232 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


CME issued enforcements: $1,241,754.92 over the past 30 days


161 Final Rules go into effect in the next 30 days


38 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


84 new Proposed and Final Rules were published in the past 7 days


3919 new docs in pro.compliance.ai within the last 7 days


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Patient Protection and Affordable Care Act, HHS Notice of Benefit and Payment Parameters for 2022 and Pharmacy Benefit Manager Standards

HHS | Debt Collection | Final Rule

Net Stable Funding Ratio: Liquidity Risk Measurement Standards and Disclosure Requirements

OCC FDIC FRS | Securities | Final Rule

HUBZone Program: Extending Map Freeze

SBA | Lending, FCPA/ABAC | Final Rule

Privacy Act of 1974: Revision of Privacy Act System of Records

SBA | Lending | Notice

Privacy Act System of Records

USPS | Cybersecurity, FCPA/ABAC | Notice

Bankers must recognize a new'standard of care' in fair lending

Bankers must recognize a new ‘standard of care’ in fair lending
American Banker 06/07/2021
The concept of “standard of care” is well known in certain professions, including the practice of medicine and law. It is generally understood as a benchmark for accepted practices based on how a reasonable professional would behave in a specific circumstance and given then-existing knowledge…
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IRS chief Agency needs more authority to regulate cryptocurrency

Why the Pandemic was a Breakout Moment for the Cannabis Industry
The New York Times 05/31/2021
IRS Commissioner Charles Rettig said Tuesday that the agency needs more authority from Congress to issue regulations relating to information reporting about cryptocurrency…
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The Pandemic’s Legacy of Financial Frailty in Emerging Markets

The Pandemic’s Legacy of Financial Frailty in Emerging Markets
The Wall Street Journal 06/08/2021
Debt levels rose in almost every corner of the world last year, but how the burden is shared between governments and the private sector varies widely. Some countries may come to wish the mix of borrowers was a little different…
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ABA, Groups Urge Regulators to Maintain QRM, QM Alignment
ABA Banking Journal 06/08/2021
As the federal banking agencies undertake a mandated review of the “qualified residential mortgage” definition and related provisions of the credit risk retention rule, the American Bankers Association and several other financial and housing groups yesterday emphasized their strong support for the “continued alignment of the QRM and [Qualified Mortgage] frameworks,” in light of the CFPB’s recently finalized QM rule, noting that not doing so would unnecessarily restrict credit, particularly to low- to moderate income borrowers…
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