196 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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37 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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57 new Proposed and Final Rules were published in the past 7 days

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2509 new docs in pro.compliance.ai within the last 7 days

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Debt ceiling deadline could hit in early September: study

Debt ceiling deadline could hit in early September: study

Source: The Hill: Finance Policy

Military Credit Monitoring

FTC | Privacy | Final Rule

Removal of Transferred OTS Regulations Regarding Lending and INvestment; and Conforming Amendments to Other Regulation

FDIC | Mortgage Lending | Final Rule

Amendments to the Accelerated Filer and Large Accelerated Filer Definitions

SEC | FCPA/ABAC Securities | Proposed Rule

Derivatives Clearing Organization General Provisions and Core Principles

CFTC | Securities | Proposed Rule

International Services Surveys: BE-140 Benchmark Survey of Insurance Transactions by U.S. Insurance Companies With Foreign Persons

BEA | Cybersecurity | Final Rule

Debt ceiling deadline could hit in early September: study

Debt ceiling deadline could hit in early September: study
The Hill: Finance Policy 07/08/2019
The U.S. government could default on its debt in early September if Congress does not raise the debt ceiling before then, according to a new study from the Bipartisan Policy Center (BPC) set to be released Monday.”We now see a significant risk that…
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TD Bank mortgage model puts emphasis on advice


TD Bank mortgage model puts emphasis on advice
National Mortgage News 07/09/2019
TD Bank is seeking to put advice front-and-center in its mortgage lending customer service model…
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Markets Are Calm, Then Suddenly Go Crazy. Some Investors Think They Know Why
The Wall Street Journal: Markets 07/09/2019
Investors have noticed a force some call a “gamma trap,” and have been devising tools to estimate its size and direction in order to predict how markets will move and to trade around it…
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