131 Enforcement Actions in the U.S. over past 30 days

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OFAC enforcements increased 50% over the past 30 days

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SEC issued enforcements: $88,633,075.00 over the past 30 days

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123 Final Rules go into effect in the next 30 days

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40 Mortgage Lending docs published in the last 7 days

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149 docs with 7429 extracted obligations from the last 7 days

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58 new Proposed and Final Rules were published in the past 7 days

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6800 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Banking predictions for 2020 - more competition, more collaboration and new sources of revenue

Source: Finextra

Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs

CFTC | Securities | Final Rule

Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person

CFTC | Securities | Final Rule

Home Mortgage Disclosure (Regulation C)

CFPB | Lending, Mortgage Lending | Final Rule

Federal Credit Union Bylaws

NCUA | Deposits | Final Rule

Federal Home Loan Bank Capital Requirements

FHFA FHFB | Lending, Mortgage Lending | Final Rule

Banking predictions for 2020 – more competition, more collaboration, and new sources of revenue
Finextra 12/23/2019
As 2019 draws to a close, financial services commentators and vendors have made their customary end-of-year predictions for the 12 months ahead, with increased competition through supercharged PSD2 the principal driving force…
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American Cancer Society Now Accepting Bitcoin Donations Through BitPay
CoinDesk 12/24/2019
“Our mission is urgent and in order to accomplish it, we need to engage donors where they are…
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Italy Follows France in Levying a Digital Tax
The Wall Street Journal 12/24/2019
Italy soon will join France in applying a new tax on large tech companies, a move that could deepen trans-Atlantic trade tensions and snarl up already-faltering negotiations over how best to tax companies such as Facebook Inc. and Google parent Alphabet Inc…
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Supreme Court battle, presidential race loom over CFPB in 2020
American Banker 12/23/2019
The Consumer Financial Protection Bureau heads into 2020 with a full agenda but also facing storm clouds that are beyond its control…
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FDIC issues warnings on leveraged lending, CRE concentration
American Banker 12/23/2019
Although the overall banking system’s exposure to commercial real estate and leveraged lending is relatively stable, regulators are still on alert on both issues, according to a report released Monday by the Federal Deposit Insurance Corp…
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