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285 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 70% over the past 30 days
CME issued enforcements: $1,241,754.92 over the past 30 days
161 Final Rules go into effect in the next 30 days
19 Mortgage Lending docs published in the last 7 days
1460 docs with 2637 extracted obligations from the last 7 days
76 new Proposed and Final Rules were published in the past 7 days
2492 new docs in pro.compliance.ai within the last 7 days
Join us at the ABA RCC Conference, June 22-24
Considering RCM Solutions? Here’s an RFP to get started.
Based on recent research, this session will discuss how regulators have come to understand the value of RegTech to financial institutions and are encouraging companies to adopt software solutions to improve compliance operations. In addition, the session will cover methods and approaches to deriving competitive advantage from modernizing compliance practices.