Regulatory Agency Updates | Week of April 13 to April 20

Agency Report Apr 13-20

Agency Report 13 - 20

 
 
CA-CANLII
 
 
 
 

Agency Update: Chromium Electroplating, Chromium Anodizing and Reverse Etching Regula... | 04/16/2020

Agency Update: Registered Products Regulations, SOR/2011-99 [Modified on Mar 16, 2020... | 04/16/2020

Agency Update: Gas Pipeline Uniform Accounting Regulations, SOR/83-190 [Modified on M... | 04/16/2020

Agency Update: Order Designating the Minister of State (Diversity and Inclusion and Y... | 04/16/2020

Agency Update: Order Designating the Minister of Families, Children and Social Develo... | 04/16/2020

Agency Update: Complaints (Banks, Authorized Foreign Banks and External Complaints Bo... | 04/16/2020

Agency Update: Oil Pipeline Uniform Accounting Regulations, CRC, c 1058 [Modified on ... | 04/16/2020

Agency Update: Oil Product Designation Regulations, SOR/88-216 [Modified on Mar 16, 2... | 04/16/2020

Agency Update: Order Designating the Minister of Labour as the Minister for the Purpo... | 04/16/2020

Agency Update: Maintaining the Safety of Persons in Ports and the Seaway, Regulations... | 04/16/2020

 
 
 
CA-OPC
 
 
 
 

Agency Update: Message from the Privacy Commissioner of Canada... | 04/17/2020

News: Announcement: Commissioner publishes framework to assess privacy-impac... | 04/17/2020

 
 
 
CA-OSFI
 
 
 
 

Agency Update: COVID-19 Measures - FAQs for Federally Regulated Deposit-Taking Instit... | 04/16/2020

Agency Update: COVID-19 Measures - FAQs on regulatory reporting for Federally Regulat... | 04/16/2020

Agency Update: Mesures instaur=C3=A9es pendant la pand=C3=A9mie de la COVID 19 - FAQ sur la pro... | 04/16/2020

Agency Update: Mesures en r=C3=A9action =C3=A0 la pand=C3=A9mie de COVID-19 - Foire aux questions =C3=A0 ... | 04/16/2020

 
 
 
CFPB
 
 
 
 
 
 

Blog: Tools to help when you can't pay your bills... | 04/17/2020

Notice: Academic Research Council Meeting... | 04/16/2020

Notice: Consumer Advisory Board Meeting... | 04/16/2020

Notice: Community Bank Advisory Council Meeting... | 04/16/2020

Press release: Consumer Financial Protection Bureau Issues Final Rule Raising Data Re... | 04/16/2020

Notice: Credit Union Advisory Council Meeting... | 04/16/2020

Blog: Consejos para mantenerse al d=C3=ADa con sus finanzas durante la pandemia d... | 04/16/2020

Blog: Financial help for servicemembers affected by the coronavirus... | 04/15/2020

Press release: CFPB and FHFA Announce Borrower Protection Program... | 04/15/2020

Press release: Federal Banking Agencies to Defer Appraisals and Evaluations for Real ... | 04/14/2020

 
 
 
CFTC
 
 
 
 
 
 

Notice: Climate-Related Market Risk Subcommittee Under the Market Risk Advisor... | 04/20/2020

Notice: Energy and Environmental Markets Advisory Committee... | 04/20/2020

Proposed Rule: Real-Time Public Reporting Requirements... | 04/17/2020

Proposed Rule: Swap Data Recordkeeping and Reporting Requirements... | 04/17/2020

News: New York Federal Court Orders Defendants to Pay More Than $595,000 for... | 04/17/2020

Enforcement: Order: Amada Capital Management, et al... | 04/17/2020

Proposed Rule: Certain Swap Data Repository and Data Reporting Requirements... | 04/17/2020

News: CFTC Charges Florida Man and His Companies in Fraudulent Forex and Dig... | 04/16/2020

Enforcement: Complaint: Fintech Investment Group, Inc. et al.... | 04/16/2020

Notice: Climate-Related Market Risk Subcommittee Under the Market Risk Advisor... | 04/14/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 04/20/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 04/20/2020

Notice: Notice of Lodging of Proposed Settlement Agreement Under the Clean Air... | 04/17/2020

Notice: Notice of Lodging Proposed Consent Decree... | 04/17/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 04/16/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 04/15/2020

