196 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 20% over the past 30 days

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SEC issued enforcements: $257,952,440.51 over the past 30 days

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169 Final Rules go into effect in the next 30 days

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62 Mortgage Lending docs published in the last 7 days

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4349 docs with 7261 extracted obligations from the last 7 days

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107 new Proposed and Final Rules were published in the past 7 days

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8896 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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