191 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements increased 4% over the past 30 days

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SEC issued enforcements: $45,971,340.93 over the past 30 days

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62 Final Rules go into effect in the next 30 days

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23 Mortgage Lending docs published in the last 7 days

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427 docs with 4647 extracted obligations from the last 7 days

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67 new Proposed and Final Rules were published in the past 7 days

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1706 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Agency Report 13 - 20

 
 
CA-CANLII
 
 
 
 

Agency Update: Chromium Electroplating, Chromium Anodizing and Reverse Etching Regula… | 04/16/2020

Agency Update: Registered Products Regulations, SOR/2011-99 [Modified on Mar 16, 2020… | 04/16/2020

Agency Update: Gas Pipeline Uniform Accounting Regulations, SOR/83-190 [Modified on M… | 04/16/2020

Agency Update: Order Designating the Minister of State (Diversity and Inclusion and Y… | 04/16/2020

Agency Update: Order Designating the Minister of Families, Children and Social Develo… | 04/16/2020

Agency Update: Complaints (Banks, Authorized Foreign Banks and External Complaints Bo… | 04/16/2020

Agency Update: Oil Pipeline Uniform Accounting Regulations, CRC, c 1058 [Modified on … | 04/16/2020

Agency Update: Oil Product Designation Regulations, SOR/88-216 [Modified on Mar 16, 2… | 04/16/2020

Agency Update: Order Designating the Minister of Labour as the Minister for the Purpo… | 04/16/2020

Agency Update: Maintaining the Safety of Persons in Ports and the Seaway, Regulations… | 04/16/2020

 
 
 
CA-OPC
 
 
 
 

Agency Update: Message from the Privacy Commissioner of Canada… | 04/17/2020

News: Announcement: Commissioner publishes framework to assess privacy-impac… | 04/17/2020

 
 
 
CA-OSFI
 
 
 
 

Agency Update: COVID-19 Measures – FAQs for Federally Regulated Deposit-Taking Instit… | 04/16/2020

Agency Update: COVID-19 Measures – FAQs on regulatory reporting for Federally Regulat… | 04/16/2020

Agency Update: Mesures instaur=C3=A9es pendant la pand=C3=A9mie de la COVID 19 – FAQ sur la pro… | 04/16/2020

Agency Update: Mesures en r=C3=A9action =C3=A0 la pand=C3=A9mie de COVID-19 – Foire aux questions =C3=A0 … | 04/16/2020

 
 
 
CFPB
 
 
 
 
 
 

Blog: Tools to help when you can’t pay your bills… | 04/17/2020

Notice: Academic Research Council Meeting… | 04/16/2020

Notice: Consumer Advisory Board Meeting… | 04/16/2020

Notice: Community Bank Advisory Council Meeting… | 04/16/2020

Press release: Consumer Financial Protection Bureau Issues Final Rule Raising Data Re… | 04/16/2020

Notice: Credit Union Advisory Council Meeting… | 04/16/2020

Blog: Consejos para mantenerse al d=C3=ADa con sus finanzas durante la pandemia d… | 04/16/2020

Blog: Financial help for servicemembers affected by the coronavirus… | 04/15/2020

Press release: CFPB and FHFA Announce Borrower Protection Program… | 04/15/2020

Press release: Federal Banking Agencies to Defer Appraisals and Evaluations for Real … | 04/14/2020

 
 
 
CFTC
 
 
 
 
 
 

Notice: Climate-Related Market Risk Subcommittee Under the Market Risk Advisor… | 04/20/2020

Notice: Energy and Environmental Markets Advisory Committee… | 04/20/2020

Proposed Rule: Real-Time Public Reporting Requirements… | 04/17/2020

Proposed Rule: Swap Data Recordkeeping and Reporting Requirements… | 04/17/2020

News: New York Federal Court Orders Defendants to Pay More Than $595,000 for… | 04/17/2020

Enforcement: Order: Amada Capital Management, et al… | 04/17/2020

Proposed Rule: Certain Swap Data Repository and Data Reporting Requirements… | 04/17/2020

News: CFTC Charges Florida Man and His Companies in Fraudulent Forex and Dig… | 04/16/2020

Enforcement: Complaint: Fintech Investment Group, Inc. et al…. | 04/16/2020

Notice: Climate-Related Market Risk Subcommittee Under the Market Risk Advisor… | 04/14/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 04/20/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 04/20/2020

