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Financial Regulatory Deadlines & News (October 31 to November 06)

The Evolving Face of What’s Next in Mobile



Federal Home Loan Bank Community Support Program-Administrative Amendments

FHFA | Lending, Mortgage Lending, Consumer Lending | Final Rule

Margin and Capital Requirements for Covered Swap Entities; Final Rule

OCC FCA FDIC FHFA FRS | Securities | Final Rule

Summaries of Rights Under the Fair Credit Reporting Act (Regulation V)

CFPB | Lending, Consumer Lending | Final Rule

Submission of Information Collections for OMB Review; Comment Request; Reportable Events; Notice of Failure to Make Required Contributions

PBGC | Securities | Notice

Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities

SEC | Securities | Proposed Rule

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blockchain city
DTCC begins testing DLT platform for credit derivatives
Finextra Research Headlines 11/06/2018
The Depository Trust & Clearing Corporation (DTCC) is ploughing ahead with its project to re-platform its credit derivatives Trade Information Warehouse (TIW) on distributed ledger technology and cloud, enlisting 15 of the world’s largest banks for a testing phase…
Washington — In an effort to address any potential legal uncertainty resulting from examiners’ reliance on guidance, policy statements, and similar communications as the basis for supervisory mandates, the Bank Policy Institute (BPI) and American Bankers Association (ABA) submitted letters Monday petitioning the banking agencies and the Bureau of Consumer Financial Protection (BCFP) for a formal rulemaking regarding the use of supervisory guidance…
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Crypto Mining Tech Firm Bitfury Closes $80 Million Funding Round
CoinDesk 11/06/2018
Cryptocurrency mining technology firm Bitfury Group has just closed an $80 million funding round led by venture capital firm Korelya Capital. Also participating in the private placement were investors such as Mike Novogratz’s Galaxy Digital, Macquarie Capital, Dentsu Inc., Armat Group and others, according to a Bitfury press release. Advising Bitfury on the funding was investment bank Bryan, Garnier & Co…
Charles A. Banks, IV
SEC | Securities | Enforcement | 11/02/2018
FINRA | Broker-Dealer, Securities | Enforcement | 10/31/2018
SEC | Securities | Enforcement | 11/02/2018
James E. Barnes
FINRA | Securities | Enforcement | 10/31/2018
SEC | Securities | Enforcement | 11/02/2018