193 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements decreased 15% over the past 30 days

-

SEC issued enforcements: $69,991,450.57 over the past 30 days

-

78 Final Rules go into effect in the next 30 days

-

36 Mortgage Lending docs published in the last 7 days

-

173 docs with 2254 extracted obligations from the last 7 days

-

54 new Proposed and Final Rules were published in the past 7 days

-

2302 new docs in pro.compliance.ai within the last 7 days

-

Introducing new content from WesPay

-

Big tech acting like banks should face same rules, Germany says

Big tech acting like banks should face same rules

Source: Bank Innovation

Solicitations of Interest Prior to a Registered Public Offering

SEC | Crowdfunding, Securities | Final Rule

Position Limits and Position Accountability for Security Futures Products

CFTC | Securities | Final Rule

Truth in Lending (Regulation Z); Screening and Training Requirements for Mortgage Loan Originators With Temporary Authority

CFPB | Mortgage Lending | Final Rule

EB-5 Immigrant Investor Program Modernization

DHS | Mortgage Lending, Securities | Final Rule

Margin and Capital Requirements for Covered Swap Entities

FCA, FDIC, FHFA, FRS, OCC | Securities | Proposed Rule

Big tech acting like banks should face same rules

Big tech acting like banks should face same rules, Germany says
Banker Innovation 11/18/2019
Germany has a message for big tech companies: Get ready to be regulated if you want to offer banking services…
Read More

Don't believe doom and gloom on Fannie, Freddie

Don’t believe doom and gloom on Fannie, Freddie
American Banker 11/19/2019
There’s been chatter that investors are shying away from Fannie Mae and Freddie Mac mortgage-backed securities because Congress may not enact housing finance reform. Be skeptical of those claims…
Read More

Challenger banks bet public trusts them more than Google

Challenger banks bet public trusts them more than Google
PaymentsSource 11/18/2019
Consumer trust issues have long been a stumbling block for challenger banks, but many say Google will face bigger obstacles…
Read More

Talent Gap for Compliance Experts Widens for Credit Unions

Talent Gap for Compliance Experts Widens for Credit Unions
Credit Union Times 11/19/2019
While the need for compliance expertise has increased, credit unions have seen a shortage of qualified compliance applicants, a talent gap that is expected to widen over the next six years, according to a new white paper by PolicyWorks in West Des Moines, Iowa…
Read More

Louisiana activates cybersecurity team in response to attack on state agencies
The Hill: Cybersecurity 11/19/2019
Louisiana Gov. John Bel Edwards (D) on Monday activated the state’s cybersecurity team in response to an attack on multiple state agencies…
Read More

X