179 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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55 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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11692 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Truth in Lending-Real Estate Settlement Procedures

FSA RBS RHS RUS | Mortgage Lending | Final Rule

Critics say CFPB nominee Kathy Kraninger lacks the experience to be the nation’s top consumer financial watchdog

Threats to the banks of tomorrow

Finextra Research Headlines | 06/19/2018 |
Oliver Hughes, CEO, Tinkoff Bank, speaks at Money2020 Europe about the bank of the future, what it…
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ubs_building_34874

UBS combs back for seconds in $50 million SigFig raise

Finextra Research Headlines | 06/19/2018 |
UBS has joined a group of cash-rich VCs in a $50 million funding round for robo-advisory outfit SigF…
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Instant Payments: Rip and Replace

visa333

Visa says 5.2m payments failed during 10-hour outage

Finextra Research Headlines | 06/19/2018 |
More than five million transactions across Europe failed during Visa’s 10-hour outage earlier this…
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FINRA | Securities | Enforcement | 06/13/2018
FINRA | Securities | Enforcement | 06/13/2018
SEC | Securities | Enforcement | 06/18/2018
SEC | Securities | Enforcement | 06/13/2018
SEC | Securities | Enforcement | 06/14/2018
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