Notice: Notice of Lodging of Proposed Settlement Agreement Under the Clean Air… | 04/17/2020

Notice: Notice of Lodging Proposed Consent Decree… | 04/17/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 04/16/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 04/15/2020

Agency Update: Increased Risk of Domestic Violence Requires Proper Gun Safety… | 04/14/2020

Notice: Certification of Arizona Capital Counsel Mechanism… | 04/14/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 04/13/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 04/13/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/14/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/14/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Providing Federal Support for Governors’ Use of the National Guard To … | 04/17/2020

Presidential Document: Providing an Order of Succession Within the Department of the Interior… | 04/17/2020

Presidential Document: Authorizing the Exercise of Authority Under Public Law 85-804… | 04/17/2020

Presidential Document: Pan American Day and Pan American Week, 2020… | 04/16/2020

Presidential Document: National Former Prisoner of War Recognition Day, 2020… | 04/13/2020

 
 
 
FDIC
 
 
 
 

Final Rule: Real Estate Appraisals… | 04/17/2020

News: Release of FFIEC Federal Disclosure Computational Tools… | 04/16/2020

News: Banker Webinar: Revised Statement on Loan Modifications and Reporting … | 04/16/2020

News: Bank Secrecy Act/Anti-Money Laundering Examination Manual Update… | 04/15/2020

News: Facilitating Real Estate-Related Transactions Affected by COVID-19… | 04/14/2020

Notice: Agency Information Collection Activities: Proposed Collection Renewal;… | 04/14/2020

Final Rule: Regulatory Capital Rule: Paycheck Protection Program Lending Facility … | 04/13/2020

 
 
 
FFIEC
 
 
 
 

News: Press Release… | 04/16/2020

Notice: Appraisal Subcommittee Notice of Special Meeting… | 04/16/2020

News: Press Release… | 04/15/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Gregory John Stouffer AWCs (Letters of Acceptance, Waiver, and Consent… | 04/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Morgan Stanley & Co. LLC AWCs (Letters of Acceptance, Waiver, and Cons… | 04/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Lillian Degasperis AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Joseph John Mauro AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/16/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 04/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Piero B. DiLorenzo AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/13/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Robert Renteria AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/13/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Peggy Jean Doherty-Punderson AWCs (Letters of Acceptance, Waiver, and … | 04/13/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Charles J. Euler, Jr. AWCs (Letters of Acceptance, Waiver, and Consent… | 04/13/2020

 
 
 
FRS
 
 
 
 
 
 

News: Attachment (PDF) – Minutes of the Board’s discount rate meetings from … | 04/17/2020

Final Rule: Real Estate Appraisals… | 04/17/2020

News: Federal Register notice: Loans to Executive Officers, Directors, and P… | 04/17/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 04/17/2020

News: Federal Reserve Board announces rule change to bolster the effectivene… | 04/17/2020

News: Minutes of the Board’s discount rate meetings from February 10 through… | 04/17/2020

News: Federal Reserve announces its Paycheck Protection Program Liquidity Fa… | 04/16/2020

News: Federal Reserve Board issues enforcement actions with Amboy Bank and B… | 04/16/2020

SR Letter: Board of Governors of the Federal Reserve System… | 04/15/2020

News: Interagency Statement (PDF) – Federal banking agencies to defer apprai… | 04/14/2020

 
 
 
FTC
 
 
 
 
 
 

News: FTC Sends Report to Congress on Retailers’ Shipping Policies… | 04/17/2020

News: FTC Takes Action to Stop Company Posing as SBA Lender and Preying on S… | 04/17/2020

Enforcement: Complaint for Permanent Injunction and Other Equitable Relief (182.6 K… | 04/17/2020

News: VieVu’s Former Parent Company Safariland Agrees to Settle Charges That… | 04/17/2020

News: COVID-19 Scam Twitter Chat… | 04/16/2020

Enforcement: Complaint for Permanent Injunction and Other Equitable Relief (1.63 MB… | 04/16/2020

News: FTC Halts Bogus Claims about “Miracle” Supplement for Older Adults… | 04/16/2020

Notice: Granting of Requests for Early Termination of the Waiting Period Under… | 04/15/2020

Proposed Rule: Regulatory Review Schedule… | 04/15/2020

News: FTC and ICPEN Launch New Online Tools for Sharing Data about Internati… | 04/15/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-11 Selling Guidance Related to COVID-19… | 04/14/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: International bank lending and corporate debt structure… | 04/15/2020

