Regulatory Agency Updates | Week of August 26 to September 02

Regulatory Agency Updates | Week of Aug 26 - Sep 02

Regulatory Agency Updates | Week of Aug 26 - Sep 02

 
 
CA-OPC
 
 
 
 

News: Announcement: New activity sheets help start the privacy conversation ... | 08/26/2019

 
 
 
CFPB
 
 
 
 
 
 

Comment: Debt Collection Practices (Regulation F); Public Submission; David Fer... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Donald Yo... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Tammy Miz... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Robert O'... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Joe C... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Samuel Re... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Catherine... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Charles R... | 08/30/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 08/30/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Theodore ... | 08/30/2019

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 08/26/2019

Notice: Energy and Environmental Markets Advisory Committee... | 08/26/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 08/28/2019

Agency Update: Join OVW=E2=80=99s Biennial Conferral... | 08/28/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/29/2019

Proposed Rule: Revisions to the Acquisition Regulations... | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/29/2019

Final Rule: Revisions to the Acquisition Regulations... | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/28/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Women's Equality Day, 2019... | 08/28/2019

Presidential Document: Presidential Determination on Major Drug Transit or Major Illicit Drug... | 08/27/2019

Presidential Document: Discharging the Federal Student Loan Debt of Totally and Permanently D... | 08/26/2019

 
 
 
FDIC
 
 
 
 

Proposed Rule: Assessments... | 08/29/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships... | 08/29/2019

News: Interagency Webinar: Applying Model Risk Management to Current Expecte... | 08/29/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 08/29/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 08/27/2019

Proposed Rule: Removal of Transferred OTS Regulation Regarding Deposits... | 08/26/2019

 
 
 
FFIEC
 
 
 
 

News: Press Release... | 08/30/2019

News: Press Release... | 08/28/2019

 
 
 
FINCEN
 
 
 
 

News: New FinCEN Division Focuses on Identifying Primary Foreign Money Laund... | 08/28/2019

 
 
 
FINRA
 
 
 
 

Agency Update: Beware of Stock Fraud in the Wake of Hurricanes... | 08/30/2019

Enforcement: Craig A. Zabala... | 08/27/2019

News: FINRA EVP of Office of Fraud Detection and Market Intelligence Cameron... | 08/27/2019

Enforcement: Kari Ann Buckles... | 08/27/2019

Enforcement: Micah O. Handell... | 08/26/2019

Enforcement: Yanique Lawrence and Innovation Partners LLC... | 08/26/2019

Enforcement: Orders Accepting Offers of Settlement... | 08/26/2019

Enforcement: Jesse Gil... | 08/26/2019

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 08/30/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 08/29/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 08/29/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 08/29/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 08/29/2019

Final Rule: Availability of Funds and Collection of Checks (Regulation CC)... | 08/29/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 08/28/2019

News: Minutes of the Board's discount rate meetings from July 1 through July... | 08/27/2019

News: Attachment (PDF) - Minutes of the Board's discount rate meetings from ... | 08/27/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 08/26/2019

 
 
 
FTC
 
 
 
 
 
 

Enforcement: Reembolsos de Midway Industries... | 08/31/2019

Enforcement: Midway Industries Refunds... | 08/31/2019

News: Closed Commission Meeting... | 08/30/2019

Enforcement: Third Point Offshore Fund, Ltd.... | 08/28/2019

Enforcement: DOTAuthority.com Refunds... | 08/27/2019

Enforcement: FlexiPrin Refunds... | 08/27/2019

Final Rule: Telemarketing Sales Rule Fees... | 08/27/2019

Enforcement: Career Education Corporation... | 08/27/2019

News: Closing Arguments Before Administrative Law Judge: Evonik Industries/P... | 08/26/2019

News: Closing Arguments Before Administrative Law Judge: Evonik Industries/P... | 08/26/2019

 
 
 
Fannie
 
 
 
 

News: August 2019 AQM List Posted upda... | 08/28/2019

News: MH Advantage eLearning... | 08/28/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: A disaster under-(re)insurance puzzle: Home bias in disaster risk-bear... | 08/30/2019

Agency Update: Bank intermediation activity in a low interest rate environment... | 08/30/2019

Agency Update: Geographic spread of currency trading: the renminbi and other EM curre... | 08/27/2019

 
 
 
INT-EBA
 
 
 
 

News: EU banks' funding plans indicate increased appetite for market-based f... | 08/28/2019

 
 
 
INT-FSB
 
 
 
 

News: Ryozo Himino appointed Chair of the FSB's Standing Committee on Superv... | 09/02/2019

Agency Update: Industry workshop on continuity of access to FMIs for firms in resolut... | 08/28/2019

Agency Update: Industry workshop on continuity of access to FMIs for firms in resolut... | 08/28/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 08/29/2019

Notice: Submission for OMB Review; Comment Request... | 08/29/2019

 
 
 
OCC
 
 
 
 

Notice: Minority Depository Institutions Advisory Committee... | 08/26/2019

Notice: Mutual Savings Association Advisory Committee... | 08/26/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: North Korea Designations... | 08/30/2019

Financial Sanction: Counter Terrorism Designations... | 08/30/2019

Financial Sanction: Counter Terrorism Designations... | 08/29/2019

Financial Sanction: Iran-related Designations; Non-proliferation Designations... | 08/28/2019

 
 
 
SEC
 
 
 
