193 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 15% over the past 30 days

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SEC issued enforcements: $69,991,450.57 over the past 30 days

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78 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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173 docs with 2254 extracted obligations from the last 7 days

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54 new Proposed and Final Rules were published in the past 7 days

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2302 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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10

Enforcement Documents

June 10 – June 15

June 17 – June 22

June 24 – June 29

May 31 — June 08

$0.00

1

Enforcement Documents

June 10 – June 15

$0.00

1

Enforcement Documents

June 17 – June 22

$7,000.00

4

Enforcement Documents

June 24 – June 29

$0.00

6

Enforcement Documents

3

Enforcement Documents

June 10 – June 15

June 17 – June 22

June 24 – June 29

May 31 — June 08

June 10 – June 15

2

Enforcement Document

June 24 – June 29

22

Enforcement Documents

11

Enforcement Documents

12

Enforcement Documents

13

Enforcement Documents

43

Enforcement Documents

19

Enforcement Documents

25

Enforcement Documents

25

Enforcement Documents

May 31 — June 08

1

Enforcement Document

June 17 – June 22

1

Enforcement Document

3

Enforcement Documents

3

Enforcement Documents

1

Enforcement Documents

2

Enforcement Documents

X