Regulatory Agency Updates | Week of April 06 to April 13

Agency Report Apr 06 - Apr 13

Agency Report Apr 06 - Apr 13

 
 
CA-BOC
 
 
 
 

Agency Update: Optimal Taxation in Asset Markets with Adverse Selection... | 04/06/2020

 
 
 
CA-OSFI
 
 
 
 

Letter: Regulatory Filing Extensions in Response to COVID-19... | 04/09/2020

Letter: Additional Actions to Address Issues Stemming from COVID-19... | 04/09/2020

Letter: Mesures suppl=C3=A9mentaires en r=C3=A9action aux difficult=C3=A9s caus=C3=A9es par la pro... | 04/09/2020

Letter: Prolongation des d=C3=A9lais de production des relev=C3=A9s r=C3=A9glementaires face ... | 04/09/2020

 
 
 
CFPB
 
 
 
 

News: Consumer Financial Protection Bureau Announces Guidance on Remittance ... | 04/10/2020

News: Build your kids=E2=80=99 money skills while they=E2=80=99re home from school... | 04/10/2020

Press release: Consumer Financial Protection Bureau Announces Guidance on Remittance ... | 04/10/2020

Blog: A guide to COVID-19 economic stimulus relief... | 04/10/2020

News: A guide to COVID-19 economic stimulus relief... | 04/10/2020

Blog: Build your kids' money skills while they're home from school... | 04/10/2020

News: Agencies Issue Revised Interagency Statement on Loan Modifications by ... | 04/07/2020

News: Mantenemos el compromiso de proteger a los consumidores con nuestro tr... | 04/07/2020

News: Avoid scams while finding help during quarantine... | 04/07/2020

Blog: Mantenemos el compromiso de proteger a los consumidores con nuestro tr... | 04/07/2020

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 04/10/2020

Notice: Sunshine Act Meetings... | 04/10/2020

Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swa... | 04/09/2020

Notice: Sunshine Act Meetings... | 04/07/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Settlement Agreement Under the Atomic En... | 04/08/2020

Agency Update: Best Practices Workshop on Technology in FOIA to Be Held Virtually... | 04/07/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/10/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/09/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/09/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/09/2020

Notice: Employment and Training Administration Proposed Disposal and Reuse of ... | 04/08/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor... | 04/07/2020

News: U.S. Department of Labor... | 04/06/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Providing Federal Support for Governors' Use of the National Guard To ... | 04/10/2020

Presidential Document: Encouraging International Support for the Recovery and Use of Space Re... | 04/10/2020

Presidential Document: Education and Sharing Day, U.S.A., 2020... | 04/08/2020

Presidential Document: Establishing the Committee for the Assessment of Foreign Participation... | 04/08/2020

Presidential Document: World Autism Awareness Day, 2020... | 04/07/2020

Presidential Document: Providing an Order of Succession Within the Pension Benefit Guaranty C... | 04/07/2020

Presidential Document: Providing Federal Support for Governors' Use of the National Guard To ... | 04/07/2020

Presidential Document: National Donate Life Month, 2020... | 04/06/2020

Presidential Document: Cancer Control Month, 2020... | 04/06/2020

Presidential Document: Continuation of the National Emergency With Respect to Somalia... | 04/06/2020

 
 
 
FDIC
 
 
 
 

News: Banker Webinar: New Transition Provision to Delay the Impact of CECL o... | 04/10/2020

News: Regulatory Relief
Supervisory Practices Regarding Depository Instituti... | 04/10/2020

News: Supervisory and Enforcement Practices Regarding the Mortgage Servicing... | 04/10/2020

Notice: Update to Notice of Financial Institutions for Which the Federal Depos... | 04/09/2020

News: Federal Deposit Insurance Corporation
Office of the Comptroller of the... | 04/09/2020

News: Changes to the Regulatory Capital Rule to Accommodate the Paycheck Pro... | 04/09/2020

Proposed Rule: Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions; ... | 04/08/2020

News: Revised Interagency Statement on Loan Modifications by Financial Insti... | 04/07/2020

News: Modifications to the Community Bank Leverage Ratio Framework... | 04/06/2020

 
 
 
FINRA
 
 
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): William Andrew Wimberly AWCs (Letters of Acceptance, Waiver, and Conse... | 04/10/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Melissa A. Niederhauser AWCs (Letters of Acceptance, Waiver, and Conse... | 04/10/2020

Complaints: James W. Flower Complaints... | 04/10/2020

Complaints: Fusion Analytics Securities, LLC Complaints... | 04/10/2020

AWCs (Letters of Acceptance, Waiver, and Consent): James Richards AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/09/2020

Notices: Regulatory Notice 20-11 FINRA Amends Arbitration Code to Expand Option... | 04/09/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 04/09/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Marjorie Ruediger AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/09/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Mack Leon Miller AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/09/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jeremy Joseph Cook AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/09/2020

 
 
 
FRS
 
 
 
 
 
 

News: Federal Register notice: Regulatory Capital Rule: Paycheck Protection ... | 04/09/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 04/09/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 04/09/2020

