213 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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41 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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74 new Proposed and Final Rules were published in the past 7 days

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5524 new docs in pro.compliance.ai within the last 7 days

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Assistance to Eligible Individuals in Acquiring Specially Adapted Housing

VA | FCPA/ABAC, BSA/AML, Debt Collection | Rule

VA Acquisition Regulation: Loan Guaranty and Vocational Rehabilitation and Employment Programs

VA | FCPA/ABAC, BSA/AML, Consumer Lending | Rule

VA Acquisition Regulation: Definitions, Solicitation Provisions and Contract Clauses, and Forms

VA | FCPA/ABAC, BSA/AML, Consumer Lending | Rule

Privacy Act of 1974; Implementation

DOJ | FCPA/ABAC, BSA/AML, Consumer Lending | Rule


JPMorgan’s Dimon blasts bitcoin as ‘worthless’, due for regulation – Reuters

Reuters 10/11/2021
Jamie Dimon, JPMorgan Chase & Co (JPM.N) chief executive, said on Monday at a conference that cryptocurrencies will be regulated by governments and that he personally thinks bitcoin is worthless…
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Sen. Warren and Rep. Garcia introduce bill to strengthen bank merger reviews

Financial Regulation News: 10/04/2021
U.S. Sen. Elizabeth Warren (D-MA) and U.S. Rep. Jesús “Chuy” García (D-IL) introduced a bill in Congress that would restrict consolidation in the banking industry….
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Industry scrambles to prepare for CFPB debt collection rules

AMERICAN BANKER: 10/11/2021
Banks, credit card companies and debt collectors pushed for an overhaul of federal debt collection rules, and they are poised to reap the benefits of unlimited contact with consumers by email and text messages…
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The Pandora Papers and the Heightened Importance of “Knowing Your Customer”


JD Supra 10/11/2021
On October 3, 2021, the International Consortium of Investigative Journalists released the “Pandora Papers,” which expose the use by political leaders, billionaires, and others…
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The Elevation of Sanctions Compliance

Volkov Law – 10/11/2021

This has been an interesting enforcement year. The Biden Administration promised a renewal of aggressive enforcement….
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