding Proxy Voting and Shareholder Rights... | 09/04/2020

Proposed Rule: Registration Requirements for Pooled Plan Providers... | 09/01/2020

News: U.S. Department of Labor Proposes Rule on Employee Benefit Plan Proxy ... | 08/31/2020

 
 
 
EOP
 
 
 
 

Presidential Document: National Childhood Cancer Awareness Month, 2020... | 09/03/2020

Presidential Document: National Preparedness Month, 2020... | 09/03/2020

Presidential Document: National Sickle Cell Disease Awareness Month, 2020... | 09/03/2020

Presidential Document: National Alcohol and Drug Addiction Recovery Month, 2020... | 09/03/2020

Presidential Document: Extension of the Use of the National Guard To Respond to COVID-19 and ... | 09/02/2020

Presidential Document: Adjusting Imports of Steel Into the United States... | 09/02/2020

Presidential Document: [No title available]... | 09/02/2020

Presidential Document: [No title available]... | 09/02/2020

 
 
 
FDIC
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection Renewal;... | 09/04/2020

Press Release: FDIC Issues List of Banks Examined for CRA Compliance -- September 202... | 09/04/2020

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships... | 09/04/2020

Press Release: FDIC Issues List of Banks Examined for CRA Compliance... | 09/04/2020

Proposed Rule: Loans in Areas Having Special Flood Hazards; Interagency Questions and... | 09/03/2020

Press Release: Joint Release/Agencies Extend Comment Period on Proposed Revisions to ... | 09/01/2020

Press Release: Joint Release/Federal and State Financial Regulatory Agencies Issue In... | 09/01/2020

Financial Institution Letter: FIL-86-2020 - FDIC Extends Comment Period Related to the Proposed Upda... | 09/01/2020

Financial Institution Letter: FIL-88-2020 - Regulatory Relief: Guidance to Help Financial Institutio... | 09/01/2020

Press Release: Joint Release/Agencies Extend Comment Period on Proposed Revisions to ... | 09/01/2020

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting... | 09/01/2020

 
 
 
FINCEN
 
 
 
 

News: Statement by FinCEN Regarding Unlawfully Disclosed Suspicious Activity... | 09/01/2020

 
 
 
FINRA
 
 
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): State Street Global Markets, LLC AWCs (Letters of Acceptance, Waiver, ... | 09/03/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 09/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Citadel Securities LLC AWCs (Letters of Acceptance, Waiver, and Consen... | 09/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Christina Jane Shepard AWCs (Letters of Acceptance, Waiver, and Consen... | 09/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Chih-Ming Huang AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Kimberley Schkade-Hill AWCs (Letters of Acceptance, Waiver, and Consen... | 09/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Peter Vincent Ianace AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/03/2020

News: FINRA Sanctions Wells Fargo Clearing Services, LLC and Wells Fargo Adv... | 09/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Net... | 09/02/2020

Notices: Election Notice - 9/1/20 Call for Candidates for Upcoming Election to ... | 09/01/2020

 
 
 
FRS
 
 
 
 
 
 

News: Diversity and Inclusion - Testimony by Sheila Clark, Program Director,... | 09/04/2020

Press Release: Federal Reserve Board releases corrected stress test results stemming ... | 09/04/2020

Proposed Rule: Loans in Areas Having Special Flood Hazards; Interagency Questions and... | 09/03/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 09/03/2020

Press Release: Statement by Federal Reserve Board Chair Jerome H. Powell on the passi... | 09/02/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 09/02/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 09/02/2020

Speech: Bringing the Statement on Longer-Run Goals and Monetary Policy Strateg... | 09/01/2020

Press Release: Federal Register Notice: Loans in Areas Having Special Flood Hazards; ... | 09/01/2020

Press Release: Agencies extend comment period on proposed revisions to interagency qu... | 09/01/2020

 
 
 
FTC
 
 
 
 
 
 

News: Federal Trade Commission and U.S. Department of Justice Antitrust Divi... | 09/04/2020

News: FTC Approves Final Order Imposing Conditions on AbbVie Inc.=C3=A2=E2=82=AC=E2=84=A2s Acquis... | 09/04/2020

News: FTC Approves Final Order Imposing Conditions on AbbVie Inc.'s Acquisit... | 09/04/2020

News: FTC to Hold Virtual Workshop November 10 on Franchise Rule... | 09/04/2020

News: FTC to Hold Virtual Workshop November 10 on Franchise Rule... | 09/04/2020

News: Auto Dealer Group to Cease Business Operations As Part of FTC Settleme... | 09/04/2020

News: Cmr. Phillips participates in New Tech, Old Laws =E2=80=94 A Regulator's Persp... | 09/02/2020

News: Children's Online Learning Program ABCmouse to Pay $10 Million to Sett... | 09/02/2020

Enforcement Order: [Proposed] Stipulated Order for Permanent Injunction and Monetary Judg... | 09/02/2020

News: FTC Chairman Joseph J. Simons Signs Antitrust Cooperation Framework wi... | 09/02/2020

 
 
 
Fannie
 
 
 
 

Industry Guidance: Announcement SEL-2020-05 - Selling Guide Updates... | 09/02/2020