Agency Update: Increased Risk of Domestic Violence Requires Proper Gun Safety... | 04/14/2020

Notice: Certification of Arizona Capital Counsel Mechanism... | 04/14/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 04/13/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 04/13/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/14/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/14/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Providing Federal Support for Governors' Use of the National Guard To ... | 04/17/2020

Presidential Document: Providing an Order of Succession Within the Department of the Interior... | 04/17/2020

Presidential Document: Authorizing the Exercise of Authority Under Public Law 85-804... | 04/17/2020

Presidential Document: Pan American Day and Pan American Week, 2020... | 04/16/2020

Presidential Document: National Former Prisoner of War Recognition Day, 2020... | 04/13/2020

 
 
 
FDIC
 
 
 
 

Final Rule: Real Estate Appraisals... | 04/17/2020

News: Release of FFIEC Federal Disclosure Computational Tools... | 04/16/2020

News: Banker Webinar: Revised Statement on Loan Modifications and Reporting ... | 04/16/2020

News: Bank Secrecy Act/Anti-Money Laundering Examination Manual Update... | 04/15/2020

News: Facilitating Real Estate-Related Transactions Affected by COVID-19... | 04/14/2020

Notice: Agency Information Collection Activities: Proposed Collection Renewal;... | 04/14/2020

Final Rule: Regulatory Capital Rule: Paycheck Protection Program Lending Facility ... | 04/13/2020

 
 
 
FFIEC
 
 
 
 

News: Press Release... | 04/16/2020

Notice: Appraisal Subcommittee Notice of Special Meeting... | 04/16/2020

News: Press Release... | 04/15/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Gregory John Stouffer AWCs (Letters of Acceptance, Waiver, and Consent... | 04/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Morgan Stanley & Co. LLC AWCs (Letters of Acceptance, Waiver, and Cons... | 04/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Lillian Degasperis AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Joseph John Mauro AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/16/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 04/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Piero B. DiLorenzo AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/13/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Robert Renteria AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/13/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Peggy Jean Doherty-Punderson AWCs (Letters of Acceptance, Waiver, and ... | 04/13/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Charles J. Euler, Jr. AWCs (Letters of Acceptance, Waiver, and Consent... | 04/13/2020

 
 
 
FRS
 
 
 
 
 
 

News: Attachment (PDF) - Minutes of the Board's discount rate meetings from ... | 04/17/2020

Final Rule: Real Estate Appraisals... | 04/17/2020

News: Federal Register notice: Loans to Executive Officers, Directors, and P... | 04/17/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 04/17/2020

News: Federal Reserve Board announces rule change to bolster the effectivene... | 04/17/2020

News: Minutes of the Board's discount rate meetings from February 10 through... | 04/17/2020

News: Federal Reserve announces its Paycheck Protection Program Liquidity Fa... | 04/16/2020

News: Federal Reserve Board issues enforcement actions with Amboy Bank and B... | 04/16/2020

SR Letter: Board of Governors of the Federal Reserve System... | 04/15/2020

News: Interagency Statement (PDF) - Federal banking agencies to defer apprai... | 04/14/2020

 
 
 
FTC
 
 
 
 
 
 

News: FTC Sends Report to Congress on Retailers' Shipping Policies... | 04/17/2020

News: FTC Takes Action to Stop Company Posing as SBA Lender and Preying on S... | 04/17/2020

Enforcement: Complaint for Permanent Injunction and Other Equitable Relief (182.6 K... | 04/17/2020

News: VieVu's Former Parent Company Safariland Agrees to Settle Charges That... | 04/17/2020

News: COVID-19 Scam Twitter Chat... | 04/16/2020

Enforcement: Complaint for Permanent Injunction and Other Equitable Relief (1.63 MB... | 04/16/2020

News: FTC Halts Bogus Claims about "Miracle" Supplement for Older Adults... | 04/16/2020

Notice: Granting of Requests for Early Termination of the Waiting Period Under... | 04/15/2020

Proposed Rule: Regulatory Review Schedule... | 04/15/2020

News: FTC and ICPEN Launch New Online Tools for Sharing Data about Internati... | 04/15/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-11 Selling Guidance Related to COVID-19... | 04/14/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: International bank lending and corporate debt structure... | 04/15/2020

News: How fintech can promote financial inclusion - a new report on the oppo... | 04/14/2020

News: How fintech can promote financial inclusion - a new report on the oppo... | 04/14/2020

