Financial Enforcement Action Summary | January 2019

Financial Enforcement Action Summary | January 2019

Free Weekly Enforcement Action Tracker updates straight to your inbox Every Monday

FTC

1

Enforcement Documents

Jan 05 – Jan 11

Jan 12 – Jan 18

Jan 19 – Jan 25

1

Enforcement Documents

FINRA

$1,190,060.82 in Fines

8

Enforcement Documents

12

Enforcement Documents

3

Enforcement Documents

5

Enforcement Documents

11

Enforcement Documents

CFPB

$15,500,001.00 in Fines

1

Enforcement Documents

Jan 05 – Jan 11

Jan 12 – Jan 18

1

Enforcement Documents

1

Enforcement Documents

SEC

$37,903,323.25 in Fines

1

Enforcement Documents

1

Enforcement Documents

3

Enforcement Documents

3

Enforcement Documents

29

Enforcement Documents

X