 
 
 
INT-EBA
 
 
 
 

News: EBA publishes its 2019 Annual Report on resolution colleges... | 09/01/2020

News: Fran=C3=A7ois-Louis Michaud starts today as new EBA Executive Director... | 09/01/2020

News: EBA issues Opinion regarding the European Commission=E2=80=99s intention to am... | 08/31/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB extends implementation timelines for securities financing transact... | 09/07/2020

 
 
 
NCUA
 
 
 
 

Proposed Rule: Loans in Areas Having Special Flood Hazards; Interagency Questions and... | 09/03/2020

Notice: Request for Comment Regarding National Credit Union Administration Ove... | 08/31/2020

Proposed Rule: Fees Paid by Federal Credit Unions... | 08/31/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Appr... | 09/01/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 08/31/2020

 
 
 
OCC
 
 
 
 
 
 

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/04/2020

 
 
 
OFAC
 
 
 
 

Final Rule: Inflation Adjustment of Civil Monetary Penalties Related to Reporting ... | 09/03/2020

Notice: Notice of OFAC Sanctions Actions... | 09/03/2020

 
 
 
RHS
 
 
 
 

Notice: OneRD Annual Notice of Guarantee Fee Rates, Periodic Retention Fee Rat... | 09/01/2020

Notice: Notice of Request for Revision of a Currently Approved Information Col... | 08/31/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; National Securities Clearing Corporatio... | 09/04/2020

Notice: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Noti... | 09/04/2020

Notice: Sunshine Act Meetings... | 09/04/2020

Enforcement: SQN Capital Management, LLC... | 09/04/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Institut... | 09/04/2020

Notice: BlackRock ETF Trust III, et al.... | 09/04/2020

Enforcement: Vereit, Inc.... | 09/04/2020

Enforcement: Vladislav Khalupsky... | 09/03/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 09/03/2020

Notice: Investor Advisory Committee Meeting... | 09/03/2020

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/04/2020

News: U.S. Department of the Treasury... | 09/04/2020

Notice: Privacy Act of 1974; System of Records... | 09/04/2020

News: U.S. Department of the Treasury... | 09/03/2020

News: U.S. Department of the Treasury... | 09/02/2020

News: U.S. Department of the Treasury... | 09/01/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/31/2020

News: U.S. Department of the Treasury... | 08/31/2020

Notice: Open Meeting of the Federal Advisory Committee on Insurance... | 08/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/31/2020

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Sarah Breeden: The Investment Association Sustainability and Responsib... | 09/07/2020

News: Sarah Breeden: The Investment Association Sustainability and Responsib... | 09/04/2020

News: Community Forum - August 2020... | 09/04/2020

News: The economy and Covid-19: looking back and looking forward - speech by... | 09/04/2020

Agency Update: Community Forum - August 2020... | 09/04/2020

Minutes: Minutes of the Working Group on Sterling Risk-Free Reference Rates - J... | 09/04/2020

Minutes: Minutes of the Working Group on Sterling Risk-Free Reference Rates - J... | 09/04/2020

News: Reinventing the wheel (with more automation) - speech by Andrew Bailey... | 09/03/2020

Agency Update: Monthly Decision Maker Panel data - August 2020... | 09/03/2020

News: Government debt and inflation - speech by Ben Broadbent... | 09/02/2020

 
 
 
UK-FCA
 
 
 
 

News: Invest UK Bonds... | 09/07/2020

News: Goldver... | 09/07/2020

News: Donaldson Finley Corporate Partners... | 09/04/2020

News: UK London Bonds... | 09/04/2020

News: ApcoFX... | 09/04/2020

News: Search Bonds a trading style of Golden Water Ventures Ltd... | 09/04/2020

News: MCManagement... | 09/04/2020

News: UK ISA Comparison a Trading style of Easywealth Ltd... | 09/04/2020

News: FCA proposes ban on sale of crypto-derivatives to retail consumers... | 09/03/2020

News: Alta Advisers (Europe) (clone of authorised firms)... | 09/02/2020

 
 
 
UK-ICO
 
 
 
 

News: ICO=E2=80=99s Children=E2=80=99s Code will help protect children online... | 09/01/2020

News: Cod Plant yr ICO am helpu i amddiffyn plant ar-lein... | 09/01/2020

 
 
 
UK-PRA
 
 
 
 

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Policy Statement... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 18: Sen... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 4: PRA ... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 11: Nat... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 21: Sen... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 16: Sen... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 17: Sen... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 10: Nat... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 13: Ins... | 09/04/2020

Policy statement: Responses to CP3/20 'Occasional Consultation Paper' - Appendix 27: PRA... | 09/04/2020

 
 
 
VA
 
 
 
 

Notice: Prosthetics and Special-Disabilities Programs, Notice of Meeting... | 09/04/2020

Notice: Veterans' Advisory Committee on Rehabilitation, Notice of Meeting... | 09/03/2020

Notice: Agency Information Collection Activity under OMB Review: Application f... | 09/03/2020

Notice: Voluntary Service National Advisory Committee, Notice of Meetings... | 09/01/2020

Notice: Solicitation of Nomination for Appointment to the Advisory Committee o... | 08/31/2020

 

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