248 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


CME issued enforcements: $1,241,754.92 over the past 30 days


161 Final Rules go into effect in the next 30 days


27 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


68 new Proposed and Final Rules were published in the past 7 days


2526 new docs in pro.compliance.ai within the last 7 days


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Regulatory Notice 21-21 FINRA Eliminates the Order Audit Trail System (OATS) Rules Effective Date: September 1, 2021

FINRA | Securities | Notice

Protections for Borrowers Affected by the COVID-19 Emergency Under the Real Estate Settlement Procedures Act (RESPA), Regulation X

CFPB | Consumer Lending, Lending, Mortgage Lending | Final Rule

3 CCR 702-5 Property and Casualty (DOC)

CO-DOI | Insurance | Final Rule

Capitalization of Interest in Connection with Loan Workouts and Modifications

NCUA | Lending | Final Rule

Regulation D: Reserve Requirements of Depository Institutions

FRS | Deposits | Final Rule

What Biden's data portability push means for banks

What Biden’s data portability push means for banks
American Banker 07/12/2021
President Biden wants banks to make customer data portable. The directive can be interpreted in many different ways and may prove easier said than done…
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Electronic IDentification targets digital onboarding
Finextra 07/13/2021
Electronic IDentification, a qualified electronic signature and identity verification solutions company, launches HelloID, a solution aimed mainly at the financial and governmental sectors, which allows to build any Digital Onboarding process in hours…
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Inside a payments fintech's quest to raise its profile

Inside a payments fintech’s quest to raise its profile
American Banker 07/13/2021
Five-year old Local specializes in cross-border payments, connecting merchants to emerging markets…
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Investors turn “much less bullish” on global growth and profits
Financial Times 07/13/2021
Fund managers say economic peak has passed but remain optimistic on European rebound, poll shows…
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