Regulatory Agency Updates | Week of August 05 to August 12

Regulatory Agency Updates | Week of Aug 05 - Aug 12

 
 
CA-CANLII
 
 
 
 

Agency Update: NAFTA Rules of Origin Regulations, SOR/94-14 [Modified on Jun 17, 2019... | 08/05/2019

Agency Update: Brokering Control List, SOR/2019-220 [Modified]... | 08/05/2019

Agency Update: Brokering Permit Regulations, SOR/2019-221 [Modified]... | 08/05/2019

Agency Update: Precious Metals Marking Regulations, CRC, c 1303 [Modified on Jun 17, ... | 08/05/2019

Agency Update: Safety of Sperm and Ova Regulations, SOR/2019-192 [Modified]... | 08/05/2019

Agency Update: Specifications Relating to Non-automatic Weighing Devices (1998), SI/9... | 08/05/2019

Agency Update: Patent Rules, SOR/96-423 [Modified on Jun 17, 2019]... | 08/05/2019

Agency Update: Life Saving Equipment Regulations, CRC, c 1436 [Modified on Jun 17, 20... | 08/05/2019

Agency Update: Indian Oil and Gas Regulations, SOR/2019-196 [Modified]... | 08/05/2019

Agency Update: Activities that Do Not Constitute Brokering, Regulations Specifying, S... | 08/05/2019

 
 
 
CA-OPC
 
 
 
 

News: Joint statement on global privacy expectations of the Libra network... | 08/05/2019

News: Announcement: Joint international statement on global privacy expecta... | 08/05/2019

 
 
 
CFPB
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 08/06/2019

News: An update on credit access and the Bureau=E2=80=99s first No-Action Letter... | 08/06/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 08/05/2019

 
 
 
CFTC
 
 
 
 

News: Federal Court Orders Defendants to Pay More Than $2.7 Million in a For... | 08/09/2019

Final Rule: Revisions to Prohibitions and Restrictions on Proprietary Trading and ... | 08/06/2019

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Oil Pollution A... | 08/12/2019

Notice: Agency Information Collection Activities: Proposed New Information Col... | 08/12/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 08/07/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 08/07/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 08/07/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 08/06/2019

Notice: Agency Information Collection Activities Proposed eCollection eComment... | 08/05/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/09/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/08/2019

 
 
 
EBSA
 
 
 
 

Notice: Advisory Council on Employee Welfare and Pension Benefit Plans; Nomina... | 08/05/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Honoring the Victims of the Tragedies in El Paso, Texas, and Dayton, O... | 08/08/2019

Presidential Document: Blocking Property of the Government of Venezuela... | 08/07/2019

Presidential Document: Delegation of Authority Under the Asia Reassurance Initiative Act of 2... | 08/05/2019

Presidential Document: Continuation of U.S. Drug Interdiction Assistance to the Government of... | 08/05/2019

Presidential Document: Administration of Proliferation Sanctions and Amendment of Executive O... | 08/05/2019

 
 
 
FDIC
 
 
 
 

Notice: Notice of Termination of Receiverships... | 08/07/2019

Final Rule: Revisions to Prohibitions and Restrictions on Proprietary Trading and ... | 08/06/2019

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee; Final Order Granting in Part Temporary Waiver ... | 08/07/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Thomas Raymond Williams... | 08/09/2019

Enforcement: Steve Baptist... | 08/08/2019

Enforcement: Jollene J. Austin... | 08/08/2019

Enforcement: Richard J. Coleman... | 08/08/2019

Enforcement: Lisa Acca... | 08/08/2019

Enforcement: WILLIAM JAMES POTTER... | 08/07/2019

Enforcement: Partho S. Ghosh... | 08/07/2019

Agency Update: Updated: 529 Savings Plans=E2=80=94School Yourself Before You Invest... | 08/06/2019

Enforcement: Karen Paek... | 08/05/2019

Enforcement: Eldridge F. Parks ("Parks" or "Respondent")... | 08/05/2019

 
 
 
FRS
 
 
 
 

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/12/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/12/2019

Final Rule: Regulation A: Extensions of Credit by Federal Reserve Banks... | 08/12/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 08/12/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/12/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/12/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 08/12/2019

Final Rule: Regulation D: Reserve Requirements of Depository Institutions... | 08/12/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 08/12/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 08/12/2019

 
 
 
FTC
 
 
 
 

