Weekly Regulatory Deadlines | August 07 to August 13

Budget deficit exceeds 2018 total

Budget deficit exceeds 2018 total

Budget deficit exceeds 2018 total

Source: The Hill: Finance Policy

Regulation Best Interest: The Broker-Dealer Standard of Conduct

SEC | Broker-Dealer, Securities | Final Rule

Form CRS Relationship Summary; Amendments to Form ADV

SEC | Broker-Dealer, Securities | Final Rule

Single-Family Housing Guaranteed Loan Program

RHS | Lending, Mortgage Lending | Final Rule

Amendments to Single Issuer Exemption for Broker-Dealer

SEC | Broker-Dealer, Securities | Final Rule

FAST Act Modernization and Simplication of Regulation S-K; Correction

SEC | Securities | Final Rule

Budget deficit exceeds 2018 total

Budget deficit exceeds 2018 total
The Hill: Finance Policy 08/12/2019
The U.S. budget deficit for fiscal 2019 has already exceeded the full-year figure for the previous year, the Treasury Department announced Monday.The gap between spending and revenue grew to $866.8 billion in the first 10 months…
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FCA confirms delay to online payment anti-fraud rules
Financial Times 08/13/2019
UK watchdog pushes back implementation of new regulations by 18 months…
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Your data's just sitting there. Machine learning can change that.

Your data’s just sitting there. Machine learning can change that.
American Banker 08/13/2019
Financial institutions have a plethora of data they can access, either through their own systems or through public sources. However, many can’t — or won’t — exploit the large volumes of data, particularly the “owned” data that an organization holds about customers…
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Consumer groups to CFPB- Implement payday rule

Consumer groups to CFPB: Implement payday rule
American Banker 08/12/2019
Consumer advocates want the Consumer Financial Protection Bureau to move ahead with implementing a key provision of the payday lending rule even though a judge last year delayed it from going into effect…
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Travelers and Banks: a Love Story

Travelers and Banks: a Love Story
ABA Banking Journal 08/13/2019
Challenger banks—such as N26 in the United Kingdom—and well-established players, such as Chase, understand the appeal these value-added travel services and benefits have. And they make a point of offering free or low-fee foreign transactions to lure consumers with a wanderlust lifestyle…
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