310 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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123 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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964 new Proposed and Final Rules were published in the past 7 days

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16728 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Recent regulatory changes mentioning . View Complete List


Publication of the summary from "The JFSA Strategic Priorities July 2021-June 2022" -- The JFSA Strategic Priorities July 2021-June 2022

Published : 2021-11-17


FEES 8.1 Consumer Credit permissions

Published : 2021-11-10


FEES 4 Annex 1A FCA activity groups, tariff bases and valuation dates

Published : 2021-11-10


SEC Complaint - CF3 Enterprises, LLC, et al.

Published : 2021-11-09


A Retail Central Bank Digital Currency (CBDC): Economic Considerations in the Singapore Context

Published : 2021-11-09


SW Benefits update- 2021 end of year plan sponsor "to do" list (part 1) health and Welfare

Published : 2021-11-08


Update: Thailand's Securities and Exchange Commission now permits licensed digital asset business operators to apply for foreign exchange quotas

Published : 2021-11-05


New York Imposes Community Reinvestment Act Requirements on Mortgage Bankers

Published : 2021-11-04


Central bank digital currencies: motives, economic implications and the research frontier

Published : 2021-11-04


Project Ubin Phase 5: Enabling Broad Ecosystem Collaboration

Published : 2021-11-03


FAQ concerning the Luxembourg Law of 17 December 2010 relating to undertakings for collective investment - version 13

Published : 2021-11-03


SEC Complaint - Howard S. Kleyman

Published : 2021-11-01


Stablecoins Likely to Continue Under Sword of Damocles for the Interim Future

Published : 2021-10-30


Will JP Morgan's digital only Chase launch shake up the UK retail banking sector?

Published : 2021-10-27


Determination of Rates and Terms for Digital Performance of Sound Recordings and Making of Ephemeral Copies To Facilitate Those Performances (Web V)

Published : 2021-10-27


Report of the CFPB Education Loan Ombudsman

Published : 2021-10-26


Biden Administration Makes Progress on Appointing Lead Financial Services Regulators

Published : 2021-10-22


Comment on FR Doc # 2021-20731; Public Submission; Global Heritage Alliance

Published : 2021-10-21


Notice of Adoption: Rule UP-001 Unclaimed Property General and Rule UP-002 Unclaimed Property Fees

Published : 2021-10-21


Financial Health Network; Public Submission; Financial Health Network

Published : 2021-10-19


Bank Policy Institute; Public Submission; Bank Policy Institute

Published : 2021-10-19


The Pew Charitable Trusts; Public Submission; The Pew Charitable Trusts

Published : 2021-10-19


FinRegLab; Public Submission; FinRegLab

Published : 2021-10-19


Center for Responsible Lending, National Consumer Law Center, and National Fair Housing Alliance; Public Submission; Center for Responsible Lending

Published : 2021-10-19


National Community Reinvestment Coalition; Public Submission; National Community Reinvestment Coalition

Published : 2021-10-18


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