News: Fighting Consumer Fraud and Identity Theft in Northern California... | 08/09/2019

News: TTF looking for technology fellow... | 08/08/2019

Notice: Request for Contractor Submission of Final Invoices for Expired Contra... | 08/08/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 08/08/2019

Enforcement: Boston Scientific and BTG, In the Matter of... | 08/07/2019

Enforcement: In re Sanctuary Belize Litigation (Ecological Fox, LLC and AmeriDebt, ... | 08/07/2019

News: Weekly Calendar for August 5, 2019... | 08/05/2019

 
 
 
Fannie
 
 
 
 

News: URLA February 1, 2020 Mandate Rescheduled... | 08/08/2019

News: Selling Guide Updates... | 08/07/2019

News: Announcement SEL-2019-07... | 08/07/2019

News: Key Selling Announcement SEL-2019-07 Updates... | 08/07/2019

News: Servicing Reports Moving to New Locations... | 08/07/2019

News: MH is now Eligible for C-to-P financing... | 08/06/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: (Un)conventional policy and the effective lower bound... | 08/09/2019

Agency Update: Exchange rate puzzles: evidence from rigidly fixed nominal exchange ra... | 08/09/2019

 
 
 
INT-EBA
 
 
 
 

News: The EBA updates data used for the identification of global systemicall... | 08/09/2019

News: EBA publishes the first of three opinions on the implementation of the... | 08/08/2019

News: EBA publishes feedback on a review of the use, usefulness and implemen... | 08/06/2019

News: EBA advises the European Commission on the implementation of the final... | 08/05/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 08/09/2019

Final Rule: Office Name Change... | 08/08/2019

Notice: Submission for OMB Review; Comment Request... | 08/05/2019

 
 
 
OCC
 
 
 
 

News: Comptroller of the Currency Tours Atlanta Areas Where the Community Re... | 08/09/2019

Bulletin: Description: Annual Host State Loan-to-Deposit Ratios... | 08/09/2019

News: OCC Releases CRA Evaluations for 42 National Banks and Federal Savings... | 08/08/2019

News: OCC Hosts Nashville Workshop for Board Directors and Bank Management... | 08/08/2019

News: OCC Hosts Compliance and Operational Risk Workshops in Virginia... | 08/07/2019

News: Counterfeit Cashier=E2=80=99s Checks of National Bank of Blacksburg, Blacksbur... | 08/05/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Action... | 08/09/2019

Financial Sanction: DNI Express Shipping Company and Southern Cross Aviation, LLC separate... | 08/08/2019

Final Rule: Iranian Financial Sanctions Regulations and Iranian Human Rights Abuse... | 08/07/2019

Financial Sanction: Publication of Amended Iranian Sanctions Regulations Regarding the Iro... | 08/06/2019

Notice: Notice of OFAC Sanctions Actions... | 08/06/2019

Financial Sanction: Executive Order Blocking Property of the Government of Venezuela; Issu... | 08/06/2019

Financial Sanction: Counter Terrorism Designation Update... | 08/06/2019

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury's Off... | 08/06/2019

Notice: Notice of OFAC Sanctions Actions... | 08/05/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Sunshine Act Meetings... | 08/12/2019

Notice: Sunshine Act Meeting; Cancellation... | 08/12/2019

Notice: Program for Allocation of Regulatory Responsibilities Pursuant to Rule... | 08/12/2019

Enforcement: Corix Bioscience, Inc. and Michael L. Ogburn... | 08/09/2019

Final Rule: Regulation Best Interest: The Broker-Dealer Standard of Conduct... | 08/09/2019

Notice: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; ... | 08/09/2019

Notice: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Des... | 08/09/2019

Notice: Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Ru... | 08/09/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 08/08/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Desi... | 08/08/2019

 
 
 
TREAS
 
 
 
 

News: Public Engagements Schedule for the Week of August 12 =E2=80=93 August 18... | 08/09/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 08/09/2019

Agency Update: U.S. Department of the Treasury... | 08/09/2019

Notice: Proposed Collections; Comment Requests... | 08/07/2019

Notice: Proposed Collections; Comment Requests... | 08/07/2019

Agency Update: U.S. Department of the Treasury... | 08/06/2019

News: Public Engagements Schedule for the Week of August 5 =E2=80=93 August 11... | 08/05/2019

Agency Update: U.S. Department of the Treasury... | 08/05/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News: Second meeting of the PRA and FCA=E2=80=99s joint Climate Financial Risk Forum... | 08/12/2019

