Weekly Regulatory Deadlines | January 01 to January 07
Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person
CFTC | Securities | Final Rule
CA DBO concludes certain point-of-sale financing arrangements are loans, not credit sales
Consumer Finance Monitor 01/07/2020
“So far in 2019,” he said, “the Criminal Division’s FCPA Unit has publicly announced more charges against individuals  than in any other year in history...
EU’s Fifth Anti-Money Laundering Directive: what the crypto-asset sector needs to know
The EU's Fifth Anti-Money Laundering Directive (“5AMLD”) will subject certain participants in the crypto-asset sector to regulation for anti-money laundering (AML) and counter-terrorism financing (CTF) compliance purposes...
Regulators' powerful incentive to fast-track CRA reform
American Banker 01/06/2020
While community and industry groups are pressing regulators to extend the public comment period for proposed changes to the Community Reinvestment Act, the agencies have a powerful incentive to move quickly — a potential Democratic sweep of the 2020 elections that could enable Congress to scrap the plan before it is ever enacted...
Freddie Mac brings a new resource for home buyers online
National Mortgage News 01/06/2020
Borrower education stands as a barrier to homeownership for younger consumers and Freddie Mac is trying to change that...