192 Enforcement Actions in the U.S. over past 30 days

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CFPB enforcements decreased 11% over the past 30 days

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SEC issued enforcements: $59,971,440.07 over the past 30 days

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69 Final Rules go into effect in the next 30 days

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35 Mortgage Lending docs published in the last 7 days

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167 docs with 1954 extracted obligations from the last 7 days

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39 new Proposed and Final Rules were published in the past 7 days

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2096 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Agency Report Apr 27 - May 04

 
 
CA-OPC
 
 
 
 

News: Announcement: OPC blog post: Tips for Canadians to consider when using… | 05/01/2020

 
 
 
CFPB
 
 
 
 

Final Rule: Application of Certain Provisions in the TILA-RESPA Integrated Disclos… | 05/04/2020

Press release: Consumer Financial Protection Bureau Adds Enhancements to Consumer Com… | 04/27/2020

Blog: The importance of fair and equitable access to credit for minority and… | 04/27/2020

Final Rule: Treatment of Pandemic Relief Payments Under Regulation E and Applicati… | 04/27/2020

 
 
 
CFTC
 
 
 
 

Proposed Rule: Amendments to Compliance Requirements for Commodity Pool Operators on … | 05/04/2020

Notice: Sunshine Act Meetings… | 04/27/2020

Notice: Agency Information Collection Activities: Notice of Intent To Revise C… | 04/27/2020

Notice: Agency Information Collection Activities Under OMB Review… | 04/27/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 05/04/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 04/29/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 04/28/2020

Agency Update: Western Hemisphere: ICITAP Webinar Supports Pathology and Crime Scene … | 04/27/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/28/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/28/2020

 
 
 
EBSA
 
 
 
 

Final Rule: Extension of Certain Timeframes for Employee Benefit Plans, Participan… | 05/04/2020

News: U.S. Department of Labor Issues New COBRA Notices for Employee Benefit… | 05/01/2020

News: Secretary of Labor Reaches Agreement Requiring Wilmington Trust To Res… | 04/30/2020

Notice: Proposed Extension of Information Collection Requests Submitted for Pu… | 04/29/2020

News: U.S. Department of Labor Issues COVID-19 Relief and Guidance for Emplo… | 04/28/2020

News: U.S. Department of Labor Obtains Consent Order and Judgment To Remove … | 04/27/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Ordering the Selected Reserve of the Armed Forces to Active Duty… | 05/04/2020

Presidential Document: Securing the United States Bulk-Power System… | 05/04/2020

Presidential Document: Asian American and Pacific Islander Heritage Month, 2020… | 05/04/2020

Presidential Document: Law Day, U.S.A., 2020… | 05/04/2020

Presidential Document: Jewish American Heritage Month, 2020… | 05/04/2020

Presidential Document: World Intellectual Property Day, 2020… | 04/29/2020

Presidential Document: Suspension of Entry of Immigrants Who Present a Risk to the United Sta… | 04/27/2020

 
 
 
FDIC
 
 
 
 

News: FFIEC Joint Statement on Risk Management for Cloud Computing Services… | 04/30/2020

Notice: Guidance for Resolution Plan Submissions of Certain Foreign-Based Cove… | 04/29/2020

News: Regulatory Relief
Supervisory Practices Regarding Depository Instituti… | 04/28/2020

 
 
 
FFIEC
 
 
 
 

News: Press Release… | 05/01/2020

News: FFIEC Issues Statement on Risk Management for Cloud Computing Services… | 04/30/2020

 
 
 
FINRA
 
 
 
 

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 05/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Charles L. Doraine AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/27/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Bryan E. Benson AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/27/2020

 
 
 
FRS
 
 
 
 

Notice: Guidance for Resolution Plan Submissions of Certain Foreign-Based Cove… | 04/29/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 04/28/2020

Final Rule: Regulation D: Reserve Requirements of Depository Institutions… | 04/28/2020

Final Rule: Temporary Actions To Support the Flow of Credit to Households and Busi… | 04/28/2020

News: Term sheet: Municipal Liquidity Facility – Federal Reserve Board annou… | 04/27/2020

News: Frequently Asked Questions (PDF) – Federal Reserve Board announces an … | 04/27/2020

News: Agencies extend comment period on updates to resolution plan guidance … | 04/27/2020

News: Frequently Asked Questions: Appendix A (PDF) – Federal Reserve Board a… | 04/27/2020

News: Federal Reserve Board announces an expansion of the scope and duration… | 04/27/2020

News: Federal Register notice: Guidance for Resolution Plan Submissions of C… | 04/27/2020

 
 
 
FTC
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 05/04/2020

Enforcement: Consumer Protection
Stipulation to Preliminary Injunction (870.92 KB)
… | 04/28/2020

Notice: Postponement of Public Workshop Related to Proposed Changes to the Saf… | 04/27/2020

Enforcement: Consumer Protection
Administrative Part III Complaint (264.06 KB)
=E2=80=9CThr… | 04/27/2020

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee publishes stocktake report on climate-related financia… | 04/30/2020

News: Basel Committee publishes stocktake report on climate-related financia… | 04/30/2020

Agency Update: Climate-related financial risks: a survey on current initiatives… | 04/30/2020

Agency Update: Progress in adopting the Principles for effective risk data aggregatio… | 04/29/2020

News: Basel Committee issues progress report on banks’ implementation of the… | 04/29/2020

