179 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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55 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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11692 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Crypto Self-Governance Touted as Solution to Regulatory ‘Mess’

05/14/2018

With the absence of formal rules leaving gray areas, panelists at Consensus 2018 argued that crypto firms should lead the way with self-regulation…

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Source: CoinDesk

Debt Refinancing in 504 Loan Program

SBA | Lending, Mortgage Lending | Final Rule

Accuracy of Advertising and Notice of Insured Status

NCUA | Lending, Consumer Lending | Final Rule

Screen-Shot-2018-05-15-at-10.31.28-AM

AWS Partners with ConsenSys to Simplify Enterprise Blockchains

Deloitte: 3 out of 4 Big Companies See ‘Compelling’ Case for Blockchain

CoinDesk | 05/15/2018
Most big firms find blockchain compelling, but some of those same firms also find it overhyped, according to a new survey…
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Bitcoin Price Eyes Breakout As Trading Range Tightens

CoinDesk | 05/15/2018
A breakout of bitcoin’s current narrow trading range could set the tone for the next big move, price chart analysis indicates…
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SEC | Securities | Enforcement | 05/09/2018
SEC | Securities | Enforcement | 05/14/2018
SEC | Securities | Enforcement | 05/11/2018
SEC | Securities | Enforcement | 05/11/2018
SEC | Securities | Enforcement | 05/11/2018
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