News: Term Sheet: Municipal Liquidity Facility (PDF) - Federal Reserve takes... | 04/09/2020

News: Federal bank regulators issue interim final rule for Paycheck Protecti... | 04/09/2020

News: Federal Reserve takes additional actions to provide up to $2.3 trillio... | 04/09/2020

News: Term Sheet: Paycheck Protection Program Lending Facility (PDF) - Feder... | 04/09/2020

News: Term Sheet: Main Street Expanded Loan Facility (PDF) - Federal Reserve... | 04/09/2020

News: Term Sheet: Secondary Market Corporate Credit Facility (PDF) - Federal... | 04/09/2020

News: Term Sheet: Primary Market Corporate Credit Facility (PDF) - Federal R... | 04/09/2020

 
 
 
FTC
 
 
 
 
 
 

Proposed Rule: Energy Labeling Rule... | 04/10/2020

Notice: [Ouml]ssur Hf.; Analysis of Agreement Containing Consent Order To Aid ... | 04/10/2020

News: FTC Approves Final Order Imposing Conditions on Veterinary Service Pro... | 04/10/2020

News: Federal Trade Commission Closes Investigation of Johnson & Johnson's P... | 04/10/2020

Agency Update: International Monthly: April 2020... | 04/09/2020

Notice: Tapplock, Inc.; Analysis To Aid Public Comment... | 04/09/2020

Enforcement: FTC Sending Full Refunds to Consumers Who Paid for =E2=80=9CFree=E2=80=9D and =E2=80=9CRisk-Fr... | 04/09/2020

News: FTC Sending Full Refunds to Consumers Who Paid for "Free" and "Risk-Fr... | 04/09/2020

Enforcement: FTC Sends More Than $1 Million in Refunds to Victims of Online Selling... | 04/08/2020

News: FTC Sends More Than $1 Million in Refunds to Victims of Online Selling... | 04/08/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-10 Temporary Servicing Guidance Related to COVID-19... | 04/08/2020

 
 
 
INT-BIS
 
 
 
 

News: Jurisdictions move towards full implementation of standards for financ... | 04/08/2020

Agency Update: Does the liquidity trap exist?... | 04/08/2020

News: Jurisdictions move towards full implementation of standards for financ... | 04/08/2020

Agency Update: Basel III Monitoring Report... | 04/08/2020

News: Basel III monitoring results based on end-June 2019 data published by ... | 04/08/2020

News: Basel III monitoring results based on end-June 2019 data published by ... | 04/08/2020

Agency Update: A New Indicator of Bank Funding Cost... | 04/06/2020

Agency Update: Home sweet host: Prudential and monetary policy spillovers through glo... | 04/06/2020

 
 
 
INT-EC
 
 
 
 

News: The Commission launches a consultation on the renewed sustainable fina... | 04/08/2020

News: The Commission launches a consultation on the renewed sustainable fina... | 04/08/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB reports on its work to develop a roadmap to enhance global cross-b... | 04/09/2020

Agency Update: Enhancing Cross-border Payments - Stage 1 report to the G20 -- technic... | 04/09/2020

Agency Update: Enhancing Cross-border Payments - Stage 1 report to the G20 -- PDF... | 04/09/2020

Agency Update: Enhancing Cross-border Payments - Stage 1 report to the G20: Technical... | 04/09/2020

Agency Update: Enhancing Cross-border Payments - Stage 1 report to the G20... | 04/09/2020

Agency Update: Enhancing Cross-border Payments - Stage 1 report to the G20 -- Enhanci... | 04/09/2020

 
 
 
INT-IOSCO
 
 
 
 

Media Release: Jurisdictions move towards full implementation of standards for financ... | 04/08/2020

Media Release: IOSCO reprioritizes its work program to address impact of COVID-19... | 04/08/2020

 
 
 
NCUA
 
 
 
 

Proposed Rule: Corporate Credit Unions; Extension of Comment Period... | 04/09/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/10/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/09/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/08/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/06/2020

 
 
 
OCC
 
 
 
 

News Release: News Release 2020-52... | 04/09/2020

News Release: News Release 2020-51... | 04/09/2020

News Release: News Release 2020-50... | 04/07/2020

News Release: News Release 2020-49... | 04/06/2020

Notice: Agency Information Collection Activities: Information Collection Renew... | 04/06/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Issuance of Venezuela-related General License 5C and Amended Frequentl... | 04/10/2020

Final Rule: North Korea Sanctions Regulations... | 04/10/2020

Final Rule: Inflation Adjustment of Civil Monetary Penalties... | 04/09/2020

Financial Sanction: Publication of Amended North Korea Sanctions Regulations... | 04/09/2020

Financial Sanction: Implementation of the Federal Civil Penalties Inflation Adjustment Act... | 04/08/2020

Financial Sanction: Counter Terrorism Designations... | 04/06/2020

 
 
 
RHS
 
 
 
 

Final Rule: Rural Development Guarantee Loan Servicing Flexibilities To Address Co... | 04/08/2020

 
 