News: Basel Committee issues progress report on banks’ implementation of the… | 04/29/2020

News: Saudi G20 Presidency and the Bank for International Settlements (BIS) … | 04/29/2020

News: Saudi G20 Presidency and the Bank for International Settlements (BIS) … | 04/29/2020

Agency Update: Dollar invoicing, global value chains, and the business cycle dynamics… | 04/28/2020

 
 
 
NCUA
 
 
 
 

Final Rule: Central Liquidity Facility… | 04/29/2020

Notice: Submission for OMB Review; Comment Request… | 04/28/2020

Final Rule: Regulatory Capital Rule: Paycheck Protection Program Lending Facility … | 04/27/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/29/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/29/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/28/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/27/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/27/2020

 
 
 
OCC
 
 
 
 

Comment: Community Reinvestment Act Regulations; Public Submission; BAC Florida… | 05/01/2020

News Release: News Release 2020-58… | 05/01/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 05/04/2020

Notice: Notice of OFAC Sanctions Actions… | 04/27/2020

Notice: Notice of OFAC Sanctions Actions… | 04/27/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I… | 05/04/2020

Notice: Sunshine Act Meetings… | 05/04/2020

Notice: Sunshine Act Meetings… | 05/04/2020

Notice: Sunshine Act Meetings… | 05/04/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 05/04/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I… | 05/04/2020

Notice: First Trust Series Fund, et. al…. | 05/04/2020

Enforcement: Todd H. Takeyasu, CA… | 05/01/2020

Enforcement: Portfolio Advisors Alliance, Inc…. | 04/30/2020

Enforcement: Leonardo Cornide and Jorge Falcon… | 04/30/2020

 
 
 
TREAS
 
 
 
 

Notice: Privacy Act of 1974; System of Records… | 05/04/2020

News: U.S. Department of the Treasury… | 05/01/2020

News: U.S. Department of the Treasury… | 04/30/2020

News: U.S. Department of the Treasury… | 04/30/2020

News: U.S. Department of the Treasury… | 04/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/29/2020

Final Rule: Filing Fees for Notices of Certain Investments in the United States by… | 04/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/29/2020

 
 
 
UK-BOE
 
 
 
 

News: Updating the TFSME to reflect HMT=E2=80=99s new Bounce Back Loans Scheme… | 05/02/2020

News: Asset Purchase Facility (APF): Additional Corporate Bond Purchases =E2=80=93 M… | 05/01/2020

News: Minutes of the RTGS renewal programme external advisory body – March 2… | 05/01/2020

News: One Bank Flagship Seminar =E2=80=93 Lord Deben… | 05/01/2020

News: Sandra Boss steps down from the Prudential Regulation Committee and th… | 04/30/2020

Agency Update: Bank of England Weekly Report 29 April 2020… | 04/30/2020

News: Minutes of Money Markets Committee meeting – 9 January 2020… | 04/29/2020

News: Minutes of the UK Money Markets Code Sub-Committee – February 2020… | 04/29/2020

News: Supervisor-centred automation =E2=80=93 the role of human-centred automation i… | 04/27/2020

Agency Update: Asset Purchase Facility Quarterly Report – 2020 Q1… | 04/27/2020

 
 
 
UK-FCA
 
 
 
 

News: FCA seeks legal clarity on business interruption insurance alongside p… | 05/01/2020

News: Pierre Lafont Brokerage (clone of an EEA authorised firm)… | 05/01/2020

News: Statement on mortgage prisoners… | 05/01/2020

News: Savone Pierre Brokerage (clone of EEA authorised firm)… | 05/01/2020

News: London Fixed Bonds… | 05/01/2020

News: Ledbury Plc (clone of authorised firm)… | 05/01/2020

News: Cryptozone24 (clone of authorised firm)… | 05/01/2020

News: FCA statement – insuring SMEs: business interruption… | 05/01/2020

News: Universal Leasing Limited (clone of authorised firm)… | 04/30/2020

News: Strong customer authentication and coronavirus… | 04/30/2020

 
 
 
UK-HMT
 
 
 
 
 
 

Open Consultation: Tax treatment of asset holding companies in alternative fund structure… | 04/28/2020

News Story: Covid-19: Update on tax policy documents… | 04/28/2020

Guidance: Financial sanctions, Myanmar (Burma)… | 04/27/2020

News Story: Small businesses boosted by bounce back loans… | 04/27/2020

Oral Statement: Chancellor’s statement to Parliament… | 04/27/2020

 
 
 
UK-ICO
 
 
 
 
 
 
 
UK-PRA
 
 
 
 

Statement: Statement on credit risk mitigation eligibility and leverage ratio tre… | 05/04/2020

Statement: Statement on credit risk mitigation eligibility and leverage ratio tre… | 05/04/2020

PRA Regulatory Digest: PRA Regulatory Digest – April 2020… | 05/01/2020

Statement: Joint Bank and PRA statement on the proposed use of temporary transiti… | 04/30/2020

Statement: Statement on the regulatory treatment of the UK Coronavirus Business I… | 04/27/2020

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Foreign Medical Program (FMP) … | 04/28/2020

Notice: Agency Information Collection Activity Under OMB Review: Designation o… | 04/28/2020

Notice: Advisory Committee on Cemeteries and Memorials, Notice of Meeting… | 04/27/2020

Notice: Agency Information Collection Activity: VA Form 26-6705, Offer To Purc… | 04/27/2020

 

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