197 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements decreased 70% over the past 30 days

-

CME issued enforcements: $1,241,754.92 over the past 30 days

-

161 Final Rules go into effect in the next 30 days

-

37 Mortgage Lending docs published in the last 7 days

-

1460 docs with 2637 extracted obligations from the last 7 days

-

57 new Proposed and Final Rules were published in the past 7 days

-

2509 new docs in pro.compliance.ai within the last 7 days

-

Considering RCM Solutions?  Here’s an RFP to get started.

-

As GDPR Entrenches, Some Regulators Seek Exemptions

Screen-Shot-2018-07-03-at-9.14.02-AM

Commercialising open banking and gaining revenue

The great balance sheet shift of British universities, pt. I

FINRA | Securities | Enforcement | 06/28/2018
FINRA | Securities | Enforcement | 06/28/2018
SEC | Securities | Enforcement | 06/28/2018
FINRA | Securities | Enforcement | 06/28/2018
SEC | Securities | Enforcement | 07/02/2018
X