Regulatory Agency Updates | Week of August 12 to August 19

Regulatory Agency Updates | Week of Aug 12 - Aug 19 copy

Regulatory Agency Updates | Week of Aug 12 - Aug 19

 
 
CA-BOC
 
 
 
 

Agency Update: Flight from Safety: How a Change to the Deposit Insurance Limit Affect... | 08/15/2019

 
 
 
CFPB
 
 
 
 

News: CFPB Appoints Private Education Loan Ombudsman... | 08/16/2019

News: Estafas de cierre de hipotecas: c=C3=B3mo protegerse usted y resguardar su ... | 08/16/2019

News: CFPB, Arkansas State AG Settle with Brokers of High-Interest Credit Of... | 08/15/2019

News: Datos que debe saber sobre el acuerdo con Equifax... | 08/15/2019

News: Facts you can use about the Equifax settlement... | 08/15/2019

Enforcement Document: Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp C... | 08/14/2019

News: Los pasos que debe tomar para cerrar el trato de su vivienda con confi... | 08/14/2019

Enforcement Document: Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp P... | 08/14/2019

Enforcement Action: Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp... | 08/14/2019

News: Today=E2=80=99s Money as You Grow Bookshelf pick: "Jingle Dancer"... | 08/13/2019

 
 
 
CFTC
 
 
 
 

News: Kraft and Mondel=C4=93z Global to Pay $16 Million in Wheat Manipulation Cas... | 08/15/2019

News: CFTC Charges International Enterprise with Operating a $103 Million Fr... | 08/12/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 08/19/2019

Notice: Office on Violence Against Women; Notice of Request for Nominations fo... | 08/19/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme... | 08/19/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 08/13/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Oil Pollution A... | 08/12/2019

Notice: Agency Information Collection Activities: Proposed New Information Col... | 08/12/2019

 
 
 
EBSA
 
 
 
 

Notice: 197th Meeting of the Advisory Council on Employee Welfare and Pension ... | 08/13/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Designation of the Federative Republic of Brazil as a Major Non-NATO A... | 08/19/2019

Presidential Document: Continuation of the National Emergency With Respect to Export Control ... | 08/15/2019

 
 
 
FDIC
 
 
 
 

Notice: Sunshine Act Meeting... | 08/19/2019

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting... | 08/19/2019

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Director Kenneth A. Blanco, delivered at th... | 08/13/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Gregory T. Dean... | 08/16/2019

Enforcement: Lime Brokerage LLC... | 08/15/2019

Enforcement: Summit Brokerage Services, Inc.... | 08/15/2019

Enforcement: Brenda M. Kochel... | 08/14/2019

Enforcement: Roger L. Owens... | 08/14/2019

Enforcement: Daniel G. Maughan... | 08/14/2019

Enforcement: Stephen Allen Kelbick... | 08/13/2019

Enforcement: Leonard J. Kuczynski... | 08/13/2019

Enforcement: Seven Points Capital, LLC... | 08/12/2019

Enforcement: Bryan Joseph Clark... | 08/12/2019

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 08/19/2019

News: Federal Reserve to offer seven-day term deposits on August 22... | 08/15/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 08/15/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/13/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/13/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/13/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Savings and Loan Holdin... | 08/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 08/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 08/13/2019

 
 
 
FTC
 
 
 
 

Enforcement: LeanSpa Refunds... | 08/16/2019

Enforcement: LeanSpa Refunds... | 08/16/2019

News: BCP Director Daniel Kaufman opening remarks at Green Lights & Red Flag... | 08/13/2019

News: Updating best practices for data submissions... | 08/12/2019

News: Weekly Calendar for August 12, 2019... | 08/12/2019

 
 
 
Fannie
 
 
 
 

News: Lender Letter LL-2019-07: Advance Notice of Fannie Mae-Initiated Princ... | 08/14/2019

News: Validation and Approval of Credit Score Models... | 08/13/2019

News: There's more to mortgages than credit scores... | 08/13/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Frequently asked questions on the Basel III standardised approach for ... | 08/14/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA publishes clarifications to the fifth set of issues raised by its ... | 08/14/2019

 
 
 
INT-EC
 
 
 
 

News: The Commission signed a memorandum of understanding (MoU) with the Sin... | 08/13/2019

 
 
 
NYSE
 
 
 
 

Enforcement: Seven Points Capital, LLC... | 08/12/2019

 
 
 
OCC
 
 
 
 

News: Bank Accounting Advisory Series Updated... | 08/15/2019

News: OCC Enforcement Actions and Terminations... | 08/15/2019

News: Comptroller of the Currency Visits Baltimore Affordable Housing Event... | 08/14/2019

News: OCC to Host Innovation Office Hours in Washington, D.C.... | 08/12/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury's Off... | 08/16/2019

