Regulatory Agency Updates | Week Of Jan 14 To Jan 21

Regulatory Agency Updates | Week of Jan 14 to Jan 21

Jan 14 to Jan 21, 2018

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Regulatory Agency Activity Weekly Summary

Compliance.ai’s Weekly Regulatory Agency Activity Summary is the only comprehensive resource for financial compliance professionals to

stay up to date on the latest regulatory changes and updates.

Check out our Financial Regulatory Digest page for more resources. 

FINRA

Enforcement | Published 01/17/2019
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058604101 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jay R. Weiser, Respondent CRD No. 1511042 Pursuant to FINRA Rule 92… Read More
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News | Published 01/18/2019
January 18, 2019 Federal Reserve Board’s Industrial Production and Capacity Utilization statistical release marks the 100th anniversary of Board data on industrial production For releas… Read More
View all FRS updates
Final Rule | Published 01/18/2019 | Effective 02/19/2019
The Department of Veterans Affairs (VA) amends its claims adjudication, appeals, and Rules of Practice of the Board of Veterans’ Appeals (Board) regulations. In addition, this rule revises VA’s regulations with respect to accreditation of attorneys… Read More
View all VA updates
News | Published 01/18/2019
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal sav… Read More
View all OCC updates

Fannie

News | Published 01/18/2019
We have extended the effective date for mortgage assignment forms to April 1 (based on the note date) to give lenders more time to update their assignments, and additional flexibility for document custodians to certify loans that still have our previ… Read More
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EOP

Presidential Document | Published 01/18/2019
On January 23, 1995, by Executive Order 12947, the President declared a national emergency pursuant to the International Emergency Economic Powers Act (50 U.S.C. 1701-1706) to deal with the unusual and extraordinary threat to the national security… Read More
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News | Published 01/17/2019
Washington, D.C. — Consumer Financial Protection Bureau Director Kathleen L. Kraninger today issued the following statement announcing that she has asked Congress to grant the CFPB clear authority to supervise for compliance with the Military Lending… Read More
View all CFPB updates

Freddie

News | Published 01/16/2019
TO: Freddie Mac Sellers January 16, 2019 | 2019-3 SUBJECT: REVISED GUIDANCE AND REQUIREMENTS RELATED TO THE FEDERAL GOVERNMENT SHUTDOWN…. Read More
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TREAS

Final Rule | Published 01/14/2019 | Effective 01/14/2019
This document amends the U.S. Customs and Border Protection (CBP) regulations to reflect an extension of import restrictions on certain archaeological material from China. The restrictions, which were originally imposed by CBP Dec. 09-03 and last ext… Read More
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Enforcement | Published 01/17/2019
Case 2:19-cv-00505 Document 1 Filed 01/15/19 Page 1 of 43 PageID: 1 Cheryl L. Crumpton Stephan J. Schlegelmilch U.S. SECURITIES AND EXCHANGE COMMISSION 100 F Street, N.E. Washington, DC 20549 Attorneys for Plaintiff UNITED STATES DIST… Read More
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