192 Enforcement Actions in the U.S. over past 30 days

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CFPB enforcements decreased 11% over the past 30 days

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SEC issued enforcements: $59,971,440.07 over the past 30 days

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69 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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167 docs with 1954 extracted obligations from the last 7 days

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39 new Proposed and Final Rules were published in the past 7 days

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2096 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Regulatory Agency Updates | Week of Aug 26 - Sep 02

 
 
CA-OPC
 
 
 
 

News: Announcement: New activity sheets help start the privacy conversation … | 08/26/2019

 
 
 
CFPB
 
 
 
 
 
 

Comment: Debt Collection Practices (Regulation F); Public Submission; David Fer… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Donald Yo… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Tammy Miz… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Robert O’… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Joe C… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Samuel Re… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Catherine… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Charles R… | 08/30/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public… | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Theodore … | 08/30/2019

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings… | 08/26/2019

Notice: Energy and Environmental Markets Advisory Committee… | 08/26/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 08/28/2019

Agency Update: Join OVW=E2=80=99s Biennial Conferral… | 08/28/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/29/2019

Proposed Rule: Revisions to the Acquisition Regulations… | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/29/2019

Final Rule: Revisions to the Acquisition Regulations… | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/28/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Women’s Equality Day, 2019… | 08/28/2019

Presidential Document: Presidential Determination on Major Drug Transit or Major Illicit Drug… | 08/27/2019

Presidential Document: Discharging the Federal Student Loan Debt of Totally and Permanently D… | 08/26/2019

 
 
 
FDIC
 
 
 
 

Proposed Rule: Assessments… | 08/29/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships… | 08/29/2019

News: Interagency Webinar: Applying Model Risk Management to Current Expecte… | 08/29/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 08/29/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 08/27/2019

Proposed Rule: Removal of Transferred OTS Regulation Regarding Deposits… | 08/26/2019

 
 
 
FFIEC
 
 
 
 

News: Press Release… | 08/30/2019

News: Press Release… | 08/28/2019

 
 
 
FINCEN
 
 
 
 

News: New FinCEN Division Focuses on Identifying Primary Foreign Money Laund… | 08/28/2019

 
 
 
FINRA
 
 
 
 

Agency Update: Beware of Stock Fraud in the Wake of Hurricanes… | 08/30/2019

Enforcement: Craig A. Zabala… | 08/27/2019

News: FINRA EVP of Office of Fraud Detection and Market Intelligence Cameron… | 08/27/2019

Enforcement: Kari Ann Buckles… | 08/27/2019

Enforcement: Micah O. Handell… | 08/26/2019

Enforcement: Yanique Lawrence and Innovation Partners LLC… | 08/26/2019

Enforcement: Orders Accepting Offers of Settlement… | 08/26/2019

Enforcement: Jesse Gil… | 08/26/2019

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 08/30/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 08/29/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 08/29/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 08/29/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 08/29/2019

Final Rule: Availability of Funds and Collection of Checks (Regulation CC)… | 08/29/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 08/28/2019

News: Minutes of the Board’s discount rate meetings from July 1 through July… | 08/27/2019

News: Attachment (PDF) – Minutes of the Board’s discount rate meetings from … | 08/27/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 08/26/2019

 
 
 
FTC
 
 
 
 
 
 

Enforcement: Reembolsos de Midway Industries… | 08/31/2019

Enforcement: Midway Industries Refunds… | 08/31/2019

News: Closed Commission Meeting… | 08/30/2019

Enforcement: Third Point Offshore Fund, Ltd…. | 08/28/2019

Enforcement: DOTAuthority.com Refunds… | 08/27/2019

Enforcement: FlexiPrin Refunds… | 08/27/2019

Final Rule: Telemarketing Sales Rule Fees… | 08/27/2019

Enforcement: Career Education Corporation… | 08/27/2019

News: Closing Arguments Before Administrative Law Judge: Evonik Industries/P… | 08/26/2019

News: Closing Arguments Before Administrative Law Judge: Evonik Industries/P… | 08/26/2019

 
 
 
Fannie
 
 
 
 

News: August 2019 AQM List Posted upda… | 08/28/2019

News: MH Advantage eLearning… | 08/28/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: A disaster under-(re)insurance puzzle: Home bias in disaster risk-bear… | 08/30/2019

Agency Update: Bank intermediation activity in a low interest rate environment… | 08/30/2019

Agency Update: Geographic spread of currency trading: the renminbi and other EM curre… | 08/27/2019

 
 
 
INT-EBA
 
 
 
 

News: EU banks’ funding plans indicate increased appetite for market-based f… | 08/28/2019

 
 
 
INT-FSB
 
 
 
 

News: Ryozo Himino appointed Chair of the FSB’s Standing Committee on Superv… | 09/02/2019

Agency Update: Industry workshop on continuity of access to FMIs for firms in resolut… | 08/28/2019

Agency Update: Industry workshop on continuity of access to FMIs for firms in resolut… | 08/28/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 08/29/2019

Notice: Submission for OMB Review; Comment Request… | 08/29/2019

 
 
 
OCC
 
 
 
 

Notice: Minority Depository Institutions Advisory Committee… | 08/26/2019

Notice: Mutual Savings Association Advisory Committee… | 08/26/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: North Korea Designations… | 08/30/2019

Financial Sanction: Counter Terrorism Designations… | 08/30/2019

Financial Sanction: Counter Terrorism Designations… | 08/29/2019

Financial Sanction: Iran-related Designations; Non-proliferation Designations… | 08/28/2019

