Regulatory Agency Updates | Week Of Dec 24 To Dec 31

Regulatory Agency Updates | Week of Dec 24 to Dec 31

Dec 24 to Dec 31, 2018

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Regulatory Agency Activity Weekly Summary

Compliance.ai’s Weekly Regulatory Agency Activity Summary is the only comprehensive resource for financial compliance professionals to

stay up to date on the latest regulatory changes and updates.

Check out our Financial Regulatory Digest page for more resources. 

News | Published 12/26/2018
December 26, 2018 – The current federal government shutdown will have no direct impact on Freddie Mac. We will continue normal operations without interruption during the shutdown… Read More
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TREAS

Final Rule | Published 12/27/2018 | Effective 12/27/2018
The Secretary of the Treasury (the “Secretary”), as Chairperson of the Financial Stability Oversight Council, after consultation with the Federal Deposit Insurance Corporation (the “FDIC”), is issuing a determination regarding a request for an ex… Read More
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Fannie

News | Published 12/26/2018
Lender Letter LL-2018-06 provides temporary guidance on selling and servicing policies that may be impacted by the federal government shutdown that occurred on December 22, 2018… Read More
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DOL

Notice | Published 12/28/2018
This notice sets forth the schedule and proposed agenda of a forthcoming meeting of the ACVETEO. The ACVETEO will discuss the DOL core programs and services that assist veterans seeking employment and raise employer awareness as to the advantages of… Read More
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NYSE

Proposed Rule | Published 12/27/2018
December 19, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”) and Rule 19bd-4 thereunder, notice is hereby given that, on December 18, 2018, NYSE Arca, Inc. (the “Exchange” or “NYSE Arca”) filed… Read More
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EBSA

Notice | Published 12/28/2018
This document contains notices of pendency before the Department of Labor (the Department) of proposed exemptions from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or… Read More
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DOJ

Notice | Published 12/21/2018 | Comments Close 02/19/2019
The Department of Justice (DOJ), Office of Justice Programs (OJP), Bureau of Justice Statistics (BJS) intends to request approval from the Office of Management and Budget (OMB) for a generic information collection clearance that will allow BJS to con… Read More
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Notice | Published 12/28/2018 | Comments Close 02/26/2019
In accordance with the Paperwork Reduction Act of 1995, the U.S. Department of Agriculture (USDA) Rural Housing Service (RHS) invites comments on this information collection for Analyzing Credit Needs and Graduation of Borrowers, for which the Agency… Read More
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Final Rule | Published 12/26/2018 | Effective 02/25/2019
We are adopting amendments to modernize the property disclosure requirements for mining registrants, and related guidance, currently set forth in Item 102 of Regulation S-K under the Securities Act of 1933 and the Securities Exchange Act of 1934 and… Read More
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Final Rule | Published 12/28/2018 | Effective 01/28/2019
On August 29, 2018, the OCC, Board, and FDIC (collectively, the agencies) issued interim final rules that were effective immediately to implement section 210 of the Economic Growth, Regulatory Relief, and Consumer Protection Act (Economic Growth Act)… Read More
View all FDIC updates

VA

Proposed Rule | Published 12/27/2018 | Comments Close 02/25/2019
The Department of Veterans Affairs (VA) is proposing to amend and update its VA Acquisition Regulation (VAAR) in phased increments to revise or remove any policy superseded by changes in the Federal Acquisition Regulation (FAR), to remove any procedu… Read More
View all VA updates
Notice | Published 12/27/2018
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC’s Specially Designated Nationals and Blocked Persons List based on OFAC’s determination that one or… Read More
View all OFAC updates
News | Published 12/27/2018
Creating a budget will help you figure out how much money you have to pay down your debts, while also covering your needs and obligations. Knowing what you owe on a monthly basis, and where you actually spend your money, can help you prioritize so yo… Read More
View all CFPB updates
Final Rule | Published 12/28/2018 | Effective 01/28/2019
On August 29, 2018, the OCC, Board, and FDIC (collectively, the agencies) issued interim final rules that were effective immediately to implement section 210 of the Economic Growth, Regulatory Relief, and Consumer Protection Act (Economic Growth Act)… Read More
View all FRS updates

EOP

Presidential Document | Published 12/27/2018
By the authority vested in me as President by the Constitution and the laws of the United States, including section 7(a) of the Jerusalem Embassy Act of 1995 (Public Law 104-45) (the “Act”), I hereby determine that it is necessary, in order to… Read More
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FINRA

Enforcement | Published 12/26/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041196601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Morgan Stanley Smith Barney LLC, Respondent CD No. 149777 Pursuant… Read More
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Final Rule | Published 12/28/2018 | Effective 01/28/2019
On August 29, 2018, the OCC, Board, and FDIC (collectively, the agencies) issued interim final rules that were effective immediately to implement section 210 of the Economic Growth, Regulatory Relief, and Consumer Protection Act (Economic Growth Act)… Read More
View all OCC updates
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