Agency Update: Machine learning explainability in finance: an application to default ... | 08/09/2019

Working Paper: Machine learning explainability in finance: an application to default ... | 08/09/2019

Working Paper: Machine learning explainability in finance: an application to default ... | 08/09/2019

Working Paper: Machine learning explainability in finance: an application to default ... | 08/09/2019

Agency Update: Bank of England Weekly Report 07 August 2019... | 08/08/2019

Weekly report: Bank of England Weekly Report 07 August 2019 -- Weekly Report... | 08/08/2019

Weekly report: Bank of England Weekly Report 07 August 2019 -- Changes to the Bank's ... | 08/08/2019

Weekly report: Bank of England Weekly Report 07 August 2019... | 08/08/2019

Weekly report: Bank of England Weekly Report 07 August 2019 -- Sign up to receive ema... | 08/08/2019

 
 
 
UK-CMA
 
 
 
 

Press Release: Nationwide refunds =C2=A36m to customers following CMA action... | 08/08/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Citi Finances... | 08/12/2019

Supervisory notices: First Supervisory Notice 2019: SVS Securities Plc... | 08/08/2019

Final notices: Final Notice 2019: Neil Williams-Denton... | 08/08/2019

News: Calibre Cars trading name of Autotech Kent Car Sales (Cranbrook) Ltd... | 08/08/2019

News: 5 million pension savers could put their retirement savings at risk to... | 08/07/2019

Memorandums of understanding: Memorandum of understanding between the Competition and Markets Author... | 08/07/2019

Correspondence: Letter to Lord Myners: Undertakings for Collective Investment in Trans... | 08/06/2019

News: Thomas and Ward Advisors LLC... | 08/06/2019

News: Smith & Williams PLC trading as Smith and Williams Online (clone of au... | 08/06/2019

News: Profit Trading Ltd (clone of UK registered company)... | 08/06/2019

 
 
 
UK-HMT
 
 
 
 

News Story: Chancellor fast-tracks Spending Round to free up departments to prepar... | 08/08/2019

Guidance: The government's guarantee for EU-funded programmes if there's no Brex... | 08/08/2019

Guidance: Country and regional analysis guidance 2019... | 08/08/2019

News Story: Government provides =C2=A31.1 billion cash boost to creative sectors... | 08/07/2019

News Story: NHS pensions for senior clinicians: new changes announced to improve c... | 08/06/2019

News Story: Financial Policy Committee - membership update... | 08/06/2019

National Statistics: UK official holdings of international reserves: July 2019... | 08/05/2019

 
 
 
UK-ICO
 
 
 
 

Follow up audit: Dartford and Gravesham NHS Trust - follow up... | 08/12/2019

News: ICO launches consultation on the draft framework code of practice for ... | 08/09/2019

News: Protecting children online: update on progress of ICO code... | 08/07/2019

Follow up audit: Calderdale and Huddersfield NHS Foundation Trust... | 08/07/2019

Audit: BUPA Care Homes -- Executive summary of the BUPA Care Homes audit repo... | 08/07/2019

Audit: BUPA Care Homes... | 08/07/2019

Audit: BUPA Health Centres -- Executive summary of the BUPA Health Centres au... | 08/07/2019

Audit: BUPA Health Centres... | 08/07/2019

News: ICO joins international signatories in raising Libra data protection c... | 08/05/2019

News: Fully automated decision making AI systems (blogger post)... | 08/05/2019

 
 
 
UK-PRA
 
 
 
 

Policy statement: Regulatory reporting: EBA Taxonomy 2.9... | 08/07/2019

Policy statement: Regulatory reporting: EBA Taxonomy 2.9 - Appendix 1: PRA RULEBOOK: CRR... | 08/07/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Application for Pre-Need Deter... | 08/12/2019

Notice: Agency Information Collection Activity: Application for VA Education B... | 08/12/2019

Notice: Agency Information Collection Activity: Dependent's Request for Change... | 08/12/2019

Notice: Agency Information Collection Activity: Student Verification of Enroll... | 08/09/2019

Notice: Genomic Medicine Program Advisory Committee... | 08/08/2019

Final Rule: Committal Services, Memorial Services and Funeral Honors... | 08/07/2019

Notice: Health Services Research and Development Service, Scientific Merit Rev... | 08/06/2019

 

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