117 Enforcement Actions in the U.S. over past 30 days

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OFAC enforcements increased 50% over the past 30 days

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SEC issued enforcements: $88,633,075.00 over the past 30 days

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123 Final Rules go into effect in the next 30 days

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46 Mortgage Lending docs published in the last 7 days

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149 docs with 7429 extracted obligations from the last 7 days

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31 new Proposed and Final Rules were published in the past 7 days

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8506 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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A New Commissioner at America’s Main Securities Regulator Causes a Buzz

Source: The Economist

Federal Home Loan Bank Community Support Program-Administrative Amendments

FHFA | Lending, Mortgage Lending, Consumer Lending | Final Rule

In Quest For Digital IDV, DMV, To Get The Motor Running?
PYMNTS.com 11/13/2018
In government we trust? Maybe so, in the quest for digital identity verification. The Wall Street Journal reported Monday (Nov 12) that a number of banks, ranging from JPMorgan Chase & Co to Citigroup, are eyeing partnerships with a series of government agencies in a quest to make digital ID verification a bit more streamlined and accurate…
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Banks and corporates could reap huge benefits from real-time liquidity management functionality, but industry-wide collaboration is crucial to make it a reality, according to a new Deutsche Bank white paper…

Craig H. Carton. et al.
SEC | Securities | Enforcement | 11/08/2018
FINRA | Securities | Enforcement | 11/09/2018
SEC | Securities | Enforcement | 11/08/2018
SEC Complaint – James E. Hengen
SEC | Securities | Enforcement | 11/08/2018
SEC | Securities | Enforcement | 11/08/2018
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