Regulatory Agency Updates | Week Of Jan 07 To Jan 14

Regulatory Agency Updates | Week of Jan 07 to Jan 14

Jan 07 to Jan 14, 2018

Screen Shot 2019-01-14 at 8.41.36 AM

Regulatory Agency Activity Weekly Summary

Compliance.ai’s Weekly Regulatory Agency Activity Summary is the only comprehensive resource for financial compliance professionals to

stay up to date on the latest regulatory changes and updates.

Check out our Financial Regulatory Digest page for more resources. 

News | Published 01/11/2019
Good afternoon. Thank you for inviting me to speak here today. As the primary supervisor of the majority of the nation’s small and medium-size banks, the FDIC oversees a segment of the banking system that plays a vital role in communities across the… Read More
View all FDIC updates
News | Published 01/11/2019
Joint Release Board of Governors of the Federal Reserve System Conference of State Bank Supervisors Consumer Financial Protection Bureau Federal Deposit Insurance Corporation National Credit Union Administration Office of the Comptroller of the Curre… Read More
View all OCC updates

News | Published 01/11/2019
January 11, 2019 Regulators encourage institutions to work with borrowers affected by government shutdown Board of Governors of the Federal Reserve System Conference of State Bank Supervisors Consumer… Read More
View all FRS updates
Enforcement | Published 01/09/2019
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 84980 / January 9, 2019 INVESTMENT ADVISERS ACT OF 1940 Release No. 5100 / January 9, 2019 ACCOUNTING AND AUDITING EN… Read More
View all SEC updates

Freddie

News | Published 01/11/2019
TO: Freddie Mac Servicers January 11, 2019 | 2019-2 SUBJECT: CREDIT REPORTING GUIDANCE RELATED TO THE FEDERAL GOVERNMENT SHUTDOWN In respon… Read More
View all Freddie updates

Fannie

News | Published 01/11/2019
Lender Letter LL-2019-01 provides additional guidance on servicing policies to supplement the temporary guidance described in Lender Letter LL-2018-06, Impact of Federal Government Shutdown, that applies to borrowers who are impacted by the federal g… Read More
View all Fannie updates

TREAS

Final Rule | Published 01/14/2019 | Effective 01/14/2019
This document amends the U.S. Customs and Border Protection (CBP) regulations to reflect an extension of import restrictions on certain archaeological material from China. The restrictions, which were originally imposed by CBP Dec. 09-03 and last ext… Read More
View all TREAS updates

EOP

Presidential Document | Published 01/08/2019
By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered as follows: Section 1. Statutory Pay Systems. The rates of basic pay or salaries of the statutory pay systems (as defined in 5 U.S.C. 5302(1)), as adjusted under 5 U.S.C. 5303, are set forth on the schedules attached hereto and made a part hereof… Read More
View all EOP updates

FINRA

Enforcement | Published 01/11/2019
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Dennis Allen Hayes (CRD No. 4403550), Respondent. DISCIPLINARY PROCEEDING No. 2016050883001 COMPLAINT The Department of Enforcement alleges:… Read More
View all FINRA updates
Comment | Published 01/07/2019
ACA International (“ACA”), the Association of Credit and Collection Professionals, submits these comments in response to the Bureau of Consumer Financial Protection’s (“Bureau”) “Request for Information (“RFI”) Regarding Bureau Data Collections,” 83 Fed. Reg. 49,072 (September 28, 2018). ACA appreciates the opportunity to provide input in response to the Bureau’s RFI… Read More
View all CFPB updates
X