 
SEC
 
 
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 04/10/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 04/10/2020

Notice: Sunshine Act Meetings... | 04/10/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/10/2020

Agency Update: Division of Corporation Finance Statement Regarding Requirements for F... | 04/10/2020

Notice: Sunshine Act Meeting; Cancellation... | 04/10/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 04/10/2020

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili... | 04/10/2020

News: Foreign National and American Trader Settle Fraud Charges in EDGAR Hac... | 04/09/2020

Enforcement: Ieremenko et al.... | 04/09/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 04/10/2020

News: U.S. Department of the Treasury... | 04/10/2020

News: U.S. Department of the Treasury... | 04/10/2020

News: U.S. Department of the Treasury... | 04/09/2020

Notice: List of Countries Requiring Cooperation With an International Boycott... | 04/09/2020

News: U.S. Department of the Treasury... | 04/09/2020

News: U.S. Department of the Treasury... | 04/09/2020

Notice: Interest Rate Paid on Cash Deposited To Secure U.S. Immigration and Cu... | 04/08/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Treasury Select Committee =E2=80=93 Oral evidence =E2=80=93 Economic impact of coronav... | 04/10/2020

News: Financial Policy Committee statement... | 04/09/2020

Agency Update: Bank of England Weekly Report 8 April 2020... | 04/09/2020

News: HM Treasury and Bank of England announce temporary extension to Ways a... | 04/09/2020

News Release: HM Treasury and Bank of England announce temporary extension to Ways a... | 04/09/2020

Weekly report: Bank of England Weekly Report 8 April 2020 -- Weekly Report... | 04/09/2020

Weekly report: Bank of England Weekly Report 8 April 2020 -- Changes to the Bank's we... | 04/09/2020

Agency Update: Financial Policy Committee statement... | 04/09/2020

Weekly report: Bank of England Weekly Report 8 April 2020 -- Further details about th... | 04/09/2020

Weekly report: Bank of England Weekly Report 8 April 2020 -- View and download histor... | 04/09/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

News: Dekocorp / Promotion Corp Solutions Limited... | 04/09/2020

Feedback statements: FS20/3: Temporary financial relief for consumers impacted by coronavir... | 04/09/2020

News: Nimble Markets / Nimble Markets Ltd... | 04/09/2020

Finalised guidance: Overdrafts and coronavirus: temporary guidance for firms... | 04/09/2020

News: Debt Struggles... | 04/09/2020

News: LendInvest Loans Limited (clone of authorised firm)... | 04/09/2020

Finalised guidance: Personal loans and coronavirus: temporary guidance for firms... | 04/09/2020

Finalised guidance: Credit cards (including retail revolving credit) and coronavirus: temp... | 04/09/2020

Feedback statements: FS20/3: Temporary financial relief for consumers impacted by coronavir... | 04/09/2020

News: Coin2FX... | 04/09/2020

 
 
 
UK-HMT
 
 
 
 
 
 

Correspondence: Covid-19: Temporary changes to the Statutory Residence Test... | 04/09/2020

News Story: HM Treasury and Bank of England announce temporary extension of the Wa... | 04/09/2020

National Statistics: GDP deflators at market prices, and money GDP March 2020 (Quarterly Na... | 04/08/2020

News Story: Chancellor sets out extra =C2=A3750 million coronavirus funding for frontli... | 04/08/2020

Speech: Chancellor of the Exchequer, Rishi Sunak on economic support for the c... | 04/08/2020

News Story: Freeports Consultation Extension... | 04/08/2020

 
 
 
UK-ICO
 
 
 
 

News: ICO statement on investigating coronavirus scams... | 04/08/2020

News: Winner of the ICO=E2=80=99s Practitioner Award for Excellence in Data Protecti... | 04/06/2020

 
 
 
UK-PRA
 
 
 
 
 
 

Consultation paper: Regulated fees and levies: Rates proposals 2020/21 - Consultation Pape... | 04/09/2020

Business plan: Prudential Regulation Authority Business Plan 2020/21... | 04/09/2020

Business plan: Prudential Regulation Authority Business Plan 2020/21 - Read our workp... | 04/09/2020

Business plan: Prudential Regulation Authority Business Plan 2020/21 - PRA Business P... | 04/09/2020

Consultation paper: Regulated fees and levies: Rates proposals 2020/21... | 04/09/2020

Statement: PRA decision on Systemic Risk Buffer rates - Statement... | 04/09/2020

Statement: PRA decision on Systemic Risk Buffer rates... | 04/09/2020

Letter: Letter from Credit Union Supervision Team to Directors, Staff members ... | 04/08/2020

Statement: PRA statement on decision by insurance companies to pause dividends... | 04/08/2020

Letter: Letter from Credit Union Supervision Team to Directors, Staff members ... | 04/08/2020

 
 
 
VA
 
 
 
 

Notice: Genomic Medicine Program Advisory Committee; Meeting... | 04/10/2020

Circular: Circular 26-20-12 - Extended Relief Under the CARES Act for those Affe... | 04/08/2020

 

X