Weekly Regulatory Deadlines | December 25 to December 31

Why 2019 Was Actually A Secret Success For Blockchain in Financial Services

Source: Forbes

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC | Securities | Final Rule

Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs

CFTC | Securities | Final Rule

Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person

CFTC | Securities | Final Rule

Home Mortgage Disclosure (Regulation C)

CFPB | Lending, Mortgage Lending | Final Rule

Federal Credit Union Bylaws

NCUA | Deposits | Final Rule

Why 2019 Was Actually A Secret Success For Blockchain In Financial Services

Why 2019 Was Actually A Secret Success For Blockchain In Financial Services
Forbes 12/30/2019
Now, as most of the 2020 blockchain predictions have settled in and the year is near its end, let’s review the highlights in the enterprise blockchain and digital assets space, especially in the financial services vertical. Measured by the quality of the projects in 2019, the companies originating them, and the projects’ complexity and advancements to date, it is safe to say that enterprise blockchain in financial services has a bright future and is prime for bigger adoption in 2020…
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Why FCPA scoreboards can be so different
The FCPA Blog 12/31/2019
“So far in 2019,” he said, “the Criminal Division’s FCPA Unit has publicly announced more charges against individuals [34] than in any other year in history…
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Finserv Industry Targeted by Phishing Attacks
Credit Union Times 12/31/2019
As more and more companies adopt cloud applications, cybercriminals see new opportunities…
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IRS gets new protections for taxpayers in 'free file' program

IRS gets new protections for taxpayers in ‘free file’ program
The Hill 12/30/2019
The IRS on Monday announced an updated agreement with tax-preparation companies that prohibits the businesses from hiding the landing pages for the agency’s “free file” program from internet searches…
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Expect ‘a lot more dismantling’: A fintech entrepreneur’s vision for 2020
American Banker 12/30/2019
Marqeta, a provider of “modern card issuance” for many leading fintech disruptors, including Brex, N26, Square and Expensify, has been on a roll lately…
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