148 Enforcement Actions in the U.S. over past 30 days

-

OFAC enforcements increased 50% over the past 30 days

-

SEC issued enforcements: $88,633,075.00 over the past 30 days

-

123 Final Rules go into effect in the next 30 days

-

45 Mortgage Lending docs published in the last 7 days

-

149 docs with 7429 extracted obligations from the last 7 days

-

77 new Proposed and Final Rules were published in the past 7 days

-

6771 new docs in pro.compliance.ai within the last 7 days

-

Download the Q3 Enforcement eBook now!

-

Join us Feb 4th at Comply 2021

-

Why Killing Dodd-Frank Could Lead to the Next Crash

Open-Platform-Banking-Starling

Banks as open platform players

1_navp-UXeQqE3qEiWquqTTQ

What are the Top Risks Involved in Crypto Assets

SEC | Securities | Enforcement | 07/05/2018
SEC | Securities | Enforcement | 07/06/2018
SEC | FCPA/ABAC, Securities | Enforcement | 07/05/2018
SEC | Securities | Enforcement | 07/05/2018
FINRA | Securities | Enforcement | 07/05/2018
X