127 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements decreased 41% over the past 30 days

-

SEC issued enforcements: $20,672,263.00 over the past 30 days

-

104 Final Rules go into effect in the next 30 days

-

72 Mortgage Lending docs published in the last 7 days

-

4948 docs with 12942 extracted obligations from the last 7 days

-

43 new Proposed and Final Rules were published in the past 7 days

-

12133 new docs in pro.compliance.ai within the last 7 days

-

Download the Q3 Enforcement eBook now!

-

Join us Feb 4th at Comply 2021

-

Circle CEO Allaire to Congress: Treat Crypto as a New Asset Class

Circle CEO Allaire to Congress Treat Crypto as a New Asset Class

Source: CoinDesk

Single Family Housing Guaranteed Loan Programs

RHS | Lending, Mortgage Lending | Final Rule

Amendment to Single Issuer Exemption for Broker-Dealers

SEC | Broker-Dealer, Securities | Final Rule

Removal of Transferred OTS Regulations Regarding Lending and Investment; and Conforming Amendments to Other Regulation

FDIC | Mortgage Lending | Final Rule

Military Credit Monitoring

FTC | Privacy | Final Rule

Occasional Consultation Paper - Consultation Paper 8/13

UK-PRA | Securities | Consultation Paper

Circle CEO Allaire to Congress Treat Crypto as a New Asset Class

Circle CEO Allaire to Congress: Treat Crypto as a New Asset Class
CoinDesk 07/29/2019
Circle CEO Jeremy Allaire calls for Congress to treat digital assets as their own asset class in testimony for Tuesday’s Senate Banking hearing…
Read More

The Capital One Breach What It Means for YouTensions

The Capital One Breach: What It Means for YouTensions
The Wall Street Journal 07/30/2019
In this latest massive consumer-data breach, a hacker accessed the personal information of 100 million Capital One Financial Corp. credit-card customers and applicants in the U.S. and six million in Canada…
Read More

Brexit risks nibble at Irish government bonds

Brexit risks nibble at Irish government bonds
Financial Times 07/30/2019
Some investors avoid country’s debt while no-deal rhetoric persists…
Read More

BofA to end payments joint venture with First Data next June

BofA to end payments joint venture with First Data next June
American Banker 07/30/2019
Bank of America said it will end a payments joint venture with First Data next June when a contract between the two companies expires…
Read More

Englands’s ‘Secret Weapon’: How a Bank Laid the Groundwork for the British Empire
ABA Banking Journal 07/26/2019
It was the Bank of England and the British national debt that made Great Britain a superpower…
Read More

X