Regulatory Agency Updates | Week of Apr 29 to May 06

Regulatory Agency Updates | Week of Apr 29 - May 06 copy

 
 
CFPB
 
 
 
 

News: Consumer Financial Protection Bureau Files Suit Against Lexington Law,... | 05/02/2019

News: Consumer Financial Protection Bureau Proposes Changes to HMDA Rules... | 05/02/2019

News: Bureau releases redesigned HMDA research & data page... | 05/02/2019

Enforcement Action: PGX Holdings, Inc.... | 05/02/2019

News: Consumer Financial Protection Bureau Settles with Conduent Education S... | 05/01/2019

News: Youth Financial Education: What We Know and Key Questions for Future R... | 05/01/2019

Enforcement Action: Conduent Education Services, LLC... | 05/01/2019

Proposed Rule: Request for Information Regarding Potential Regulatory Changes to the ... | 04/29/2019

News: Financial information and tools available to help people transitioning... | 04/29/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co... | 05/01/2019

 
 
 
DOJ
 
 
 
 

Notice: Privacy Act of 1974; Systems of Records... | 05/06/2019

Notice: Agency Information Collection Activities; Proposed Collection Comments... | 05/02/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 05/02/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act... | 05/02/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 05/02/2019

Notice: Agency Information Collection Activities: New Information Collection I... | 05/01/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 05/01/2019

Notice: Notice Pursuant to the National Cooperative Research and Production Ac... | 04/29/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/02/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/02/2019

Notice: Vacancy Posting for a Member of the Benefits Review Board... | 05/02/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Law Day, U.S.A., 2019... | 05/06/2019

Presidential Document: Loyalty Day, 2019... | 05/06/2019

Presidential Document: Jewish American Heritage Month, 2019... | 05/06/2019

Presidential Document: Older Americans Month, 2019... | 05/06/2019

Presidential Document: Asian American and Pacific Islander Heritage Month, 2019... | 05/06/2019

Presidential Document: National Physical Fitness and Sports Month, 2019... | 05/06/2019

Presidential Document: National Foster Care Month, 2019... | 05/06/2019

Presidential Document: National Day of Prayer, 2019... | 05/06/2019

Presidential Document: National Mental Health Awareness Month, 2019... | 05/06/2019

Presidential Document: World Intellectual Property Day, 2019... | 05/02/2019

 
 
 
FDIC
 
 
 
 

Notice: Notice of Termination of Receiverships... | 05/06/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receivership... | 05/06/2019

Notice: FDIC Systemic Resolution Advisory Committee; Notice of Charter Renewal... | 05/02/2019

Proposed Rule: Regulatory Capital Rule: Revisions to the Supplementary Leverage Ratio... | 04/30/2019

Notice: Proposed Agency Information Collection Activities: Comment Request... | 04/29/2019

 
 
 
FFIEC
 
 
 
 

News: Fite Re-Appointed to FFIEC State Liaison Committee... | 05/01/2019

News: Gonzales Elected as State Liaison Committee Chairman... | 05/01/2019

Notice: Appraisal Subcommittee Notice of Meeting... | 04/29/2019

 
 
 
FINCEN
 
 
 
 

News: Updated FinCEN Advisory Warns Against Continued Corrupt Venezuelan Att... | 05/03/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Midtown Partners & Co., LLC... | 05/02/2019

Enforcement: AXA Advisors, LLC... | 05/02/2019

News: FINRA Sanctions AXA Advisors, LLC Approximately $772,000 for Misrepres... | 05/02/2019

Enforcement: Jamie Bennett... | 04/30/2019

Enforcement: Anselmo Contreras Jr.... | 04/30/2019

Enforcement: Gerard N. Whelan... | 04/30/2019

Enforcement: Michael John Ahearn... | 04/29/2019

Enforcement: Kajo Movsesian... | 04/29/2019

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 05/06/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of an Insured D... | 05/06/2019

News: Federal Reserve Board invites comment on a proposal to apply netting p... | 05/03/2019

News: Models, Markets, and Monetary Policy - Vice Chair Richard H. Clarida... | 05/03/2019

News: Attachment (PDF) - Federal Reserve Board invites comment on a proposal... | 05/03/2019

News: Federal Reserve System's Community Development Research Conference to ... | 05/02/2019

Notice: Privacy Act of 1974; System of Records... | 05/02/2019

News: Federal Reserve Board issues enforcement action with former employee o... | 05/02/2019

Proposed Rule: Netting Eligibility for Financial Institutions... | 05/02/2019

News: Federal Reserve issues FOMC statement... | 05/01/2019

 
 
 
FTC
 
 
 
 
 
 

News: FTC Becomes a Founding Member of ICN Framework to Promote Procedural F... | 05/03/2019

News: In Submissions, Brevity=E2=80=99s Better... | 05/02/2019

News: In Submissions, Brevity=E2=80=99s Better... | 05/02/2019

Proposed Rule: Regulatory Review Schedule... | 05/02/2019

Final Rule: Trade Regulation Rule Concerning Preservation of Consumers' Claims and... | 05/02/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/02/2019

