249 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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46 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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108 new Proposed and Final Rules were published in the past 7 days

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10814 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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The Imperative To Automate Regulatory Change Management for Compliance in Financial Services

This informative white paper is a necessary primer for Compliance professionals to adopt RegTech to address the gaps in today’s complex regulatory landscape. Learn how RegTech is tackling today’s Compliance needs Better, Faster and Cheaper than Legacy Systems.

How does legacy compliance management software measure up against RegTech in the present regulatory environment?

This paper examines the present-day challenges that highly regulated institutions face in adapting to a changed regulatory environment, specifically, the paper dives into:

  • The gaps and challenges in today’s Compliance Management
  • A review of the inefficiencies of the manual processes used today
  • An explanation of emerging solutions, referred to as “RegTech”, to address compliance
  • How RegTech can improve risk mitigation, reduce costs, and improve confidence in compliance in financial organizations
  • Modern Regulatory Change Management solutions with a holistic view on regulatory compliance risk for the BFSI industry

Understand RegTech at a deeper level, how and when to adopt RegTech into your daily schedule and find out how Compliance.ai can help you collaborate across your organization.

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