Weekly Regulatory Deadlines | November 27 to December 03
Order Granting a Conditional Exemption From Exchange Act Section 11(D)(1) and Exchange Act Rules 10B-10, 15C1-5, 15C1-6, and 14E-5 for Certain Exchange Traded Funds
SEC | Broker-Dealer, Securities | Notice
Can Bitcoin Be the Saving Grace for Ailing Banks?
Bitcoin began as the enemy of the banks, a new tool to bring traditional finance to a halt. However, as the cryptocurrency permeated the mainstream, it has become clear that the path for Bitcoin adoption is through financial regulation...
Thanksgiving Weekend Shoppers Boosted Spending by 16%
The Wall Street Journal: US Business 12/03/2019
American shoppers increased their spending by 16% over the five-day shopping period between Thanksgiving Day and Cyber Monday, according to new data, signaling U.S. consumer confidence hasn’t wavered in the face of global political and economic uncertainty...
CFPB Proposes Increase for Remittance ‘Safe Harbor’ Exemption
Credit Union Times 12/03/2019
The CFPB on Tuesday proposed to continue to allow certain banks and credit unions to estimate fees and exchange rates for remittances and proposed increasing the “safe harbor” for financial institutions making few transfers each year...