News: How fintech can promote financial inclusion – a new report on the oppo… | 04/14/2020

News: How fintech can promote financial inclusion – a new report on the oppo… | 04/14/2020

Agency Update: Volatility spillovers and capital buffers among the G-SIBs… | 04/14/2020

 
 
 
INT-EC
 
 
 
 

News: Coronavirus: An EU approach for efficient contact tracing apps to supp… | 04/16/2020

News: Coronavirus: An EU approach for efficient contact tracing apps to supp… | 04/16/2020

News: Coronavirus: An EU approach for efficient contact tracing apps to supp… | 04/16/2020

News: Coronavirus: An EU approach for efficient contact tracing apps to supp… | 04/16/2020

 
 
 
INT-FSB
 
 
 
 

Consultations: Effective Practices for Cyber Incident Response and Recovery: Consulta… | 04/20/2020

Consultations: Effective Practices for Cyber Incident Response and Recovery: Consulta… | 04/20/2020

Agency Update: COVID-19 pandemic: Financial stability implications and policy measure… | 04/15/2020

Agency Update: COVID-19 pandemic: Financial stability implications and policy measure… | 04/15/2020

News: FSB publishes report on international cooperation to address the finan… | 04/15/2020

News: Call with trade associations on COVID-19… | 04/15/2020

News: FSB consults on regulatory, supervisory and oversight recommendations … | 04/14/2020

Consultations: Addressing the regulatory, supervisory and oversight challenges raised… | 04/14/2020

Consultations: Addressing the regulatory, supervisory and oversight challenges raised… | 04/14/2020

Agency Update: FSB Chair’s letter to G20 Finance Ministers and Central Bank Governors… | 04/14/2020

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey… | 04/15/2020

Final Rule: FR04/2020 Sustainable Finance and the Role of Securities Regulators an… | 04/14/2020

 
 
 
INT-TWG
 
 
 
 

News: Correspondent Banking Due Diligence Questionnaire – new version public… | 04/17/2020

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 04/17/2020

Proposed Rule: Combination Transactions With Non-Credit Unions; Reopening of Comment … | 04/14/2020

Notice: Sunshine Act: Notice of Agency Meeting… | 04/13/2020

Proposed Rule: Corporate Credit Unions; Extension of Comment Period… | 04/13/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/20/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/15/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/14/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/14/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/13/2020

 
 
 
OCC
 
 
 
 

Final Rule: Real Estate Appraisals… | 04/17/2020

News Release: News Release 2020-57… | 04/16/2020

News Release: News Release 2020-56… | 04/16/2020

Notice: Agency Information Collection Activities: Information Collection Renew… | 04/15/2020

News Release: News Release 2020-55… | 04/15/2020

Notice: Agency Information Collection Activities: Information Collection Renew… | 04/15/2020

News Release: News Release 2020-54… | 04/14/2020

News Release: News Release 2020-53… | 04/14/2020

Final Rule: Regulatory Capital Rule: Paycheck Protection Program Lending Facility … | 04/13/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Publication of a Fact Sheet on the Provision of Humanitarian Assistanc… | 04/16/2020

Financial Sanction: Publication of an Advisory on the Cyber Threat Posed by North Korea… | 04/15/2020

 
 
 
RHS
 
 
 
 

Notice: Notice of Request for Revision of a Currently Approved Information Col… | 04/14/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Submission for OMB Review; Comment Request… | 04/20/2020

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing … | 04/20/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/20/2020

Notice: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation… | 04/20/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 04/20/2020

Notice: Submission for OMB Review; Comment Request… | 04/20/2020

Notice: Submission for OMB Review; Comment Request… | 04/20/2020

Notice: Submission for OMB Review; Comment Request… | 04/20/2020

Final Rule: Financial Disclosures About Guarantors and Issuers of Guaranteed Secur… | 04/20/2020

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Propose… | 04/20/2020

 
 
 
TREAS
 
 
 
 

Notice: Coronavirus Relief Fund for States, Tribal Governments, and Certain El… | 04/17/2020

News: U.S. Department of the Treasury… | 04/17/2020

News: U.S. Department of the Treasury… | 04/17/2020

News: U.S. Department of the Treasury… | 04/16/2020

News: U.S. Department of the Treasury… | 04/15/2020

News: U.S. Department of the Treasury… | 04/15/2020

News: U.S. Department of the Treasury… | 04/15/2020

News: U.S. Department of the Treasury… | 04/15/2020

Notice: Debt Management Advisory Committee Meeting… | 04/14/2020

News: U.S. Department of the Treasury… | 04/14/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Minutes of the Meeting of the Court of Directors held on 14 February 2… | 04/17/2020

