127 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 41% over the past 30 days

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SEC issued enforcements: $20,672,263.00 over the past 30 days

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104 Final Rules go into effect in the next 30 days

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72 Mortgage Lending docs published in the last 7 days

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4948 docs with 12942 extracted obligations from the last 7 days

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43 new Proposed and Final Rules were published in the past 7 days

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12133 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Brokers await regulations on bank fintech changes

Brokers await regulations on bank fintech changes

Source: Canadian Underwriter

Regulation H and K: Registration of Mortgage Loan Originators

FRS | Mortgage Lending | Final Rule

Home Mortgage Disclosure (Regulation C)

CFPB | Lending, Mortgage Lending | Proposed Rule

Federal Acquisition Regulation: Special Emergency Procurement Authority

DOD GSA NASA | Cybersecurity | Final Rule

Privacy Act of 1974; System of Records

CFTC | Securities | Notice

Privacy of Consumer Financial Information-Amendment To Conform Regulations to the Fixing America's Surface Transportation Act

CFTC | Securities | Final Rule

Brokers await regulations on bank fintech changes

Brokers await regulations on bank fintech changes – Canadian Underwriter
Canadian Underwriter 05/17/2019
As the federal government drafts regulations related to recent Bank Act amendments, the Insurance Brokers Association of Canada (IBAC) is confident that the…
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Pricey San Francisco bank deal could motivate others to sell

Pricey San Francisco bank deal could motivate others to sell
American Banker 05/20/2019
A recently announced bank merger in San Francisco could cause the area’s remaining community banks to consider their futures…
Read More

OCC Sees Increased Bank Strategic Risk As Fintech Flowers
Law360 05/20/2019
Fast-moving technological change is shaking up the financial services industry and may contribute to heightened levels of strategic risk in the federal banking system, according to a report released Monday by…
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