Financial Sanction: 2019 OFAC Symposium Save the Date and Registration Open... | 08/14/2019

 
 
 
RHS
 
 
 
 

Final Rule: Single Family Housing Guaranteed Loan Program; Correction... | 08/19/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 08/19/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 08/19/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation ... | 08/19/2019

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 08/19/2019

Enforcement: BMO Capital Markets Corporation... | 08/16/2019

Enforcement: Carl Ruderman... | 08/16/2019

Agency Update: [Release No. 34-86387; File No. SR-CBOE-2019-034]... | 08/16/2019

Enforcement: Thomas Gillons... | 08/16/2019

Enforcement: Samuel Brown, et al.... | 08/16/2019

Enforcement: SEC Complaint - Bill Tsai... | 08/16/2019

 
 
 
TREAS
 
 
 
 

News: Public Engagements Schedule for the Week of August 19 =E2=80=93 August 25... | 08/16/2019

Agency Update: U.S. Department of the Treasury... | 08/15/2019

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Bank of England Weekly Report 14 August 2019... | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 -- View and download hist... | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 -- Weekly Report... | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019... | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 -- Sign up to receive ema... | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 -- Changes to the Bank's ... | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 -- Further details about ... | 08/15/2019

News: Second meeting of the PRA and FCA=E2=80=99s joint Climate Financial Risk Forum... | 08/12/2019

Minutes: Second meeting of the PRA and FCA's joint Climate Financial Risk Forum... | 08/12/2019

 
 
 
UK-CMA
 
 
 
 

News Story: How does your bank compare? Summer results published... | 08/15/2019

Press Release: CMA pharma probe secures =C2=A38m for the NHS... | 08/14/2019

News Story: CMA completes move to Canary Wharf... | 08/12/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Rothschild Financial (clone of authorised firm)... | 08/19/2019

News: Gerhard Moser Investment Capital Holdings (clone of EEA authorised fir... | 08/19/2019

Final notices: Final Notice 2019: Andrew James Tinney... | 08/16/2019

Final notices: Final Notice 2019: ODA Life Textile and Furniture Limited... | 08/16/2019

News: Upper Tribunal publishes decision on Andrew Tinney, the former COO of ... | 08/16/2019

News: Retirement Planning / Retirement Planning (UK) Limited (clone of FCA a... | 08/16/2019

News: Asset Recovery Group... | 08/16/2019

News: London Capital and Finance plc... | 08/15/2019

Final notices: Final Notice 2019: Samuel Baker (trading as Clarity Document & Informa... | 08/15/2019

News: Global Reclaim (clone of FCA authorised firm)... | 08/15/2019

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: =C2=A3600 million boost for housing... | 08/17/2019

News Story: Treasury renews support for Northern Powerhouse... | 08/15/2019

Policy Paper: The Economics of Biodiversity: Terms of Reference... | 08/14/2019

Policy Paper: The Economics of Biodiversity: Call for Evidence... | 08/14/2019

Independent Report: The Economics of Biodiversity: Terms of Reference... | 08/14/2019

Independent Report: The Economics of Biodiversity: Call for Evidence... | 08/14/2019

Speech: The Economics of Biodiversity: Exchequer Secretary's speech... | 08/14/2019

Policy Paper: Report into the public health effects of gambling duty provisions in F... | 08/13/2019

 
 
 
UK-ICO
 
 
 
 
 
 

Follow up audit: Surrey and Borders Partnership NHS Foundation Trust... | 08/16/2019

Audit: North Yorkshire Police -- North Yorkshire Police audit report, executi... | 08/16/2019

Audit: North Yorkshire Police... | 08/16/2019

News: Statement: Live facial recognition technology in King's Cross... | 08/15/2019

News: Blog: Three top issues for town and parish councils... | 08/14/2019

Follow up audit: Dartford and Gravesham NHS Trust - follow up... | 08/12/2019

Enforcement notices: Hudson Bay Finance Ltd -- Hudson Bay Finance Ltd enforcement notice... | 08/12/2019

Agency Update: Hudson Bay Finance Ltd... | 08/12/2019

Follow up audit: Dartford and Gravesham NHS Trust... | 08/12/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity Under OMB Review: VA Health Pro... | 08/19/2019

Notice: Agency Information Collection Activity: Environmental Hazards Registry... | 08/19/2019

Notice: Advisory Committee: National Academic Affiliations Council, Notice of ... | 08/19/2019

Notice: Agency Information Collection Activity Under OMB Review: Joint Applica... | 08/15/2019

Notice: Agency Information Collection Activity: Application for Pre-Need Deter... | 08/12/2019

Notice: Agency Information Collection Activity: Application for VA Education B... | 08/12/2019

Notice: Agency Information Collection Activity: Dependent's Request for Change... | 08/12/2019

 

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