Notice: ClixSense.com; Analysis to Aid Public Comment... | 05/01/2019

News: Cmr. Phillips speech at the Hudson Institute... | 04/30/2019

Enforcement: Reembolsos de Repair All... | 04/30/2019

Enforcement: Repair All Refunds... | 04/30/2019

 
 
 
Fannie
 
 
 
 

News: Fannie Mae Reports Net Income of $2.4 Billion and Comprehensive Income... | 05/01/2019

News: Selling Guide Updates... | 05/01/2019

News: Key Selling Announcement SEL-2019-04 Updates... | 05/01/2019

 
 
 
Freddie
 
 
 
 

News: Guide Bulletin 2019-9: Updates to Property Eligibility, Appraisal Requ... | 05/01/2019

News: Coming Soon: A New Way to Experience Freddie Mac Single-Family Busines... | 05/01/2019

News: Coming Soon: A New Way to Experience Freddie Mac Single-Family Busines... | 05/01/2019

News: Guide Bulletin 2019-9: Updates to Property Eligibility, Appraisal Requ... | 05/01/2019

News: Guide Bulletin 2019-9: Updates to Property Eligibility, Appraisal Requ... | 05/01/2019

 
 
 
NYSE
 
 
 
 

Agency Update: Poposal to modify Rule 6.15-O regarding the Give Up of a Clearing Memb... | 05/02/2019

Agency Update: Proposal to amend the NYSE Arca Equities Fees and Charges regarding cr... | 04/30/2019

Agency Update: Proposal to amend the NYSE Arca Equities Fees and Charges to adopt a h... | 04/30/2019

 
 
 
OCC
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Information Collection Renew... | 05/06/2019

Notice: Agency Information Collection Activities: Information Collection Renew... | 05/06/2019

Notice: Agency Information Collection Activities: Information Collection Renew... | 05/06/2019

News: OCC Releases CRA Evaluations for 32 National Banks and Federal Savings... | 05/03/2019

News: OCC Hosts Credit and Compliance Risk Workshops in Kentucky... | 05/01/2019

Proposed Rule: Regulatory Capital Rule: Revisions to the Supplementary Leverage Ratio... | 04/30/2019

News: OCC Solicits Public Comment on Proposed Innovation Pilot Program... | 04/30/2019

Proposed Rule: Fiduciary Capacity; Non-Fiduciary Custody Activities... | 04/29/2019

Notice: Proposed Agency Information Collection Activities: Comment Request... | 04/29/2019

Bulletin: Description: Advance Notice of Proposed Rulemaking... | 04/29/2019

 
 
 
OFAC
 
 
 
 

Notice: Proposed Collection; Comment Request for Remittance Forwarding Service... | 04/30/2019

Final Rule: Foreign Interference in U.S. Elections Sanctions Regulations... | 04/29/2019

 
 
 
SEC
 
 
 
 
 
 

Proposed Rule: Self-Regulatory Organizations; The Options Clearing Corporation; Notic... | 05/06/2019

Proposed Rule: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a ... | 05/06/2019

Proposed Rule: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; ... | 05/06/2019

Agency Update: [Release No. 34-85772; File No. SR-NYSE-2019-22]... | 05/03/2019

News: SEC Charges Sapphire Glass Manufacturer and Former CEO With Fraud... | 05/03/2019

News: Statement on Financial Disclosures about Acquired and Disposed Busines... | 05/03/2019

Enforcement: Paul Peter Gierten... | 05/03/2019

News: SEC Proposes to Improve Disclosures Relating to Acquisitions and Dispo... | 05/03/2019

Enforcement: GT Advanced Technologies Inc.... | 05/03/2019

Enforcement: Thomas Gutierrez... | 05/03/2019

 
 
 
TREAS
 
 
 
 

Notice: Departmental Offices; Renewal of the Treasury Borrowing Advisory Commi... | 05/06/2019

Agency Update: U.S. Department of the Treasury... | 05/03/2019

Agency Update: U.S. Department of the Treasury... | 05/02/2019

Agency Update: U.S. Department of the Treasury... | 05/01/2019

Notice: Request for Information on Data Collection and Tracking for Qualified ... | 05/01/2019

Agency Update: U.S. Department of the Treasury... | 05/01/2019

Agency Update: U.S. Department of the Treasury... | 04/30/2019

Agency Update: U.S. Department of the Treasury... | 04/30/2019

Agency Update: U.S. Department of the Treasury... | 04/30/2019

Agency Update: U.S. Department of the Treasury... | 04/29/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Application for Health Profess... | 05/06/2019

Notice: Agency Information Collection Activity: Airborne Hazards and Open Burn... | 05/06/2019

Notice: Agency Information Collection Activity: Disability Benefits Questionna... | 05/06/2019

Notice: Agency Information Collection Activity Under OMB Review: VA MATIC Enro... | 05/02/2019

Notice: Advisory Committee on Disability Compensation, Notice of Meeting... | 04/30/2019

Notice: Joint Biomedical Laboratory Research and Development and Clinical Scie... | 04/30/2019

Notice: Research Advisory Committee on Gulf War Veterans' Illnesses; Notice of... | 04/30/2019

 

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