 
 
 

Enforcement: Crescent Airways Corp., Electronic Manufacturing Services Group Inc. a... | 08/30/2019

Enforcement: Aztech International Ltd., Bev-Tyme, Inc. and Concord Energy Incorpora... | 08/30/2019

Enforcement: Medical Safetec, Inc., et al.... | 08/30/2019

Enforcement: Advanced Voice Technologies, Inc., American Pharmaceutical Company and... | 08/30/2019

Enforcement: Donald Braxton... | 08/30/2019

Notice: Hartford Schroders Opportunistic Income Fund and Hartford Funds Manage... | 08/30/2019

News: SEC Monitoring Impact of Hurricane Dorian on Capital Markets... | 08/30/2019

Enforcement: Wayne Scott Simpson... | 08/30/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proc... | 08/30/2019

Enforcement: Morrie Tobin et al.... | 08/30/2019

 
 
 
TREAS
 
 
 
 
 
 

Agency Update: U.S. Department of the Treasury... | 08/30/2019

Agency Update: U.S. Department of the Treasury... | 08/30/2019

Agency Update: U.S. Department of the Treasury... | 08/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/29/2019

Agency Update: U.S. Department of the Treasury... | 08/29/2019

Agency Update: U.S. Department of the Treasury... | 08/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/28/2019

Agency Update: U.S. Department of the Treasury... | 08/28/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/28/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/28/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News: Treasury Select Committee hearing on the August Inflation Report (star... | 08/30/2019

News: Minutes of the Standards Advisory Panel - July 2019... | 08/30/2019

Agency Update: The impact of Brexit on UK firms... | 08/30/2019

Agency Update: Towards a new monetary theory of exchange rate determination... | 08/30/2019

Working Paper: The impact of Brexit on UK firms... | 08/30/2019

Working Paper: The impact of Brexit on UK firms -- The impact of Brexit on UK firms... | 08/30/2019

Working Paper: Towards a new monetary theory of exchange rate determination... | 08/30/2019

Working Paper: Towards a new monetary theory of exchange rate determination -- Toward... | 08/30/2019

Working Paper: Towards a new monetary theory of exchange rate determination -- Sign u... | 08/30/2019

Minutes: Minutes of the Standards Advisory Panel - July 2019 -- Minutes - July ... | 08/30/2019

 
 
 
UK-FCA
 
 
 
 

News: Close Brothers Limited (clone of FCA authorised firm)... | 08/29/2019

News: Holo Finance... | 08/29/2019

News: Fleetquid (trading name of Boxfinity Private Limited)... | 08/29/2019

News: Cabinet Marielle Limited (clone of FCA authorised firm)... | 08/29/2019

Correspondence: 2019 Letter to RemCo Chairs: Our approach... | 08/28/2019

Final notices: Final Notice 2019: Savatori Oliverio... | 08/28/2019

Final notices: Final Notice 2019: Giovanni Joseph Oliverio... | 08/28/2019

News: Forexbit... | 08/28/2019

News: Just one day left to act: PPI complaints deadline is tomorrow... | 08/28/2019

Final notices: Final Notice 2019: Tunstall Trade Car Sales Limited... | 08/28/2019

 
 
 
UK-HMT
 
 
 
 
 
 

Press Release: Government kickstarts Office for Veterans' Affairs with =C2=A35m funding... | 09/02/2019

Correspondence: A letter from Sajid Javid to Lord Forsyth on the Committee's report "M... | 09/02/2019

News Story: Chancellor announces =C2=A3400 million investment for 16-19 year olds' educ... | 08/31/2019

Press Release: Thousands sign up to Help to Save to earn 50p for every =C2=A31 saved... | 08/30/2019

Press Release: Prime Minister boosts schools with =C2=A314 billion package... | 08/30/2019

Transparency: Government Major Projects Portfolio: Senior Responsible Owners list - ... | 08/29/2019

News Story: =C2=A332 million boost for British businesses through referral scheme... | 08/29/2019

Transparency: Government Major Projects Portfolio: Senior Responsible Owners list - ... | 08/29/2019

Official Statistics: Bank Referral Scheme: August 2019... | 08/29/2019

Guidance: Preston guidance: August 2019... | 08/29/2019

 
 
 
UK-ICO
 
 
 
 

Audit: Ormiston Academies Trust... | 08/30/2019

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest - August 2019... | 09/02/2019

 
 
 
VA
 
 
 
 

Final Rule: VA Acquisition Regulation: Environment, Energy and Water Efficiency, R... | 08/30/2019

Notice: Advisory Committee on Structural Safety of Department of Veterans Affa... | 08/29/2019

Final Rule: Rental and Utility Assistance for Certain Low-Income Veteran Families... | 08/28/2019

Notice: Geriatrics and Gerontology Advisory Committee, Notice of Meeting... | 08/27/2019

Notice: Solicitation of Nominations for Appointment to the Advisory Committee ... | 08/27/2019

Notice: Agency Information Collection Activity Under OMB Review: Financial Cou... | 08/27/2019

Notice: Veterans' Rural Health Advisory Committee, Notice of Meeting... | 08/27/2019

Notice: Research Advisory Committee on Gulf War Veterans' Illnesses; Notice of... | 08/27/2019

Notice: Annual Pay Ranges for Physicians, Dentists, and Podiatrists of the Vet... | 08/26/2019

 

X