Weekly Topic Update (May 2 to May 8)

OFAC Sanctions Venezuelan and Panamanian Corporations for Drug Money Laundering


If your clients have any trade with Venezuela, you should have them run these corporations against their customer lists...

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Source: Kenneth Rijock's Financial Crime Blog

Accuracy of Advertising and Notice of Insured Status

NCUA | Lending, Consumer Lending | Final Rule

OnDeck swings to loss, but loan demand surges

The online business lender would have reported its second straight quarterly profit if not for one-time costs tied to layoffs and lease terminations...

Redwood Trust sees plenty of room to grow in single-family rental

National Mortgage News | 05/08/2018

Despite the entrance of several large players over the past several years, financing to small-time landlords is still inefficient, executives say...

Dallas-area home prices slightly ahead of national gains

National Mortgage News | 05/08/2018

Dallas-area home prices grew slightly faster than the national rate in the latest comparison by CoreLogic...
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Gary Yin

SEC | Securities | Enforcement | 05/03/2018
FINRA | Securities | Enforcement | 05/02/2018
SEC | Securities | Enforcement | 05/04/2018
SEC | Securities | Enforcement | 05/04/2018
SEC | Securities | Enforcement | 05/02/2018