241 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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27 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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90 new Proposed and Final Rules were published in the past 7 days

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2781 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Regulatory Outlook 2021

February 18, 2021 | 12:30 pm PT / 3:30 pm CT

Register

Join this Webinar:

Join us in discussing 2021’s regulatory outlook among COVID and many other challenges this new year will face. Join Kayvan Alikhani, CEO of Compliance.ai with Advisors Michael Delune (General Counsel, Corporate Secretary at Manufacturers Bank) and Marty Mitchell (Managing Director at ProBank Austin).

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Kayvan Alikhani

CEO and Co-Founder Compliance.ai

As co-founder and CEO of Compliance.ai, Kayvan Alikhani is a pioneer of the RegTech industry. With more than 25 years of experience in enterprise technology, Kayvan previously led the Identity Strategy team at RSA, and represented EMC on various industry alliances such as the FIDO board. He has interviewed over 500 Chief Compliance officers within the financial services industry to understand the scope and urgency of the challenges they are facing. As a seasoned technologist, he has a practical vision on how technology can be applied to address their most pressing needs within today’s complex and dynamic regulatory environment.

Michael Delune

General Counsel, Corporate Secretary Manufacturers Bank

Michael is a seasoned legal and risk advisor to financial services companies, and a law professor in the field of financial institutions law. A champion of innovative legal, compliance and risk strategies, Michael’s expertise ranges from regulatory compliance to data privacy, contract management, commercial and consumer finance, governance, and enterprise risk management. Prior to his current role as bank General Counsel, he was outside counsel for over 130 banks, credit unions, finance lenders and FinTech companies, and a regular instructor for Bankers’ Compliance Group. He also served in the equipment finance division of Boeing, specializing in the financing of commercial, aerospace and military equipment.

Marty Mitchell

Managing Director at ProBank Austin

Martin (Marty) T. Mitchell, CRCM, is a Managing Director with ProBank Austin, serves on our Board of Directors, and was appointed to the inaugural Board of Governors for the Online Lending Policy Institute (OLPI). Marty has over 18 years of experience in the consumer compliance field. After retiring from a successful career as a US Army officer, he served as a commissioned federal compliance examiner with the Federal Deposit Insurance Corporation (FDIC). As an examiner, Marty was responsible for determining financial institution compliance with consumer protection laws and regulations, as well as conducting CRA and fair lending examinations for large and small banks. He also served on a special project at the FDIC’s Washington DC Headquarters.

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