179 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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55 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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11627 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Branch Application Procedures

FDIC | Deposits  Final Rule

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

CFTC | Securities | Final Rule

Whistleblower Program Rules

SEC | Securities | Final Rule

General Provisions; Electric Bicycles

NPS | Deposits | Final Rule

Regulatory Notice 20-19 FINRA and ISG Announce the Update of Blue Sheet Data Elements and Repositioning of Exchange Code Field Effective Date: Updates to Requestor and Exchange Codes are Effective Immediately; Reposition Exchange Code Field by November 30, 2020

FINRA | Securities | Notices

On The Money Biden to nominate Yellen for Treasury secretary 'COVID cliff' looms Democrats face pressure to back smaller stimulus

On The Money: Biden to nominate Yellen for Treasury secretary | ‘COVID cliff’ looms | Democrats face pressure to back smaller stimulus
The Hill: Finance Policy 11/23/2020
THE BIG DEAL – President-elect Joe Biden will name former Federal Reserve Chair Janet Yellen as his Treasury secretary nominee, according to a report by The Wall Street Journal…
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Navy FCU settles OD fees class action suit for $16M
BankersOnline.com 11/24/2020
The CreditUnionTimes reports the Navy Federal Credit Union will settle a class action suit for $16 million that will reimburse an estimated 700,000 current and former members who were charged fees for overdrafts…
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AntiMoney Laundering Provisions Move Forward as CU Military Base Benefits Stall

Anti-Money Laundering Provisions Move Forward as CU Military Base Benefits Stall
Credit Union Times 11/24/2020
While the negotiations over the annual defense authorization bill remains stalled over a hot-button issue on the renaming of military bases, credit union trade groups have continued to push two provisions they want included in any final conference report…
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CFPB updates 2021 HMDA FIG
BankersOnline.com 11/24/2020
The Bureau has made an update to the HMDA Filing Instructions Guide (FIG) for data collected in 2021 (for submission in 2022)…
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