Agency Update: Volatility spillovers and capital buffers among the G-SIBs... | 04/14/2020

 
 
 
INT-EC
 
 
 
 

News: Coronavirus: An EU approach for efficient contact tracing apps to supp... | 04/16/2020

News: Coronavirus: An EU approach for efficient contact tracing apps to supp... | 04/16/2020

News: Coronavirus: An EU approach for efficient contact tracing apps to supp... | 04/16/2020

News: Coronavirus: An EU approach for efficient contact tracing apps to supp... | 04/16/2020

 
 
 
INT-FSB
 
 
 
 

Consultations: Effective Practices for Cyber Incident Response and Recovery: Consulta... | 04/20/2020

Consultations: Effective Practices for Cyber Incident Response and Recovery: Consulta... | 04/20/2020

Agency Update: COVID-19 pandemic: Financial stability implications and policy measure... | 04/15/2020

Agency Update: COVID-19 pandemic: Financial stability implications and policy measure... | 04/15/2020

News: FSB publishes report on international cooperation to address the finan... | 04/15/2020

News: Call with trade associations on COVID-19... | 04/15/2020

News: FSB consults on regulatory, supervisory and oversight recommendations ... | 04/14/2020

Consultations: Addressing the regulatory, supervisory and oversight challenges raised... | 04/14/2020

Consultations: Addressing the regulatory, supervisory and oversight challenges raised... | 04/14/2020

Agency Update: FSB Chair's letter to G20 Finance Ministers and Central Bank Governors... | 04/14/2020

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey... | 04/15/2020

Final Rule: FR04/2020 Sustainable Finance and the Role of Securities Regulators an... | 04/14/2020

 
 
 
INT-TWG
 
 
 
 

News: Correspondent Banking Due Diligence Questionnaire - new version public... | 04/17/2020

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 04/17/2020

Proposed Rule: Combination Transactions With Non-Credit Unions; Reopening of Comment ... | 04/14/2020

Notice: Sunshine Act: Notice of Agency Meeting... | 04/13/2020

Proposed Rule: Corporate Credit Unions; Extension of Comment Period... | 04/13/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/20/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/15/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/14/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/14/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/13/2020

 
 
 
OCC
 
 
 
 

Final Rule: Real Estate Appraisals... | 04/17/2020

News Release: News Release 2020-57... | 04/16/2020

News Release: News Release 2020-56... | 04/16/2020

Notice: Agency Information Collection Activities: Information Collection Renew... | 04/15/2020

News Release: News Release 2020-55... | 04/15/2020

Notice: Agency Information Collection Activities: Information Collection Renew... | 04/15/2020

News Release: News Release 2020-54... | 04/14/2020

News Release: News Release 2020-53... | 04/14/2020

Final Rule: Regulatory Capital Rule: Paycheck Protection Program Lending Facility ... | 04/13/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Publication of a Fact Sheet on the Provision of Humanitarian Assistanc... | 04/16/2020

Financial Sanction: Publication of an Advisory on the Cyber Threat Posed by North Korea... | 04/15/2020

 
 
 
RHS
 
 
 
 

Notice: Notice of Request for Revision of a Currently Approved Information Col... | 04/14/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Submission for OMB Review; Comment Request... | 04/20/2020

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing ... | 04/20/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/20/2020

Notice: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation... | 04/20/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 04/20/2020

Notice: Submission for OMB Review; Comment Request... | 04/20/2020

Notice: Submission for OMB Review; Comment Request... | 04/20/2020

Notice: Submission for OMB Review; Comment Request... | 04/20/2020

Final Rule: Financial Disclosures About Guarantors and Issuers of Guaranteed Secur... | 04/20/2020

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Propose... | 04/20/2020

 
 
 
TREAS
 
 
 
 

Notice: Coronavirus Relief Fund for States, Tribal Governments, and Certain El... | 04/17/2020

News: U.S. Department of the Treasury... | 04/17/2020

News: U.S. Department of the Treasury... | 04/17/2020

News: U.S. Department of the Treasury... | 04/16/2020

News: U.S. Department of the Treasury... | 04/15/2020

News: U.S. Department of the Treasury... | 04/15/2020

News: U.S. Department of the Treasury... | 04/15/2020

News: U.S. Department of the Treasury... | 04/15/2020

Notice: Debt Management Advisory Committee Meeting... | 04/14/2020

News: U.S. Department of the Treasury... | 04/14/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Minutes of the Meeting of the Court of Directors held on 14 February 2... | 04/17/2020