Minutes: Minutes of the Meeting of the Court of Directors held on 14 February 2… | 04/17/2020

Minutes: Minutes of the Meeting of the Court of Directors held on 14 February 2… | 04/17/2020

Agency Update: Operational Resilience Consultation Paper Webinar… | 04/17/2020

Agency Update: Bank of England Weekly Report 15 April 2020… | 04/16/2020

News: Monetary policy during pandemics: inflation before, during and after C… | 04/16/2020

Agency Update: Bank Liabilities Survey – 2020 Q1… | 04/16/2020

Agency Update: Credit Conditions Survey – 2020 Q1… | 04/16/2020

Agency Update: Credit Conditions Survey – 2020 Q1 — Credit Conditions Survey compila… | 04/16/2020

Agency Update: Credit Conditions Survey – 2020 Q1… | 04/16/2020

 
 
 
UK-CMA
 
 
 
 

News Story: CMA provisionally clears Amazon’s investment in Deliveroo… | 04/17/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: FCA expectations for wet-ink signatures in light of coronavirus (Covid… | 04/20/2020

News: Libra Markets… | 04/20/2020

News: Prime Bitcoin Miners… | 04/20/2020

News: Jones Mutual/GreenRiver OU… | 04/20/2020

Final notices: Final notice 2020: SCI Group UK Limited… | 04/17/2020

Guidance consultations: Motor finance agreements and coronavirus: draft temporary guidance for… | 04/17/2020

Guidance consultations: Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavi… | 04/17/2020

Guidance consultations: High-cost short-term credit and coronavirus: draft temporary guidance … | 04/17/2020

Guidance consultations: Coronavirus (Covid-19) motor finance high cost credit instrument 2020… | 04/17/2020

News: FCA proposes help for motor finance and high cost credit customers… | 04/17/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: Billion pound support package for innovative firms hit by coronavirus… | 04/20/2020

News Story: Coronavirus Job Retention Scheme up and running… | 04/20/2020

Html Publication: Ukraine: list of persons subject to restrictive measures in view of Ru… | 04/17/2020

News Story: Chancellor extends furlough scheme to end of June… | 04/17/2020

Html Publication: Financial sanctions targets: list of all asset freeze targets… | 04/17/2020

Press Release: Government announces financial support for England’s fishing businesse… | 04/17/2020

Open Consultation: Climate Change Agreements scheme extension and reforms for any future … | 04/16/2020

News Story: Chancellor expands loan scheme for large businesses… | 04/16/2020

Official Statistics: Forecasts for the UK economy: April 2020… | 04/16/2020

Correspondence: A letter from Rishi Sunak to Sir David Norgrove on the Retail Prices I… | 04/16/2020

 
 
 
UK-ICO
 
 
 
 

News: Combatting COVID-19 through data: some considerations for privacy… | 04/17/2020

News: Combatting COVID-19 through data: some initial considerations for priv… | 04/17/2020

News: Video conferencing: what to watch out for… | 04/15/2020

News: How we will regulate during coronavirus… | 04/15/2020

 
 
 
UK-PRA
 
 
 
 

Statement: Q&A on the usability of liquidity and capital buffers… | 04/20/2020

Statement: Q&A on the usability of liquidity and capital buffers – Q&A… | 04/20/2020

 
 
 
VA
 
 
 
 

Notice: Disruption of Mail Service… | 04/20/2020

Proposed Rule: VA Acquisition Regulation: Contractor Qualifications; Acquisition of U… | 04/20/2020

Notice: Agency Information Collection Activity Under OMB Review: (Financial St… | 04/17/2020

Notice: Agency Information Collection Activity: Application for Reimbursement … | 04/17/2020

Notice: Agency Information Collection Activity: Record Keeping at Flight Schoo… | 04/17/2020

Notice: Agency Information Collection Activity: Create Payment Request for the… | 04/17/2020

Notice: Agency Information Collection Activity under OMB Review: Pay Now Enter… | 04/17/2020

Notice: Agency Information Collection Activity: Title 38 Positions-Application… | 04/15/2020

Notice: Advisory Committee Charter Renewals… | 04/14/2020

Notice: Agency Information Collection Activity: Requirements for Recognition a… | 04/13/2020

 

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