181 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements Increased 59% over the past 30 days

-

SEC issued enforcements: $65,449,488.80 over the past 30 days

-

128 Final Rules go into effect in the next 30 days

-

21 Mortgage Lending docs published in the last 7 days

-

7596 docs with 9937 extracted obligations from the last 7 days

-

90 new Proposed and Final Rules were published in the past 7 days

-

6040 new docs in pro.compliance.ai within the last 7 days

-

Considering RCM Solutions?  Here’s an RFP to get started.

-
Mariam Barar

Mariam Barar

Mariam is an Operating Principal at Cota Capital. Mariam has experience providing guidance on strategic and operational planning to Venture and Growth stage companies. Prior to Cota Capital, Mariam spent her career in management consulting as a Director at KPMG. She has experience leading global transformation programs and developing innovative service offerings for Fortune 500 companies in the Technology sector. Mariam has an MBA from UCLA’s Anderson school of management with an emphasis in Finance and Entrepreneurship. She has a Bachelors in Science in Finance and a Bachelors in Science in Economics from Santa Clara University.

X