202 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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22 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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31 new Proposed and Final Rules were published in the past 7 days

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3869 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Proposed Agency Information Collection Activities; Comment Request

FRS | Mortgage Lending, Securities, Commercial Lending | Notice

FinTech Catches Regulatory Gaze In The US

BankRiskCulture-590-copy

Banks can’t partner themselves into digital relevancy

FINRA | Securities | Enforcement | 06/21/2018
SEC | Securities | Enforcement | 06/25/2018
FINRA | Securities | Enforcement | 06/20/2018
SEC | Securities | Enforcement | 06/20/2018
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