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1558 Enforcement Actions in the U.S. over past 30 days
FTC enforcements decreased 55% over the past 30 days
SEC issued enforcements: $37,812,859 over the past 30 days
50 Final Rules go into effect in the next 7 days
49 Mortgage Lending docs published in the last 7 days
1670 docs with extracted obligations from the last 7 days
new Proposed and Final Rules were published in the past 7 days
11906 new docs in pro.compliance.ai within the last 7 days
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Join us in discussing 2021’s regulatory outlook among COVID and many other challenges this new year will face. Join Kayvan Alikhani, CEO of Compliance.ai with Advisors Michael Delune (General Counsel, Corporate Secretary at Manufacturers Bank) and Marty Mitchell (Managing Director at ProBank Austin).
Kayvan Alikhani
CEO and Co-Founder Compliance.ai
As co-founder and CEO of Compliance.ai, Kayvan Alikhani is a pioneer of the RegTech industry. With more than 25 years of experience in enterprise technology, Kayvan previously led the Identity Strategy team at RSA, and represented EMC on various industry alliances such as the FIDO board. He has interviewed over 500 Chief Compliance officers within the financial services industry to understand the scope and urgency of the challenges they are facing. As a seasoned technologist, he has a practical vision on how technology can be applied to address their most pressing needs within today’s complex and dynamic regulatory environment.
Michael Delune
General Counsel, Corporate Secretary Manufacturers Bank
Michael is a seasoned legal and risk advisor to financial services companies, and a law professor in the field of financial institutions law. A champion of innovative legal, compliance and risk strategies, Michael’s expertise ranges from regulatory compliance to data privacy, contract management, commercial and consumer finance, governance, and enterprise risk management. Prior to his current role as bank General Counsel, he was outside counsel for over 130 banks, credit unions, finance lenders and FinTech companies, and a regular instructor for Bankers’ Compliance Group. He also served in the equipment finance division of Boeing, specializing in the financing of commercial, aerospace and military equipment.
Marty Mitchell
Managing Director at ProBank Austin
Martin (Marty) T. Mitchell, CRCM, is a Managing Director with ProBank Austin, serves on our Board of Directors, and was appointed to the inaugural Board of Governors for the Online Lending Policy Institute (OLPI). Marty has over 18 years of experience in the consumer compliance field. After retiring from a successful career as a US Army officer, he served as a commissioned federal compliance examiner with the Federal Deposit Insurance Corporation (FDIC). As an examiner, Marty was responsible for determining financial institution compliance with consumer protection laws and regulations, as well as conducting CRA and fair lending examinations for large and small banks. He also served on a special project at the FDIC’s Washington DC Headquarters.
CEO & Board Member
Asif Alam is the Chief Executive Officer at Compliance.ai. A leader in shaping disruptive technology, his experience includes building products using AI and natural language processing for GRC, payments, lending, risk, trading, and new solutions, from Fortune 500 companies to startups.
In his most recent role, he served as the Chief Strategy Officer of ThoughtTrace, unlocking new revenue streams and markets, and reignite portfolio growth. ThoughTrace was then acquired by Thomson Reuters in 2021.
He brings more than 20 years of management and business experience; increasing profitability, unlocking new revenue streams and markets, and reignite portfolio growth for companies like Thomson Reuters, Crux Informatics, and Finastra. Asif is a forward-thinking expert driving engagement via client forums, public presentations, and white papers.
You can find more about Asif Alam at http://www.linkedin.com/in/asifalam