Minutes: Minutes of the Meeting of the Court of Directors held on 14 February 2... | 04/17/2020

Minutes: Minutes of the Meeting of the Court of Directors held on 14 February 2... | 04/17/2020

Agency Update: Operational Resilience Consultation Paper Webinar... | 04/17/2020

Agency Update: Bank of England Weekly Report 15 April 2020... | 04/16/2020

News: Monetary policy during pandemics: inflation before, during and after C... | 04/16/2020

Agency Update: Bank Liabilities Survey - 2020 Q1... | 04/16/2020

Agency Update: Credit Conditions Survey - 2020 Q1... | 04/16/2020

Agency Update: Credit Conditions Survey - 2020 Q1 -- Credit Conditions Survey compila... | 04/16/2020

Agency Update: Credit Conditions Survey - 2020 Q1... | 04/16/2020

 
 
 
UK-CMA
 
 
 
 

News Story: CMA provisionally clears Amazon's investment in Deliveroo... | 04/17/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: FCA expectations for wet-ink signatures in light of coronavirus (Covid... | 04/20/2020

News: Libra Markets... | 04/20/2020

News: Prime Bitcoin Miners... | 04/20/2020

News: Jones Mutual/GreenRiver OU... | 04/20/2020

Final notices: Final notice 2020: SCI Group UK Limited... | 04/17/2020

Guidance consultations: Motor finance agreements and coronavirus: draft temporary guidance for... | 04/17/2020

Guidance consultations: Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavi... | 04/17/2020

Guidance consultations: High-cost short-term credit and coronavirus: draft temporary guidance ... | 04/17/2020

Guidance consultations: Coronavirus (Covid-19) motor finance high cost credit instrument 2020... | 04/17/2020

News: FCA proposes help for motor finance and high cost credit customers... | 04/17/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: Billion pound support package for innovative firms hit by coronavirus... | 04/20/2020

News Story: Coronavirus Job Retention Scheme up and running... | 04/20/2020

Html Publication: Ukraine: list of persons subject to restrictive measures in view of Ru... | 04/17/2020

News Story: Chancellor extends furlough scheme to end of June... | 04/17/2020

Html Publication: Financial sanctions targets: list of all asset freeze targets... | 04/17/2020

Press Release: Government announces financial support for England's fishing businesse... | 04/17/2020

Open Consultation: Climate Change Agreements scheme extension and reforms for any future ... | 04/16/2020

News Story: Chancellor expands loan scheme for large businesses... | 04/16/2020

Official Statistics: Forecasts for the UK economy: April 2020... | 04/16/2020

Correspondence: A letter from Rishi Sunak to Sir David Norgrove on the Retail Prices I... | 04/16/2020

 
 
 
UK-ICO
 
 
 
 

News: Combatting COVID-19 through data: some considerations for privacy... | 04/17/2020

News: Combatting COVID-19 through data: some initial considerations for priv... | 04/17/2020

News: Video conferencing: what to watch out for... | 04/15/2020

News: How we will regulate during coronavirus... | 04/15/2020

 
 
 
UK-PRA
 
 
 
 

Statement: Q&A on the usability of liquidity and capital buffers... | 04/20/2020

Statement: Q&A on the usability of liquidity and capital buffers - Q&A... | 04/20/2020

 
 
 
VA
 
 
 
 

Notice: Disruption of Mail Service... | 04/20/2020

Proposed Rule: VA Acquisition Regulation: Contractor Qualifications; Acquisition of U... | 04/20/2020

Notice: Agency Information Collection Activity Under OMB Review: (Financial St... | 04/17/2020

Notice: Agency Information Collection Activity: Application for Reimbursement ... | 04/17/2020

Notice: Agency Information Collection Activity: Record Keeping at Flight Schoo... | 04/17/2020

Notice: Agency Information Collection Activity: Create Payment Request for the... | 04/17/2020

Notice: Agency Information Collection Activity under OMB Review: Pay Now Enter... | 04/17/2020

Notice: Agency Information Collection Activity: Title 38 Positions-Application... | 04/15/2020

Notice: Advisory Committee Charter Renewals... | 04/14/2020

Notice: Agency Information Collection Activity: Requirements for Recognition a... | 04/13/2020

 

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