309 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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120 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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964 new Proposed and Final Rules were published in the past 7 days

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16097 new docs in pro.compliance.ai within the last 7 days

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Recent regulatory changes mentioning . View Complete List


Federal Regulators Move To Regulate Stablecoins Through Banking Laws Plus New Legislation

Published : 2021-11-16


FinCEN Releases Updated Advisory on Ransomware and the Use of the Financial System to Facilitate Ransom Payments

Published : 2021-11-08


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E

Published : 2021-11-08


President's Working Group Report: Stablecoin Issuers Should Be Banks; Status as Securities or Commodities Still Unclear

Published : 2021-11-05


Remarks from Sarah Paquet, Director and Chief Executive Officer, Financial Transactions and Reports Analysis Centre of Canada at the ACAMS 9th Annual AML and Anti-Financial Crime Conference

Published : 2021-11-03


eSignature and ePayment News and Trends

Published : 2021-11-01


Sound the Alarm: DOJ's New Criminal and Civil Tools to Combat Crypto-Cyber Threats Should Prompt Investment in Cyber Compliance

Published : 2021-10-28


Conference of State Bank Supervisors Proposes Model Money Transmitter Law

Published : 2021-10-22


It's a Sign: Key Takeaways from FinCEN's Ransomware Report

Published : 2021-10-20


Proposal to list and trade shares of Grayscale Bitcoin Trust (BTC)

Published : 2021-10-19


Ransomware Trends in Bank Secrecy Act Data Between January 2021 and June 2021

Published : 2021-10-15


CA governor signs legislation on money transmission website requirements

Published : 2021-10-14


The Department of Justice Sets Cryptocurrency Squarely in its Sights

Published : 2021-10-14


DOJ Targets Cryptocurrency Fraud

Published : 2021-10-12


Crypto Initiatives and Blockchain Supply Chain Solutions Launch; Reports Provide 2021 Crypto Market Stats, Address Risks; DOJ Crypto Team Announced

Published : 2021-10-08


FinTech Innovation at California's Newest Financial Regulator Webinar Recap

Published : 2021-10-07


Brad Rustin Discusses Gamification of Stock Trading with Emerging Litigation Podcast

Published : 2021-10-07


Regulation, Supervision and Oversight of "Global Stablecoin" Arrangements: Progress Report on the implementation of the FSB High-Level Recommendations -- PDF

Published : 2021-10-07


Regulation, Supervision and Oversight of "Global Stablecoin" Arrangements: Progress Report on the implementation of the FSB High-Level Recommendations -- PDF

Published : 2021-10-07


Quick Reference Guide: U.S. Regulation and Enforcement of Digital Assets

Published : 2021-10-04


OFAC Issues Updated Guidance on Ransomware Payments

Published : 2021-09-30


OFAC Issues a New Advisory Memo on Potential Sanctions Risk for Facilitating Ransomware Payments

Published : 2021-09-27


OFAC Imposes New Sanctions to Thwart Ransomware

Published : 2021-09-23


FinCEN Launches Regulatory Process For New Antiquities Regulations

Published : 2021-09-23


Proposal to Regulate Digital Assets

Published : 2021-09-20


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