117 Enforcement Actions in the U.S. over past 30 days

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OFAC enforcements increased 50% over the past 30 days

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SEC issued enforcements: $88,633,075.00 over the past 30 days

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123 Final Rules go into effect in the next 30 days

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46 Mortgage Lending docs published in the last 7 days

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149 docs with 7429 extracted obligations from the last 7 days

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31 new Proposed and Final Rules were published in the past 7 days

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8506 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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PayPal Credit Reaches $50B In Total Payment Volume

Source: PYMNTS.com

Covered Investment Fund Research Reports

SEC | Broker-Dealer, Securities | Final Rule

East to West: Huobi Launches US Dollar Gateway for Global Crypto Traders
CoinDesk 02/05/2019
Crypto exchange Huobi is launching its first crypto-to-fiat trading pairs and looking to add more U.S.-based financial services…
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Treasury plans steps to stymie Dem requests for Trump tax returns
The Hill: Finance Policy 02/05/2019
Officials at the White House and Treasury Department are reportedly working to stymie any requests from Democratic lawmakers for President Trump’s tax returns even before they occur. Four Trump administration sources told Politico that Treasury…
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CFPB Publishes Informal Guidance on the TRID Rule
Consumer Finance Monitor 02/04/2019
For years, the mortgage industry has urged the CFPB to issue informal written guidance on the TILA/RESPA Integrated Disclosure (TRID) Rule, as well as other rules.  The CFPB resisted, providing most guidance in the form of actual rules, webinars or oral statements…
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