 
 
 
SEC
 
 
 
 
 
 

Enforcement: Crescent Airways Corp., Electronic Manufacturing Services Group Inc. a… | 08/30/2019

Enforcement: Aztech International Ltd., Bev-Tyme, Inc. and Concord Energy Incorpora… | 08/30/2019

Enforcement: Medical Safetec, Inc., et al…. | 08/30/2019

Enforcement: Advanced Voice Technologies, Inc., American Pharmaceutical Company and… | 08/30/2019

Enforcement: Donald Braxton… | 08/30/2019

Notice: Hartford Schroders Opportunistic Income Fund and Hartford Funds Manage… | 08/30/2019

News: SEC Monitoring Impact of Hurricane Dorian on Capital Markets… | 08/30/2019

Enforcement: Wayne Scott Simpson… | 08/30/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proc… | 08/30/2019

Enforcement: Morrie Tobin et al…. | 08/30/2019

 
 
 
TREAS
 
 
 
 
 
 

Agency Update: U.S. Department of the Treasury… | 08/30/2019

Agency Update: U.S. Department of the Treasury… | 08/30/2019

Agency Update: U.S. Department of the Treasury… | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/29/2019

Agency Update: U.S. Department of the Treasury… | 08/29/2019

Agency Update: U.S. Department of the Treasury… | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/28/2019

Agency Update: U.S. Department of the Treasury… | 08/28/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/28/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 08/28/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News: Treasury Select Committee hearing on the August Inflation Report (star… | 08/30/2019

News: Minutes of the Standards Advisory Panel – July 2019… | 08/30/2019

Agency Update: The impact of Brexit on UK firms… | 08/30/2019

Agency Update: Towards a new monetary theory of exchange rate determination… | 08/30/2019

Working Paper: The impact of Brexit on UK firms… | 08/30/2019

Working Paper: The impact of Brexit on UK firms — The impact of Brexit on UK firms… | 08/30/2019

Working Paper: Towards a new monetary theory of exchange rate determination… | 08/30/2019

Working Paper: Towards a new monetary theory of exchange rate determination — Toward… | 08/30/2019

Working Paper: Towards a new monetary theory of exchange rate determination — Sign u… | 08/30/2019

Minutes: Minutes of the Standards Advisory Panel – July 2019 — Minutes – July … | 08/30/2019

 
 
 
UK-FCA
 
 
 
 

News: Close Brothers Limited (clone of FCA authorised firm)… | 08/29/2019

News: Holo Finance… | 08/29/2019

News: Fleetquid (trading name of Boxfinity Private Limited)… | 08/29/2019

News: Cabinet Marielle Limited (clone of FCA authorised firm)… | 08/29/2019

Correspondence: 2019 Letter to RemCo Chairs: Our approach… | 08/28/2019

Final notices: Final Notice 2019: Savatori Oliverio… | 08/28/2019

Final notices: Final Notice 2019: Giovanni Joseph Oliverio… | 08/28/2019

News: Forexbit… | 08/28/2019

News: Just one day left to act: PPI complaints deadline is tomorrow… | 08/28/2019

Final notices: Final Notice 2019: Tunstall Trade Car Sales Limited… | 08/28/2019

 
 
 
UK-HMT
 
 
 
 
 
 

Press Release: Government kickstarts Office for Veterans’ Affairs with =C2=A35m funding… | 09/02/2019

Correspondence: A letter from Sajid Javid to Lord Forsyth on the Committee’s report “M… | 09/02/2019

News Story: Chancellor announces =C2=A3400 million investment for 16-19 year olds’ educ… | 08/31/2019

Press Release: Thousands sign up to Help to Save to earn 50p for every =C2=A31 saved… | 08/30/2019

Press Release: Prime Minister boosts schools with =C2=A314 billion package… | 08/30/2019

Transparency: Government Major Projects Portfolio: Senior Responsible Owners list – … | 08/29/2019

News Story: =C2=A332 million boost for British businesses through referral scheme… | 08/29/2019

Transparency: Government Major Projects Portfolio: Senior Responsible Owners list – … | 08/29/2019

Official Statistics: Bank Referral Scheme: August 2019… | 08/29/2019

Guidance: Preston guidance: August 2019… | 08/29/2019

 
 
 
UK-ICO
 
 
 
 

Audit: Ormiston Academies Trust… | 08/30/2019

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest – August 2019… | 09/02/2019

 
 
 
VA
 
 
 
 

Final Rule: VA Acquisition Regulation: Environment, Energy and Water Efficiency, R… | 08/30/2019

Notice: Advisory Committee on Structural Safety of Department of Veterans Affa… | 08/29/2019

Final Rule: Rental and Utility Assistance for Certain Low-Income Veteran Families… | 08/28/2019

Notice: Geriatrics and Gerontology Advisory Committee, Notice of Meeting… | 08/27/2019

Notice: Solicitation of Nominations for Appointment to the Advisory Committee … | 08/27/2019

Notice: Agency Information Collection Activity Under OMB Review: Financial Cou… | 08/27/2019

Notice: Veterans’ Rural Health Advisory Committee, Notice of Meeting… | 08/27/2019

Notice: Research Advisory Committee on Gulf War Veterans’ Illnesses; Notice of… | 08/27/2019

Notice: Annual Pay Ranges for Physicians, Dentists, and Podiatrists of the Vet… | 08/26/2019

 

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