Weekly Regulatory Deadlines | October 24 to October 30

Mapping Fraud's DNA

Source: PYMNTS.com

Federal Home Loan Bank Community Support Program-Administrative Amendments

FHFA | Lending, Mortgage Lending, Consumer Lending | Final Rule

Amendments to Municipal Securities Disclosure

SEC | Broker-Dealer, Securities | Final Rule

Walmart To Pay $160M To End Investor Suit Over Bribes
Law 360 10/26/2018
Walmart Stores Inc. will pay $160 million to settle with a class of investors who sued the company after its stock plunged in the wake of allegations that it had bribed...
U.S. stocks opened mixed on Tuesday, with losses in high-growth names including Amazon and Netflix keeping the Nasdaq under pressure, while the S&P 500 and the Dow Jones industrial index opened flat...
Coinbase Hits $8 Billion Valuation After $300 Million Raise
CoinDesk 10/30/2018
U.S.-based cryptocurrency exchange Coinbase has just announced $300 million in new funding. According to a blog post, Tuesday, the firm said that the Series E equity round was led by...
David Colflesh
FINRA | Securities | Enforcement | 10/26/2018
FINRA | Securities | Enforcement | 10/29/2018
FINRA | Securities | Enforcement | 10/29/2018
Marilyn R. Thomassen
SEC | Securities | Enforcement | 10/24/2018
FINRA | Securities | Enforcement | 10/25/2018